ADVANCE METALS LIMITED Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Fully Paid Ordinary Shares | 15,959,324 | 19.38% | 16,279,224 | 14.01% |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder | |||||
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder(1) Name ACN/ARSN (if applicable) | Pacific American Coal Limited (formerly Metals Finance Limited) | ||||
127 131 604 | |||||
H. F. T. Nominees Pty. Ltd. | |||||
059 808 874 | |||||
There was a change in the interests of the substantial holder on 25/05/2016 The previous notice was given to the company on 17/02/2015 The previous notice was dated 17/02/2015 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows: | |||||
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
18/02/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.08 cash | 25,000 ordinary fully paid shares. | 25,000 |
20/02/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.08 cash | 35,000 ordinary fully paid shares. | 35,000 |
23/02/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.08 cash | 45,000 ordinary fully paid shares. | 45,000 |
23/02/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.085 cash | 15,000 ordinary fully paid shares. | 15,000 |
25/02/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.075 cash | 21,150 ordinary fully paid shares. | 21,150 |
03/03/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.07 cash | 49,900 ordinary fully paid shares. | 49,900 |
03/03/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.075 cash | 3,850 ordinary fully paid shares. | 3,850 |
09/03/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.07 cash | 25,000 ordinary fully paid shares. | 25,000 |
16/03/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.05 cash | 50,000 ordinary fully paid shares. | 50,000 |
17/03/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.05 cash | 16,500 ordinary fully paid shares. | 16,500 |
26/03/2015 | HFT Nominees Pty Ltd | On-market purchase | $0.05 cash | 33,500 ordinary fully paid shares. | 33,500 |
25/05/2016 | HFT Nominees Pty Ltd | Dilution arising from issue of 33,200,000 shares to third parties for placement announced on 21/03/2016 | Nil | Nil | Nil |
Name | Address |
HFT Nominees Pty Ltd | PO Box 234, South Hurstville NSW 2221 |
International Pacific Securities Limited | Suite 2201, Wing On House 71 Des Voeux Road Central Hong Kong |
Geoffrey Guild Hill | Suite 2201, Wing On House 71 Des Voeux Road Central Hong Kong |
IPS Nominees Limited | Suite 2201, Wing On House 71 Des Voeux Road Central Hong Kong |
Name and ACN/ARSN (if applicable) | Nature of association |
4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | |||||
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
HFT Nominees Pty Ltd | HFT Nominees Pty Ltd | HFT Nominees Pty Ltd | Direct registered holding | 3,135,891 ordinary fully paid shares. | 3,135,891 |
HFT Nominees Pty Ltd | HFT Nominees Pty Ltd | HFT Nominees Pty Ltd | Direct registered holding | 583,333 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16 February 2015. | 583,333 |
International Pacific Securities Limited | International Pacific Securities Limited | International Pacific Securities Limited | Relevant interest under sections 608 (1) and 608 (2) of the Corporations Act 2001 | 12,416,666 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16 February 2015. | 12,416,666 |
International Pacific Securities Limited | International Pacific Securities Limited | International Pacific Securities Limited | 30,000 ordinary fully paid shares. | 30,000 | |
IPS Nominees Limited | IPS Nominees Limited | IPS Nominees Limited | 83,334 ordinary fully paid shares. Mandatorily escrowed for 24 months commencing 16 February 2015. | 83,334 | |
Geoffrey Guild Hill | Geoffrey Guild Hill | Geoffrey Guild Hill | 30,000 ordinary fully paid shares. | 30,000 | |
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: The addresses of persons named in this form are: | |||||
Signature print name sign here | Stephen Lau capacity Secretary | ||||
date 26/05/2016 | |||||
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001 (Clth).
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001 (Clth).
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001 (Clth).
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Pacific American Coal Limited published this content on 27 May 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 29 May 2016 22:40:07 UTC.
Original documenthttp://www.metalsfinance.com/Assets/Documents/2016ASX/1558453 - Change in substantial holding HFT Nominees.pdf
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