1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Polo Resources Limited |
2 Reason for the notification (please tick the appropriate box or boxes): | |
An acquisition or disposal of voting rights | X |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | |
3. Full name of person(s) subject to the notification obligation: iii | Nicholas John Greenwood |
4. Full name of shareholder(s) (if different from 3.):iv | |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 12th September 2014 |
6. Date on which issuer notified: | 12th September 2014 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 4% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Class/type of shares if possible using the ISIN CODE | Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||
Class/type of shares if possible using the ISIN CODE | Number of Shares | Number of Voting Rights | Direct | Direct xi | Indirect xii | Direct | Indirect |
Ord | 10,950,000 | 10,950,000 | 11,250,000 | 11,250,000 | 4.1% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||
Resulting situation after the triggering transaction | |||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx |
Nominal | Delta | ||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
11,250,000 | 4.1% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting: |
10. Name of the proxy holder: |
11. Number of voting rights proxy holder will cease to hold: |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: | Mei Ling |
15. Contact telephone number: | +27 787 312 919 |
Note: Annex should only be submitted to the FSA not the issuer
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) | Nicholas John Greenwood |
Contact address (registered office for legal entities) | 36 Roedean Crescent London SW15 5JJ |
Phone number & email | 02082658987 Nickg36@gmail.com |
Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable |
Full name |
Contact address |
Phone number & email |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
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