MONGOLIA ENERGY CORPORATION LIMITED 
By
For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 28/02/2013
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer MONGOLIA ENERGY CORPORATION LIMITED
Date Submitted 04/03/2013
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 276 Description : Ordinary Shares
No. of ordinary shares
Par value
(HKD)
Authorised share capital (HKD)
Balance at close of preceding month 15,000,000,000 0.02 300,000,000
Increase/(decrease) Nil Nil
Balance at close of the month 15,000,000,000 0.02 300,000,000
(2) Stock code :
Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : Description :
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code :
Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (HKD) : 300,000,000
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
No. of ordinary shares No of preference
No. of other classes
(1) (2)
shares
of shares
Balance at close of preceding month | 6,756,547,828 | ||
Increase/ (decrease) during the month | Nil | ||
Balance at close of the month | 6,756,547,828 |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) Particulars of share
option scheme
including EGM
No. of new shares of issuer issued during the month pursuant
No. of new shares of issuer which may be issued pursuant thereto
approval date
(dd/mm/yyyy) and class of shares issuable
1. 2002 Share Option Scheme adopted on
Movement during the month
Granted Exercised Cancelled Lapsed
thereto
as at close of the month
Ordinary shares Nil Nil Nil Nil Nil 67,300,000
(Note 1)
2. 2012 Share Option Scheme adopted on
(30/08/2012)Ordinary shares Nil Nil Nil Nil Nil Nil
(Note 1)
3.
( / / )
shares
(Note 1)
Total A. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A
Total funds raised during the month from exercise of
options (HKD) N/A
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
Description of warrants
(Date of expiry - dd/mm/yyyy)
Currency of Nominal value at
Exercised
Nominal value
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the
1.
nominal value
close of preceding month
during the month
at close of the month
month
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
2.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
3.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
4.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
Total B. (Ordinary shares) (Preference shares) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month Class and description outstanding month month month | ||
1. 3.5% Coupon HKD 300,000,000 Nil 300,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 4.00 EGM approval date (if applicable) (dd/mm/yyyy)) (30/08/2010) 2. 3.5% Coupon HKD 466,800,000 Nil 466,800,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.68 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. 3% Coupon HKD 2,000,000,000 Nil 2,000,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.00 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. 5% Coupon HKD Nil Nil 400,000,000 Nil Convertible Notes Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 0.36 EGM approval date (if applicable) (dd/mm/yyyy) ( 08/01/2013 ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | 1 | 75,000,000 |
1. 3.5% Coupon HKD 300,000,000 Nil 300,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 4.00 EGM approval date (if applicable) (dd/mm/yyyy)) (30/08/2010) 2. 3.5% Coupon HKD 466,800,000 Nil 466,800,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.68 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. 3% Coupon HKD 2,000,000,000 Nil 2,000,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.00 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. 5% Coupon HKD Nil Nil 400,000,000 Nil Convertible Notes Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 0.36 EGM approval date (if applicable) (dd/mm/yyyy) ( 08/01/2013 ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | 1 | 174,179,103 |
1. 3.5% Coupon HKD 300,000,000 Nil 300,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 4.00 EGM approval date (if applicable) (dd/mm/yyyy)) (30/08/2010) 2. 3.5% Coupon HKD 466,800,000 Nil 466,800,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.68 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. 3% Coupon HKD 2,000,000,000 Nil 2,000,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.00 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. 5% Coupon HKD Nil Nil 400,000,000 Nil Convertible Notes Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 0.36 EGM approval date (if applicable) (dd/mm/yyyy) ( 08/01/2013 ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | 1 | ,000,000,000 |
1. 3.5% Coupon HKD 300,000,000 Nil 300,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 4.00 EGM approval date (if applicable) (dd/mm/yyyy)) (30/08/2010) 2. 3.5% Coupon HKD 466,800,000 Nil 466,800,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.68 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. 3% Coupon HKD 2,000,000,000 Nil 2,000,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.00 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. 5% Coupon HKD Nil Nil 400,000,000 Nil Convertible Notes Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 0.36 EGM approval date (if applicable) (dd/mm/yyyy) ( 08/01/2013 ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A | 1,111,111,110 | |
1. 3.5% Coupon HKD 300,000,000 Nil 300,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 4.00 EGM approval date (if applicable) (dd/mm/yyyy)) (30/08/2010) 2. 3.5% Coupon HKD 466,800,000 Nil 466,800,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.68 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. 3% Coupon HKD 2,000,000,000 Nil 2,000,000,000 Nil Convertible Note Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 2.00 EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. 5% Coupon HKD Nil Nil 400,000,000 Nil Convertible Notes Stock code (if listed) 276 Class of shares issuable (Note 1) Ordinary Share Subscription price 0.36 EGM approval date (if applicable) (dd/mm/yyyy) ( 08/01/2013 ) Total C. (Ordinary shares) Nil (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:
1.
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
( / / )
shares (Note 1)
2.
( / / )
shares (Note 1)
3.
( / / )
shares (Note 1)
Total D. (Ordinary shares) (Preference shares) (Other class)
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
Type of Issue
1. Rights issue
Class of shares issuable
(Note 1)
No. of new shares of issuer issued during the month
pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as
at close of the month
At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
2. Open offer At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
3. Placing At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
4. Bonus issue
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
For Main Board and GEM listed issuers
Type of Issue
No. of new shares of issuer issued during the month
pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as
at close of the month
Class of shares issuable
(Note 1)
5. Scrip dividend At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
repurchased (Note 1)
6. Repurchase of shares
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
redeemed (Note 1)
7. Redemption of shares
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
8. Consideration issue At price : State currency
HK$
Class of shares issuable
(Note 1)
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
Ordinary
Shares
( / / ) ( / / )
For Main Board and GEM listed issuers
Type of Issue
9. Capital
reorganisation Class of shares issuable
(Note 1)
No. of new shares of issuer issued during the month
pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as
at close of the month
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
10. Other
State
Class of shares issuable
(Note 1)
(Please specify) At price : currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Total E. (Ordinary shares) - (Preference shares) - (Other class) -
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | Nil |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | Nil |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | Nil |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | Nil |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
Submitted by: Ta ng Chi Kei
Title: Secretary
(Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.
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