PANTORO LIMITED Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity
PANTORO LIMITED
ABN
30 003 207 467
We (the entity) give ASX the following information.
You must complete the relevant sections (attach sheets if there is not enough space).
Unlisted employee options (Options).
Enlisted employee performance rights (Rights).
1 +Class of +securities issued or to be issued
(a) 2,250,000 Options.
(b) 500,000 Rights.
Number of +securities issued or to be issued (if known) or maximum number which may be issued
Options - exercise price $0.10, expiry 30 January 2019.
Rights - exercise price nil, expiry 30 January 2019 - subject to the Company achieving positive net cashflow (ie. all capital costs recovered) from the Nicolsons Project.
Principal terms of the
+securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if
+convertible securities, the
conversion price and dates for conversion)
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 1
The unlisted employee options will only rank equally upon the payment of the exercise price and the conversion into ordinary shares.
The unlisted employee performance rights will only rank equally upon the future achievement of the Company achieving positive net cashflow (ie. all capital costs recovered) from the Nicolsons Project and the issue of the ordinary shares relating to those performance rights.
Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Options are issued under the terms of the Company's Long Term Incentive Plan.
Rights are issued under the terms of the Company's Long Term Incentive Plan.
2,250,000 Options - Exception 9.
500,000 Rights - Exception 9.
Dates of entering +securities into uncertificated holdings or despatch of certificates
Number
+Class
511,028,772
Fully paid ordinary
shares.
48,996,603
Listed options
exercisable at $0.06 on
or before 25/08/2017.
Number and +class of all
+securities quoted on ASX (including the securities in section 2 if applicable)
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 3
Number
+Class
15,833,341
Unlisted options,
exercisable at $0.06
on or before
30/10/2017.
8,050,000
Unlisted employee
options, various
conversions and
dates.
3,000,000
Unlisted employee
performance rights.
2,300
Convertible notes
each with face value
of $1,000.
Number and +class of all
+securities not quoted on ASX (including the securities in section 2 if applicable)
The Company does not have a dividend policy.
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
5 | Issue price or consideration | (a) | Nil. |
(b) | Nil. |
6 Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
Yes
6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
30 November 2015.
6b The date the security holder resolution under rule 7.1A was passed
Nil
6c Number of +securities issued without security holder approval under rule 7.1
Nil
6d Number of +securities issued with security holder approval under rule 7.1A
Nil.
6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
6f Number of securities issued under an exception in rule 7.2
N/A.
6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation.
N/A.
6h If securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
Refer Annexure 1.
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
8 February 2016.
You need only complete this section if you are applying for quotation of securities
34 Type of securities (tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Tick to indicate you are providing the information or documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities
held by those holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
Pacific Niugini Limited issued this content on 09 February 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 09 February 2016 01:10:14 UTC
Original Document: http://www.niugini.com.au/LinkClick.aspx?fileticket=uOPQUOAVaRI=&tabid=4299&portalid=4&mid=7152
