SAN LEON ENERGY PLC TIDMSLE
RNS Number : 7601U
Toscafund Asset Management LLP
20 January 2017
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing Toscafund Asset Management
(Note 1) LLP
====================== ==========================
Company dealt in San Leon Energy plc
====================== ==========================
Class of relevant Ordinary shares
security to which
the dealings being
disclosed relate
(Note 2)
====================== ==========================
Date of dealing 19 January 2017
====================== ==========================
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short
=========================== ================= ===================
Number (%) Number (%)
=========================== ========= ====== =========== ======
249,900,373
(1) Relevant securities (55.53%)
=========================== ================= ===================
(2) Derivatives (other
than options)
=========================== ================= ===================
(3) Options and agreements
to purchase/sell
=========================== ================= ===================
249,900,373
Total (55.53%)
=========================== ================= ===================
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant Long Short
security:
============================= ================= ===================
Number (%) Number (%)
============================= ========= ====== =========== ======
(1) Relevant securities
============================= ================= ===================
(2) Derivatives (other 1,131,784
than options) (0.25%)
============================= ================= ===================
(3) Options and agreements 10,000,000
to purchase/sell (2.22%)
============================= ================= ===================
10,000,000 1,131,784
Total (2.22%) (0.25%)
============================= ================= ===================
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant Price per
securities unit (Note
5)
=============== =========================== ================
Purchase 235,000 GBP 0.4638
=============== =========================== ================
(b) Derivatives transactions (other than options transactions)
Product Nature of Number of relevant Price
name, transaction securities per unit
e.g. CFD (Note 6) (Note 7) (Note
5)
========= ============ ================== ==========
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry Option
name, selling, of securities price e.g. date money
e.g. purchasing, to which American, paid/received
call varying the option European per unit
option etc. relates etc. (Note
(Note 5)
7)
======= ============ ============== ======== ========== ====== ==============
(ii) Exercising
Product name, Number of securities Exercise price
e.g. call per unit (Note
option 5)
============= =========================== ===================
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of Details Price per
transaction unit
(Note 8) (if applicable)
(Note 5)
============ ============== ====================
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none,
this should be stated.
N/A
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 20 January 2017
============================ ================
Contact name Jack Patrick
============================ ================
Telephone number +44 20 7845 6100
============================ ================
If a connected EFM,
name of offeree/offeror
with which connected
============================ ================
If a connected EFM,
state nature of connection
(Note 10)
============================ ================
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product Written, Number of Exercise Type, Expiry
name, or purchased relevant price e.g. American, date
e.g. securities (Note European
call to which 2) etc.
option the option
or derivative
relates
======== ============== =============== ======== =============== ==========
Warrants 21/09/2016 10,000,000 GBP European 21/09/2023
0.2500
======== ============== =============== ======== =============== ==========
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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January 20, 2017 09:50 ET (14:50 GMT)
San Leon Energy plc published this content on 20 January 2017 and is solely responsible for the information contained herein.
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