MIGO OPPORTUNITIES TRUST PLC
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying Miton Global Opportunities Plc
issuer of existing shares to which voting
rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X"
if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name Prudential plc group of companies
City and country of registered office (if London, United Kingdom
applicable)
4. Full name of shareholder(s) (if different from 3.)v
Name Prudential plc
M&G Group Limited
M&G Investment Management Limited
M&G Limited
City and country of registered office (if London, United Kingdom
applicable)
5. Date on which the threshold was crossed or 18/07/2017
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY): 19/07/2017
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both in Total number of
rights attached through financial % (8.A + 8.B) voting rights of
to shares (total instruments issuervii
of 8. A) (total of 8.B 1 +
8.B 2)
Resulting 4.58% 0.42% 5.00% 25,279,985
situation on the
date on which
threshold was
crossed or reached
Position of 5.10% 0.02% 5.12%
previous
notification (if
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of Number of voting rightsix % of voting rights
shares
ISIN code (if Direct Indirect Direct Indirect
possible) (Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive 2004/ Directive 2004/109/ 2004/109/EC) Directive 2004/
109/EC) (DTR5.1) EC) (DTR5.2.1) (DTR5.1) 109/EC)
(DTR5.2.1)
ORD GBP0.01 1,158,379 4.58%
GB0034365949
SUBTOTAL 8. A 1,158,379 4.58%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights % of voting
instrument datex Conversion Periodxi that may be acquired if rights
the instrument is
exercised/converted.
ORD GBP0.01 106,000 0.42%
GB0034365949
(Right of Recall)
SUBTOTAL 8. B 1 106,000 0.42%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)
(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or cash Number of % of voting
financial datex Conversion settlementxii voting rights rights
instrument Period xi
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting rights if % of voting rights Total of both if it
it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
Prudential plc 4.58% 0.42% 5.00%
(Parent Company)
M&G Group Limited 4.58% 0.42% 5.00%
(wholly owned
subsidiary of
Prudential plc)
M&G Investment 4.58% 0.42% 5.00%
Management Limited
(wholly owned
subsidiary of M&G
Limited)
M&G Limited 4.58% 0.42% 5.00%
(wholly owned
subsidiary of M&G
Group Limited)
10. In case of proxy voting, please identify:
Name of the proxy holder N/A
The number and % of voting rights held N/A
The date until which the voting rights will be N/A
held
11. Additional informationxvi
Place of completion London, United Kingdom
Date of completion 19 July 2017
Annex: Notification of major holdings (to be filed with the FCA only)
Miton Global Opportunities : Opportunites Plc - Holding(s) in Company
July 19, 2017 at 11:16 am EDT
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