NATIONAL AUSTRALIA BANK LIMITED `
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holderTo: Company Name ACN | SFR The Secretary Sandfire Resources NL Level 1 31 Ventnor Avenue West Perth WA 6005 Ph: (08) 6430 3800 Fax: (08) 6430 3849 105 154 185 |
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Details of substantial holder
Name
ACN (if applicable) National Australia Bank Limited (ACN 004 044 937) and its associated entities listed in Annexure A
The holder ceased to be a substantial holder on
21/06/2017
The previous notice was given to the company on
22/05/2017
The previous notice was dated (d/m/y)
17/05/2017
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Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate, in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change
Consideration given in relation to change
Class and number of securities affected
Person's votes affected
Fully paid ordinary shares
30/05/2017
Antares Capital Partners Limited
Sale
$119,041.13
19,607
19,607
5/06/2017
MLC Investments Limited
Purchase
$175,327.70
28,555
28,555
15/06/2017
MLC Investments Limited
Purchase
$215,894.71
37,000
37,000
26/05/2017
MLC Investments Limited
Sale
$166,101.15
27,316
27,316
31/05/2017
MLC Investments Limited
Sale
$36,880.72
6,098
6,098
1/06/2017
MLC Investments Limited
Sale
$85,810.54
14,141
14,141
5/06/2017
MLC Investments Limited
Sale
$86,994.28
14,641
14,641
6/06/2017
MLC Investments Limited
Sale
$175,327.70
28,555
28,555
8/06/2017
MLC Investments Limited
Sale
$22,322.26
3,748
3,748
9/06/2017
MLC Investments Limited
Sale
$68,168.85
11,421
11,421
13/06/2017
MLC Investments Limited
Sale
$101,661.87
17,134
17,134
13/06/2017
MLC Investments Limited
Sale
$271,922.15
45,443
45,443
13/06/2017
MLC Investments Limited
Sale
$26,957.05
4,505
4,505
20/06/2017
MLC Investments Limited
Sale
$216,849.19
37,913
37,913
1/06/2017
Antares Capital Partners Limited
Sale
$338,964.06
55,859
55,859
5/06/2017
Antares Capital Partners Limited
Sale
$328,933.60
55,359
55,359
8/06/2017
Antares Capital Partners Limited
Sale
$424,361.30
71,252
71,252
19/05/2017
MLC Wealth Management Limited
Sale
$3,335.09
563
563
26/05/2017
MLC Wealth Management Limited
Sale
$12,070.24
1,985
1,985
24/05/2017
Antares Capital Partners Limited
Sale
$598,096.22
99,545
99,545
13/06/2017
NULIS Nominees (Australia) Limited
Sale
$399.32
67
67
18/05/2017
to 21/06/2017
National Australia Bank Limited
Securities Lending
No consideration directly referable to the securities provided by NAB
Refer to Appendix 1 Table
Refer to Appendix 1 Table
23/05/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
135,126
135,126
24/05/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
57,297
57,297
26/05/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
17,264
17,264
29/05/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
20,364
20,364
1/06/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
48,929
48,929
2/06/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
41,101
41,101
5/06/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
20,905
20,905
13/06/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
30,600
30,600
14/06/2017
National Australia Bank Limited
Stock borrow - refer to Appendix 2
No consideration directly referable to the securities provided by NAB
22,500
22,500
18/05/2017
National Australia Bank Limited
Stock return - refer Appendix 2
No consideration directly referable to the securities provided by NAB
14,000
14,000
25/05/2017
National Australia Bank Limited
Stock return - refer Appendix 2
No consideration directly referable to the securities provided by NAB
13,500
13,500
30/05/2017
National Australia Bank Limited
Stock return - refer Appendix 2
No consideration directly referable to the securities provided by NAB
13,600
13,600
8/06/2017
National Australia Bank Limited
Stock return - refer Appendix 2
No consideration directly referable to the securities provided by NAB
13,700
13,700
19/06/2017
National Australia Bank Limited
Stock return - refer Appendix 2
No consideration directly referable to the securities provided by NAB
19,400
19,400
20/06/2017
National Australia Bank Limited
Stock return - refer Appendix 2
No consideration directly referable to the securities provided by NAB
14,100
14,100
21/06/2017
National Australia Bank Limited
Stock return - refer Appendix 2
No consideration directly referable to the securities provided by NAB
49,500
49,500
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Changes in association
The following persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN (if applicable)
Nature of association
No change
- Addresses
The addresses of persons named in this form are as follows:
Address | |
National Australia Bank Limited | Level 1 800 Bourke Street DOCKLANDS VIC 3008 |
MLC Investments Limited | Ground Floor 105-153 Miller Street NORTH SYDNEY NSW 2000 |
MLC Wealth Management Limited | Ground Floor 105-153 Miller Street NORTH SYDNEY NSW 2000 |
NULIS Nominees (Australia) Limited | Ground Floor 105-153 Miller Street NORTH SYDNEY NSW 2000 |
Antares Capital Partners Limited | Ground Floor 105-153 Miller Street NORTH SYDNEY NSW 2000 |
Name | Louise Thomson | Capacity Company Secretary for and on behalf of National Australia Bank Limited |
Signature | Date 26/06/2017 |
Appendix 1 - SFR
Type of agreement and parties to agreement | National Australia Bank Limited and | National Australia Bank Limited and | ||
Securities Borrowing Agreement (SBA) clients | AMSLA Counterparties | |||
(iv) | MOTOR TRADES ASSOCIATION OF AUSTRALIA SUPERANNUATION FUND PTY LIMITED | ( b ) | UBS SECURITIES AUSTRALIA LTD | |
(v) | CARE SUPER PTY LTD | ( f ) | CREDIT SUISSE | |
(vii) | VICSUPER PTY LTD | ( h ) | MORGAN STANLEY AUSTRALIA SECURITIES LIMITED | |
(xii) | PRIME SUPER PTY LTD | |||
Transfer dates | 18/5/2017 to 21/6/2017 | 18/5/2017 to 21/6/2017 | ||
Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. | Specific dates for each transfer can be found by matching the number reference in the 'Type of agreement and parties to agreement' field to the accompanying list of transactions. | |||
Holder of voting rights | Registered owner | Registered owner | ||
Are there any restrictions on voting | The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. | The registered owner holds voting rights. However, in certain circumstances the lender may request for the borrower to use best endeavours to arrange for voting instructions to be exercised in accordance with the instructions from the lender. | ||
Scheduled date of return (if any) | On demand | On demand | ||
Does the borrower have the right to return early? | Yes - at notice | Yes - at notice | ||
Does the lender have the right to recall early? | Yes - at notice | Yes - at notice | ||
Will the securities be returned on settlement? | Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. | ||
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the agreements to the company, responsible entity or ASIC. | ||||
NAB - National Australia Bank Ltd. published this content on 26 June 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 28 June 2017 14:29:05 UTC.
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