SAN LEON ENERGY PLC DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANELACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Toscafund Asset Management LLP |
Company dealt in | San Leon Energy plc |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | Ordinary shares |
Date of dealing | 24 March 2017 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long | Short | |||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | 267,022,987 (59.34%) | |||||
(2) Derivatives (other than options) | ||||||
(3) Options and agreements to purchase/sell | ||||||
Total | 267,022,987 (59.34%) | |||||
Class of relevant security: | Long | Short | ||||
Number | (%) | Number | (%) | |||
(1) Relevant securities | ||||||
(2) Derivatives (other than options) | ||||||
(3) Options and agreements to purchase/sell | 10,000,000 (2.22%) | |||||
Total | 10,000,000 (2.22%) | |||||
(a) Purchases and sales
Purchase/sale | Number of relevant securities | Price per unit (Note 5) |
Purchase | 60,905 | GBP 0.5525 |
Purchase | 92,094 | GBP 0.5526 |
Purchase | 100,663 | GBP 0.5550 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling,purchasing,varying etc. | Number of securities to which the optionrelates (Note 7) | Exercise price | Type, e.g.American,European etc. | Expiry date | Option money paid/received perunit (Note 5) |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise priceper unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
2. Other Information
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referredto on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none,
this should be stated.
N/A
Is a Supplemental Form 8 attached? (Note 9) YESDate of disclosure | 27 March 2017 |
Contact name | Jack Patrick |
Telephone number | +44 20 7845 6100 |
| If a connected EFM, name of offeree/offerorwith which connected | |
| If a connected EFM, state nature ofconnection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANELDISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)OPEN POSITIONS (Note 1)Product name, e.g. call option | Written, orpurchased | Number of relevant securities to which theoption or derivative relates | Exercise price(Note 2) | Type, e.g.American,Europeanetc. | Expiry date |
Warrants | 21/09/2016 | 10,000,000 | GBP 0.2500 | Exercisable at any time | 21/09/2023 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.Full details of any existing agreements to purchase or to sell must also be given on this form.2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
San Leon Energy plc published this content on 27 March 2017 and is solely responsible for the information contained herein.
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