Inactive Instrument

Company PhenixFIN Corporation Nasdaq

Equities

US71742W1036

Closed End Funds

Business Summary

PhenixFIN Corporation is an internally managed non-diversified closed-end management investment company. The Company’s investment objective is to generate current income and capital appreciation. It seeks to achieve this objective primarily through making loans, private equity or other investments in privately held companies. It may also make debt, equity or other investments in publicly traded companies. These investments may also include investments in other BDCs, closed-end funds or real estate investment trusts (REITs). It may also pursue other strategic opportunities and invest in other assets or operate other businesses to achieve its investment objective, such as operating and managing an asset-based lending business. The portfolio generally consists of senior secured first lien term loans, senior secured second lien term loans, senior secured bonds, preferred equity and common equity. Its loan and other debt investments are primarily rated below investment grade or are unrated.

Sales per Business

USD in Million2022Weight2023Weight Delta
Investment and Related Activities
100.0 %
21 100.0 % 9 100.0 % -58.59%

Sales per region

USD in Million2022Weight2023Weight Delta
North America
100.0 %
14 100.0 % 9 100.0 % -40.19%

Managers

Managers TitleAgeSince
Chief Executive Officer 45 19-04-15
Director of Finance/CFO 57 20-12-31
Comptroller/Controller/Auditor - 23-05-31
- -

Members of the board

Members of the board TitleAgeSince
Director/Board Member 76 20-08-18
Director/Board Member 77 11-11-22
Director/Board Member 75 19-04-15
Chief Executive Officer 45 19-04-15
Director/Board Member 67 10-04-22

Share class

VoteQuantityFree-FloatCompany-owned sharesTotal Float
Stock A 1 2,723,709 1,655,851 ( 60.79 %) 663,219 ( 24.35 %) 60.79 %

Shareholders

NameEquities%Valuation
270,470 13.13 % 12 M $
Adalta Capital Management LLC
6.586 %
135,714 6.586 % 6 M $
Northwestern Mutual Wealth Management Co.
6.380 %
131,458 6.380 % 6 M $
127,333 6.180 % 6 M $
22NW LP
5.721 %
117,885 5.721 % 5 M $
FrontFour Capital Group LLC
3.963 %
81,662 3.963 % 4 M $
Morgan Stanley Smith Barney LLC
3.217 %
66,296 3.217 % 3 M $
64,327 3.122 % 3 M $
Almitas Capital LLC
0.8647 %
17,818 0.8647 % 785 774 $
Legal & General Investment Management Ltd.
0.8045 %
16,577 0.8045 % 731 046 $

Company contact information

PhenixFIN Corp.

445 Park Avenue 10th floor

10022, New York

+212-859-0390

http://www.phenixfc.com
address PhenixFIN Corporation
  1. Stock Market
  2. Equities
  3. PFX Stock
  4. Stock
  5. Company PhenixFIN Corporation