603 Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder



To Company Name/Scheme


Neometals Ltd

ACN/ARSN

099 116 631


  1. Details of substantial holder (1)


    Name

    REFER TO ANNEXURE 'A'

    ACN/ARSN (if applicable)


    The holder became a substantial holder on

    18/11/2015


  2. Details of voting power

    The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:


    Class of securities (4)

    Number of securities

    Person's votes (5)

    Voting power (6)

    REFER TO ANNEXURE 'C'



  3. Details of relevant interests

    The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:


    Holder of relevant interest

    Nature of relevant interest (7)

    Class and number of securities

    REFER TO ANNEXURE 'C'



  4. Details of present registered holders

    The persons registered as holders of the securities referred to in paragraph 3 above are as follows:


    Holder of relevant interest

    Registered holder of securities

    Person entitled to be registered as holder (8)

    Class and number of securities

    REFER TO ANNEXURE 'C'



  5. Consideration

    The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:


    Holder of relevant interest

    Date of acquisition

    Consideration (9)

    Class and number of securities

    Cash

    Non-cash

    REFER TO ANNEXURE 'B'



  6. Associates

    The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:


    Name and ACN/ARSN (if applicable)

    Nature of association

    REFER TO ANNEXURE 'C'


  7. Addresses

The addresses of persons named in this form are as follows:


Name

Address

REFER TO ANNEXURE 'D'


Signature


print name


DAVID JOHN REED


capacity

OWN RIGHT AND AS DIRECTOR OF TRUCKING NOMINEES PTY LTD AND COAL

HOLDINGS PTY LTD


sign here


date


19/11/2015


DIRECTIONS

(1)

If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

(2)

See the definition of 'associate' in section 9 of the Corporations Act 2001.

(3)

See the definition of 'relevant interest' in sections 608 and 671B(7) of the Corporations Act 2001.

(4)

The voting shares of a company constitute one class unless divided into separate classes.

(5)

The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

(6)

The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

(7)

Include details of:

(a)

any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b)

any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of 'relevant agreement' in section 9 of the Corporations Act 2001.

(8)

If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write 'unknown'.

(9)

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.


The annexure of one page marked Annexure A in Form 604, being Notice of change of interests of substantial shareholder


Name

ACN (if applicable)


David John Reed


-


Judith Mary Reed


-


Trucking Nominees Pty Ltd


008 911 233


Trucking Nominees Pty Ltd


008 911 233

ATF DJ Reed Superannuation Fund


Coal Holdings Pty Ltd


113 687 737

The annexure of one page marked Annexure B in Form 604, being Notice of change of interests of substantial shareholder


Date of

Person whose

Nature of

Consideration

Class and

change

relevant interest

change

given/received in

number of

changed

to change

securities

affected


18/11/2015


David John Reed

Conversion of


$0.04 per Note


30,000,000

convertible

notes


18/11/2015


Trucking Nominees Pty Ltd

Conversion of


$0.04 per Note


20,000,000

convertible

notes

distributed by