MIZUHO SECURITIES CO To whom it may concern
March 13, 2015
Mizuho Securities Co.,Ltd.
Re: Management Changes
Mizuho Securities Co.,Ltd.hereby announces changes in the directors, corporate auditors and executive officers (including changes in their areas of responsibility,etc.)
1
【Mizuho Securities Co., Ltd. (MHSC)】
Name | New Position (Effective as of April 1, 2015) | Current Position | ||
Mr. Hideo Gamou | Managing Director and Managing Executive Officer | In charge of Corporate Investment Services & Retail Business Division | Managing Director and Managing Executive Officer | Head of Asset Management Group |
Mr. Masaya Usuha | Managing Director and Managing Executive Officer | Head of Internal Audit Division | Managing Executive Office | Head of Global Operations, Head of Operations Group |
Mr. Naomi Tsumura | Managing Director and Managing Executive Officer | Head of Compliance Group | Executive Officer | Joint Head of Internal Audit Division |
Mr. Yoshio Shimizu | Managing Executive Officer | Joint Head of Global Investment Banking, Joint Head of Investment Banking Division, Head of General Industries Group | Managing Executive Officer | Joint Head of Global Investment Banking, Joint Head of Investment Banking Division, Head of IB Products Group, Attached to IB Business Promotion Group |
Mr. Tetsuhiko Saito | Managing Executive Officer | Co-Head of Corporate Investment Services & Retail Business Division | Managing Executive Officer | Co-Head of Corporate Investment Services & Retail Business Division, Head of Internet and Contact Center Group |
Mr. Tatsuya Yamada | Managing Executive Officer | Head of Global IT, Head of IT & Systems Group, Head of Operations Group | Managing Executive Officer | Head of Global IT, Head of IT & Systems Group |
Mr. Masuo Fukuda | Managing Executive Officer | Joint Head of Investment Banking Division, Head of Corporate Finance & Advisory Dept. | Managing Executive Officer | Joint Head of Investment Banking Division, Head of Investment Banking Group |
Mr. Shinya Hanamura | Managing Executive Officer | Head of Public & Financial Institutions Group | Managing Executive Officer | Head of Public & Financial Institutions Group, Head of Advisory Group |
Mr. Shuji Ueno | Managing Executive Officer | General Manager of Nagoya Branch, in charge of Corporate & Retail Business | Executive Officer | General Manager of Nagoya Branch |
2
Name | New Position (Effective as of April 1, 2015) | Current Position | ||
Mr. Yasuto Hamanishi | Managing Executive Officer | In charge of IB Business and Corporate & Retail Business | Executive Officer | Head of Capital Markets Group |
Mr. Akira Nakamura | Managing Executive Officer | Head of Telecom Media Technology Group, in charge of Investment Banking Business | - | |
Mr. Takahisa Shirota | Managing Executive Officer | In charge of Corporate & Retail Business | - | |
Mr. Taiji Kumagai | Executive Officer | General Manager, Branch Business Promotion | Executive Officer | Head of Retail Business Group, Head of Wealth Management Group |
Mr. Yoshihiro Kishishita | Executive Officer | In charge of Corporate & Retail Business | Executive Officer | Head of Private Banking Dept. |
Mr. Tadashi Sano | Executive Officer | In charge of Corporate & Retail Business | Executive Officer | General Manager of Sapporo Branch |
Mr. Atsushi Takahashi | Executive Officer | Head of Financial Planning Dept. | Executive Officer | Senior Corporate Officer(Attached to Head of Markets & Products Division and Head of Research Group) |
Mr. Shinobu Yamazaki | Executive Officer | Head of Global Operations, Joint Head of Operations Group | - | Senior Executive of Operations Group |
Mr. Takashi Hirakawa | Executive Officer | General Manager, Branch Business Promotion | - | Branch Promotion Officer (Attached to Head of Corporate Investment Services & Retail Business Division) |
Mr. Yu Nakaoki | Executive Officer | In charge of Investment Banking Business | - | Head of Sector Coverage Dept.V |
Mr. Takafumi Matake | Executive Officer | Head of Corporate Communications Dept., Head of Human Resources Dept. | - | Head of Human Resources Dept. |
Mr. Taizo Tomita | Executive Officer | General Manager, Branch Business Promotion | - | Joint Head of Retail Business Group |
Mr. Yuzo Kanamori | Executive Officer | Head of Syndication Group | - | Head of Corporate Planning Dept. |
3
Name | New Position (Effective as of April 1, 2015) | Current Position | |
Mr. Mitsuhiro Nagahama | Senior Advisor | Chairman | |
Mr. Hajime Saito | Retired | Deputy President and Deputy President-Executive Officer | Head of Internal Audit Division |
Mr. Kenichi Minamitani | Retired | Deputy President and Deputy President-Executive Officer | Head of Compliance Group |
Mr. Shuzo Fujii | Retired | Managing Executive Officer | Joint Head of Corporate Investment Services & Retail Business Division, Head of IB Business Promotion Group |
Mr. Sadanobu Takada | Retired | Managing Executive Officer | Attached to Investment Banking Group |
Mr. Kazuya Yamasato | Retired | Executive Officer | General Manager of Osaka Branch, Attached to Corporate Investment Services & Retail Business Division |
Mr. Yoshikiyo Yamazaki | Retired | Executive Officer | Attached to Corporate Investment Services & Retail Business Division |
Mr. Satoshi Sugiyama | Retired | Executive Officer | General Manager of Head Office Sales Dept.II |
The appointment of Messrs. Masaya Usuha and Naomi Tsumura as directors is subject to approval at the
general meeting of shareholders of MHSC to be held on April 1, 2015.
4
Name | New Position (to become effective in late June 2015) | Current Position |
Mr. Yasushi Higo | Director | Corporate Auditor (full-time) |
Mr. Shigeru Akiyoshi | Corporate Auditor (full-time) | - |
Mr. Sei Toyokawa | Corporate Auditor (full-time) | - |
Mr. Yoshihisa Eguchi | Retired | Corporate Auditor (full-time) |
The appointment of Mr. Yasushi Higo as director and the appointment of Messrs. Shigeru Akiyoshi and Sei
Toyokawa as corporate auditors are subject to approval at the regular general meeting of shareholders of
MHSC to be held in late June 2015.
5
(Reference) Shown below are Directors, Corporate Auditors, and Executive Officers as of April. 1, 2015.
DirectorsPresident & CEO (Representative Director)* | Mr. Hiroshi Motoyama | |
Deputy President (Representative Director) and Deputy President - Executive Officer* | Mr. Yasuhiko Imaizumi | Head of Corporate Business |
Deputy President and Deputy President - Executive Officer* | Mr. Yasuo Agemura | Head of Global Markets, Head of Markets & Products Division, Head of Global Business & Markets |
Managing Director and Managing Executive Officer* | Mr. Hideo Gamou | In charge of Corporate Investment Services & Retail Business Division |
Managing Director and Managing Executive Officer* | Mr. Shuichi Shimada | Head of Strategic Planning Group, in charge of Investment Dept. |
Managing Director and Managing Executive Officer* | Mr. Hidefumi Kobayashi | Head of Global Finance, Head of Research Group, Head of Finance & Accounting Group, in charge of Due Diligence Dept. |
Managing Director and Managing Executive Officer* | Mr. Masaya Usuha | Head of Internal Audit Division |
Managing Director and Managing Executive Officer* | Mr. Naomi Tsumura | Head of Compliance Group |
Director | Mr. Keizo Ohashi | Chairman of Mizuho Securities UK Holdings Ltd., Chairman of Mizuho International plc |
Director* | Mr. Kenji Fujii | Head of Global Risk Management, Head of Risk Management Group |
Director (not full-time) | Mr. Yasuhiro Sato | |
Director (Outside Director) | Mr. Hidetaka Kawakita | |
Director (Outside Director） | Mr. Masaru Ono |
(Note) Asterisks indicate directors expected to concurrently serve as executive officers.
6
Corporate AuditorsCorporate Auditor (full-time) | Mr. Yasushi Higo |
Corporate Auditor (full-time) | Mr. Yoshihisa Eguchi |
Corporate Auditor (full-time) (Outside Corporate Auditor) | Mr. Hideo Etani |
Corporate Auditor (Outside Corporate Auditor) | Mr. Yuji Yoshimasu |
Managing Executive Officer | Mr. Shingo Ishizaki | In charge of Investment Banking Business |
Managing Executive Officer | Mr. Masahiro Miyamoto | Head of Global Investment Banking, Head of Investment Banking Division |
Managing Executive Officer | Mr. Yoshio Shimizu | Joint Head of Global Investment Banking, Joint Head of Investment Banking Division, Head of General Industries Group |
Managing Executive Officer | Mr. Katsunori Nozawa | In charge of Investment Banking Business |
Managing Executive Officer | Mr. Hiroto Koda | Head of Corporate Investment Services & Retail Business Division, Attached to Strategic Planning Group |
Managing Executive Officer | Mr. Tetsuhiko Saito | Co-Head of Corporate Investment Services & Retail Business Division |
Managing Executive Officer | Mr. Tatsuya Yamada | Head of Global IT, Head of IT & Systems Group, Head of Operations Group |
Managing Executive Officer | Mr. Tetsuhiro Sakamoto | Head of Human Resources Group, in charge of Executive Secretariat |
Managing Executive Officer | Mr. Junichi Yamada | Joint Head of Markets & Products Division |
Managing Executive Officer | Mr. Masuo Fukuda | Joint Head of Investment Banking Division, Head of Corporate Finance & Advisory Dept. |
Managing Executive Officer | Mr. Sadamu Yoshida | In charge of Investment Banking Business |
Managing Executive Officer | Mr. Shinya Hanamura | Head of Public & Financial Institutions Group |
Managing Executive Officer | Mr. Kentaro Akashi | Chairman of Mizuho Securities Asia Limited, in charge of Investment Banking Business |
7
Managing Executive Officer | Mr. Shuji Ueno | General Manager of Nagoya Branch, in charge of Corporate & Retail Business |
Managing Executive Officer | Mr. Yasuto Hamanishi | In charge of IB Business and Corporate & Retail Business |
Managing Executive Officer | Mr. Akira Nakamura | Head of Telecom Media Technology Group, in charge of Investment Banking Business |
Managing Executive Officer | Mr. Takahisa Shirota | In charge of Corporate & Retail Business |
Executive Officer | Mr. Taiji Kumagai | General Manager, Branch Business Promotion |
Executive Officer | Mr. Yoshihiro Kishishita | In charge of Corporate & Retail Business |
Executive Officer | Mr. Hiroshi Shibata | In charge of Corporate & Retail Business |
Executive Officer | Mr. Noriyuki Nogami | General Manager of Shinjuku Branch |
Executive Officer | Mr. Hiroki Takeshi | General Manager of Kyoto Branch |
Executive Officer | Mr. Kazumichi Komatsu | General Manager of Shibuya Branch |
Executive Officer | Mr. Keiji Maruko | In charge of Investment Banking Business |
Executive Officer | Mr. Tadashi Sano | In charge of Corporate & Retail Business |
Executive Officer | Mr. Takehiko Iida | General Manager, Branch Business Promotion |
Executive Officer | Mr. Atsushi Takahashi | Head of Financial Planning Dept. |
Executive Officer | Mr. Shinobu Yamazaki | Head of Global Operations, Joint Head of Operations Group |
Executive Officer | Mr. Takashi Hirakawa | General Manager, Branch Business Promotion |
Executive Officer | Mr. Yu Nakaoki | In charge of Investment Banking Business |
Executive Officer | Mr. Takafumi Matake | Head of Corporate Communications Dept., Head of Human Resources Dept. |
Executive Officer | Mr. Taizo Tomita | General Manager, Branch Business Promotion |
Executive Officer | Mr. Yuzo Kanamori | Head of Syndication Group |
Management changes for the above are on the assumption that any permission required will be obtained
from the relevant authorities.
8
|
distributed by
|
