NATIONAL AUSTRALIA BANK LIMITED Form 603
Corporations Act 2001
Notice of initial substantial holder Section 671B To:Company Name/Scheme ACN-
Details of substantial shareholder
Name
ACN (if applicable)
The Secretary CSR Limited Level 5 Triniti 3 39 Delhi Road North Ryde NSW 2113 PH: (02) 9235 8000 Fax: (02) 8362 9013 000 001 276National Australia Bank Limited and its associated entities listed in Annexure A (ACN 004 044 937)
CSRThe holder became a substantial holder on 18/05/2017
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Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
Number of securities
Persons' votes
Voting power
Fully paid ordinary shares
26,136,372
26,136,372
5.181%
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Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest
Class and number of securities
Antares Capital Partners Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes or trusts.
Fully paid ordinary shares
85,807
MLC Investments Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes and trusts
Fully paid ordinary shares 11,038,993
MLC Wealth Management Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes and trusts
Fully paid ordinary shares
153,630
Antares Capital Partners Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes or trusts.
Fully paid ordinary shares
1,331,074
MLC Wealth Management Limited
Power to exercise voting rights pursuant to position held as the Registrable Superannuation Entity licensee for the superannuation products it issues.
Fully paid ordinary shares
310,554
NULIS Nominees (Australia) Limited
Power to control the voting and /or disposal of securities pursuant to position held as manager under investment mandate.
Fully paid ordinary shares
293
National Australia Bank Limited
Power to control the voting and /or disposal of securities pursuant to securities lending agreements.
Fully paid ordinary shares 10,892,515
Antares Capital Partners Limited
Power to control the voting and /or disposal of securities pursuant to its position as the responsible entity or trustee of various managed investment schemes or trusts.
Fully paid ordinary shares
395,851
Antares Capital Partners Limited
Power to control the voting and /or disposal of securities pursuant to its position as an investment manager in accordance with investment mandates and as an investment manager of Antares Capital Partners Limited trusts.
Fully paid ordinary shares
700,000
National Australia Bank Limited
Power to control the voting and /or disposal of securities pursuant to securities lending agreements.
Fully paid ordinary shares
1,227,234
Bank of New Zealand Limited
Powers to control the disposal and/or voting of securities, contained in an investment management contract for Bank of New Zealand's discretionary investment management, portfolio custody and execution service.
Fully paid ordinary shares
421
TOTAL
26,136,372
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Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder
Class and number of securities
Antares Capital Partners Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 85,807
MLC Investments Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 11,038,993
MLC Wealth Management Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 153,630
Antares Capital Partners Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 1,331,074
MLC Wealth Management Limited
Navigator Australia Limited (ACN 006 302 987)
Fully paid ordinary shares 310,554
NULIS Nominees (Australia) Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 293
National Australia Bank Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 10,892,515
Antares Capital Partners Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 395,851
Antares Capital Partners Limited
UBS Nominees Pty Limited (ACN 001 450 522)
Fully paid ordinary shares 700,000
National Australia Bank Limited
National Nominees Limited (ACN 004 278 899)
Fully paid ordinary shares 1,227,234
Bank of New Zealand Limited
FNZ Custodians Limited (NZBN 9429036641093)
Fully paid ordinary shares 421
TOTAL
26,136,372
- Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration | Class and number of securities |
Cash | Non-cash | Fully paid ordinary shares | |
Antares Capital Partners Limited | 18/01/2017 | $14,879.80 | 3,472 |
Antares Capital Partners Limited | 10/02/2017 | $21,148.63 | 5,000 |
Antares Capital Partners Limited | 10/02/2017 | $27,493.21 | 6,500 |
Antares Capital Partners Limited | 11/04/2017 | $34,339.63 | 7,500 |
MLC Investments Limited | 18/01/2017 | $121,392.23 | 28,191 |
MLC Investments Limited | 20/01/2017 | $206,936.67 | 48,426 |
MLC Investments Limited | 27/01/2017 | $139,817.28 | 30,936 |
MLC Investments Limited | 30/01/2017 | $138,056.09 | 30,867 |
MLC Investments Limited | 1/02/2017 | $553,730.16 | 124,714 |
MLC Investments Limited | 1/02/2017 | $553,725.72 | 124,713 |
MLC Investments Limited | 6/02/2017 | $2,223,806.42 | 520,000 |
MLC Investments Limited | 7/02/2017 | $68,723.47 | 15,785 |
MLC Investments Limited | 7/02/2017 | $1,690,331.17 | 390,000 |
MLC Investments Limited | 8/02/2017 | $755,437.60 | 173,964 |
MLC Investments Limited | 8/02/2017 | $1,693,843.11 | 390,000 |
MLC Investments Limited | 9/02/2017 | $631,922.37 | 150,000 |
MLC Investments Limited | 10/02/2017 | $1,056,905.98 | 250,000 |
MLC Investments Limited | 16/02/2017 | $21,561.86 | 5,000 |
MLC Investments Limited | 18/04/2017 | $852,307.00 | 190,250 |
MLC Investments Limited | 19/04/2017 | $241,520.73 | 53,788 |
MLC Investments Limited | 21/04/2017 | $514,489.19 | 112,303 |
MLC Investments Limited | 26/04/2017 | $577,453.17 | 123,533 |
MLC Investments Limited | 16/05/2017 | $1,539,957.22 | 349,949 |
MLC Investments Limited | 16/05/2017 | $41,906.14 | 9,523 |
MLC Investments Limited | 17/05/2017 | $26,064.54 | 6,041 |
MLC Investments Limited | 17/05/2017 | $25,950.18 | 6,041 |
Antares Capital Partners Limited | 18/01/2017 | $352,274.74 | 81,809 |
Antares Capital Partners Limited | 19/01/2017 | $346,700.35 | 80,000 |
Antares Capital Partners Limited | 20/01/2017 | $263,121.43 | 61,574 |
Antares Capital Partners Limited | 27/01/2017 | $425,128.41 | 94,064 |
Antares Capital Partners Limited | 30/01/2017 | $421,020.30 | 94,133 |
Antares Capital Partners Limited | 7/02/2017 | $236,036.93 | 54,215 |
MLC Wealth Management Limited | 24/01/2017 | $32,646.81 | 7,548 |
MLC Wealth Management Limited | 31/01/2017 | $11,373.93 | 2,579 |
MLC Wealth Management Limited | 7/02/2017 | $14,576.04 | 3,358 |
MLC Wealth Management Limited | 14/02/2017 | $37,120.84 | 8,426 |
MLC Wealth Management Limited | 18/04/2017 | $2,437.08 | 544 |
Antares Capital Partners Limited | 9/02/2017 - Short sell | $418,308.65 | 100,000 |
Antares Capital Partners Limited | 2/05/2017 | $94,622.29 | 18,580 |
Antares Capital Partners Limited | 3/05/2017 | $48,612.85 | 9,571 |
Antares Capital Partners Limited | 8/05/2017 - Short sell | $1,280,508.67 | 250,000 |
Antares Capital Partners Limited | 16/05/2017 - Short sell | $1,318,810.36 | 300,000 |
Antares Capital Partners Limited | 17/05/2017 - Short sell | $852,930.34 | 200,000 |
Antares Capital Partners Limited | 18/05/2017 - Short sell | $842,647.33 | 200,000 |
MLC Wealth Management Limited | 18/01/2017 | $6,004.80 | 1,390 |
MLC Wealth Management Limited | 18/01/2017 | $8,014.55 | 1,860 |
MLC Wealth Management Limited | 18/01/2017 | $12,093.76 | 2,800 |
MLC Wealth Management Limited | 24/01/2017 | $2,207.92 | 506 |
MLC Wealth Management Limited | 8/02/2017 | $4,020.12 | 917 |
MLC Wealth Management Limited | 8/02/2017 | $4,020.12 | 917 |
MLC Wealth Management Limited | 9/02/2017 | $2,521.84 | 576 |
MLC Wealth Management Limited | 9/02/2017 | $4,820.05 | 1,103 |
MLC Wealth Management Limited | 16/02/2017 | $4,013.93 | 925 |
MLC Wealth Management Limited | 16/02/2017 | $9,019.06 | 2,083 |
MLC Wealth Management Limited | 16/02/2017 | $10,018.48 | 2,314 |
MLC Wealth Management Limited | 16/02/2017 | $21,700.00 | 5,000 |
MLC Wealth Management Limited | 15/03/2017 | $3,302.35 | 743 |
MLC Wealth Management Limited | 4/05/2017 | $1,569.72 | 309 |
NAB - National Australia Bank Ltd. published this content on 23 May 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 29 May 2017 13:29:13 UTC.
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