MONDI PLC
Mondi Limited
(Incorporated in the Republic of South Africa)
(Registration number: 1967/013038/06)
JSE share code: MND ISIN: ZAE000156550
Mondi plc
(Incorporated in England and Wales)
(Registered number: 6209386)
LEI: 213800LOZA69QFDC9N34
JSE share code: MNP ISIN: GB00B1CRLC47
LSE share code: MNDI
As part of the dual listed company structure, Mondi Limited and Mondi plc
notify both the JSE Limited and the London Stock Exchange of those interests
(and changes to those interests) of directors of both entities, the respective
company secretaries and persons discharging managerial responsibilities across
the Group and, in certain instances, the directors of major subsidiaries of
Mondi Limited in the securities of Mondi Limited and Mondi plc which are
required to be disclosed under the Listings Requirements of the JSE and/or the
Disclosure Guidance and Transparency Rules of the United Kingdom Listing
Authority. To comply with the requirements in Articles 7 and 9 of the
regulatory technical standards of the Transparency Directive (2004/109/EC),
this announcement is classified as additional regulated information required to
be disclosed under the laws of a Member State.
In accordance with Rules 3.63-3.74 of the Listings Requirements of the JSE and/
or the Disclosure Guidance and Transparency Rules we advise of the following:
10 March 2017
TRANSACTIONS IN MONDI LIMITED ORDINARY SHARES OF NO PAR VALUE AND MONDI plc
ORDINARY SHARES OF €0.20 EACH
On 9 March 2017, a grant of conditional awards became unconditional and
acquisitions and sales of shares took place as a result of the vesting of Mondi
Limited and Mondi plc Bonus Share Plan and Long Term Incentive Plan awards.
For the purposes of the JSE Listings Requirements, clearance was obtained prior
to the below dealings in securities and the total value of each transaction is
summarised below:
Name Position Award Total Total number Total value
number of of shares of shares
shares vesting vesting
awarded
David Hathorn Director Mondi 12,883 12,883 ZAR
Limited 3,856,911.25
Bonus Share
Plan
David Hathorn Director Mondi 44,723 41,369 ZAR
Limited Long 12,385,047.08
Term
Incentive
Plan
Andrew King Director Mondi 6,091 6,091 ZAR
Limited 1,823,522.97
Bonus Share
Plan
Andrew King Director Mondi 18,574 17,181 ZAR
Limited Long 5,143,646.06
Term
Incentive
Plan
Philip Company Mondi 3,245 3,245 ZAR
Laubscher Secretary, Limited 971,487.78
Mondi Limited Bonus Share
Plan
Philip Company Mondi 9,613 8,893 ZAR
Laubscher Secretary, Limited Long 2,662,385.45
Mondi Limited Term
Incentive
Plan
David Hathorn Director Mondi plc 29,760 29,760 GBP
Bonus Share 555,663.19
Plan
David Hathorn Director Mondi plc 103,315 95,567 GBP
Long Term 1,784,377.14
Incentive
Plan
Andrew King Director Mondi plc 14,071 14,071 GBP
Bonus Share 262,726.37
Plan
Andrew King Director Mondi plc 42,908 39,690 GBP
Long Term 741,070.96
Incentive
Plan
Peter Oswald Director Mondi plc 29,293 29,293 GBP
Bonus Share 546,943.61
Plan
Peter Oswald Director Mondi plc 88,147 81,536 GBP
Long Term 1,522,397.63
Incentive
Plan
Ron Traill PDMR Mondi plc 13,619 13,619 GBP
Bonus Share 254,286.86
Plan
Ron Traill PDMR Mondi plc 37,274 34,479 GBP
Long Term 643,773.89
Incentive
Plan
John Lindahl PDMR Mondi plc 12,292 12,292 GBP
Bonus Share 229,509.81
Plan
John Lindahl PDMR Mondi plc 35,074 32,444 GBP
Long Term 605,777.43
Incentive
Plan
There follow notification forms for each of the above directors/PDMRs of Mondi
Limited and Mondi plc. In addition, in order to satisfy the Listings
Requirements of the JSE, notification forms for the Company Secretary of Mondi
Limited are also included.
Sponsor in South Africa: UBS South Africa (Pty) Ltd
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi Limited Bonus Share Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction Price(s) Volume(s)
(s)
(1) Nil 12,883
Acquisition
(2) Sale ZAR 299.3799 12,883
d) Aggregated information
- Aggregated volume (1) 12,883
(2) 12,883
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi Limited Long Term Incentive
Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction Price(s) Volume(s)
(s)
(1) Nil 41,369
Acquisition
(2) Sale ZAR 299.3799 41,369
d) Aggregated information
- Aggregated volume (1) 41,369
(2) 41,369
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi Limited Bonus Share Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction Price(s) Volume(s)
(s)
(1) Nil 6,091
Acquisition
(2) Sale ZAR 299.3799 6,091
d) Aggregated information
- Aggregated volume (1) 6,091
(2) 6,091
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the Outside a trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi Limited Long Term Incentive
Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction Price(s) Volume(s)
(s)
(1) Nil 17,181
Acquisition
(2) Sale ZAR 299.3799 17,181
d) Aggregated information
- Aggregated volume (1) 17,181
(2) 17,181
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the Outside a trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Philip Laubscher
2 Reason for the notification
a) Position/status Company Secretary, Mondi Limited
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi Limited Bonus Share Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction Price(s) Volume(s)
(s)
(1) Nil 3,245
Acquisition
(2) Sale ZAR 299.3799 3,245
d) Aggregated information
- Aggregated volume (1) 3,245
(2) 3,245
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Philip Laubscher
2 Reason for the notification
a) Position/status Company Secretary, Mondi Limited
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi Limited
b) LEI N/A
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of no par value
financial instrument,
type of instrument
Identification code ZAE000156550
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi Limited Long Term Incentive
Plan award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction Price(s) Volume(s)
(s)
(1) Nil 8,893
Acquisition
(2) Sale ZAR 299.3799 8,893
d) Aggregated information
- Aggregated volume (1) 8,893
(2) 8,893
- Price (1) Nil
(2) ZAR 299.3799
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Bonus Share Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 29,760
Acquisition
(2) Sale GBP 18.671478 29,760
d) Aggregated information
- Aggregated volume (1) 29,760
(2) 29,760
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name David Hathorn
2 Reason for the notification
a) Position/status Group CEO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Long Term Incentive Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 95,567
Acquisition
(2) Sale GBP 18.671478 95,567
d) Aggregated information
- Aggregated volume (1) 95,567
(2) 95,567
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Bonus Share Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 14,071
Acquisition
(2) Sale GBP 18.671478 14,071
d) Aggregated information
- Aggregated volume (1) 14,071
(2) 14,071
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside a trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Andrew King
2 Reason for the notification
a) Position/status Group CFO
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Long Term Incentive Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 39,690
Acquisition
(2) Sale GBP 18.671478 39,690
d) Aggregated information
- Aggregated volume (1) 39,690
(2) 39,690
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside a trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Peter Oswald
2 Reason for the notification
a) Position/status CEO Europe & International
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Bonus Share Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 29,293
Acquisition
(2) Sale GBP 18.671478 16,112
d) Aggregated information
- Aggregated volume (1) 29,293
(2) 16,112
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Peter Oswald
2 Reason for the notification
a) Position/status CEO Europe & International
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Long Term Incentive Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 81,536
Acquisition
(2) Sale GBP 18.671478 44,845
d) Aggregated information
- Aggregated volume (1) 81,536
(2) 44,845
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Ron Traill
2 Reason for the notification
a) Position/status CEO Mondi SA Division
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Bonus Share Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 13,619
Acquisition
(2) Sale GBP 18.671478 13,619
d) Aggregated information
- Aggregated volume (1) 13,619
(2) 13,619
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name Ron Traill
2 Reason for the notification
a) Position/status CEO Mondi SA Division
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Long Term Incentive Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 34,479
Acquisition
(2) Sale GBP 18.671478 34,479
d) Aggregated information
- Aggregated volume (1) 34,479
(2) 34,479
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name John Lindahl
2 Reason for the notification
a) Position/status Group Technical Director
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Bonus Share Plan award;
and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 12,292
Acquisition
(2) Sale GBP 18.671478 12,292
d) Aggregated information
- Aggregated volume (1) 12,292
(2) 12,292
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
1 Details of the person discharging managerial responsibilities ("PDMR")
(or their person closely associated ("PCA")) / restricted person
a) Name John Lindahl
2 Reason for the notification
a) Position/status Group Technical Director
b) Initial notification / Initial notification
Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Mondi plc
b) LEI 213800LOZA69QFDC9N34
4 Details of the transaction(s): section to be repeated for (i) each type
of instrument; (ii) each type of transaction; (iii) each date; and (iv)
each place where transactions have been conducted
a) Description of the Ordinary shares of €0.20 each
financial instrument,
type of instrument
Identification code GB00B1CRLC47
b) Nature of the (1) Acquisition of shares as a result of the
transaction vesting of a Mondi plc Long Term Incentive Plan
award; and (2) subsequent sale of shares
c) Price(s) and volume(s) Transaction(s) Price(s) Volume(s)
(1) Nil 32,444
Acquisition
(2) Sale GBP 18.671478 32,444
d) Aggregated information
- Aggregated volume (1) 32,444
(2) 32,444
- Price (1) Nil
(2) GBP 18.671478
e) Date of transaction 2017-03-09
f) Place of the Outside trading venue - off market
transaction
MONDI PLC : - Director/PDMR Shareholding
March 10, 2017 at 10:02 am EST
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© PRNewswire - 2017
