SBI HOLDINGS, INC. 
By Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in
reliance upon the whole or any part of the contents of this announcement.
SBI HOLDINGS, INC.(Incorporated in Japan with limited liability)
(Stock code: 6488) OVERSEAS REGULATORY ANNOUNCEMENT AND INSIDE INFORMATIONRESULTS OF A SUBSIDIARY
This announcement is made pursuant to Rules 13.09(2)(a) and 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and Inside Information Provisions under Part XIVA of the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong).
Please refer to the attached copy of the Announcement.
On behalf of the Board SBI Holdings, Inc. Yoshitaka Kitao Representative Director,
President & Chief Executive Officer
Japan, 22 January 2014
As of the date of this announcement, the executive Directors are Mr Yoshitaka Kitao, Mr Taro Izuchi, Mr Takashi Nakagawa, Mr Tomoya Asakura, Mr Shumpei Morita, Mr Noriaki Maruyama and Mr Peilung Li, the non-executive Directors are Mr Masato Takamura, Mr Hiroshi Tasaka and Mr Teruhide Sato and the independent non-executive Directors are Mr Masaki Yoshida, Mr Kiyoshi Nagano, Mr Keiji Watanabe, Mr Akihiro Tamaki and Mr Masanao Marumono.
22 January 2014
SBI Holdings, Inc. (Tokyo: 8473/Hong Kong: 6488)
SBI Holdings, Inc. (hereinafter the "Company") hereby announces the consolidated results for the nine months ended 31 December 2013 (based on Japan GAAP) of SBI SECURITIES Co., Ltd. (Head office: Minato-ku, Tokyo; Representative Director: Masato Takamura), a consolidated subsidiary of the Company, as indicated below.
(Amounts are rounded down to the nearest million Japanese yen) Consolidated Financial Results of the Third Quarter of Fiscal Year Ending 31 March 2014
(1 April 2013 to 31 December 2013)
(Percentages represent year-on-year changes)
Operating Revenues | Net Operating Revenues | Operating Income | |
Nine months ended 31 December 2013 Nine months ended 31 December 2012 | Millions of yen % 56,260 99.5 28,194 -3.6 | Millions of yen % 53,140 103.9 26,059 -3.2 | Millions of yen % 24,946 357.6 5,451 1.7 |
Ordinary Income | Net Income(*) | |
Nine months ended 31 December 2013 Nine months ended 31 December 2012 | Millions of yen % 24,919 345.0 5,600 3.0 | Millions of yen % 13,795 257.9 3,854 -5.7 |
*Note: Owing to the significant increase of stock trading value followed by the brisk market, SBI SECURITIES reserved approximately JPY 1,972 million for financial instruments transaction liability reserves under the Financial Instruments and Exchange Act in the consolidated cumulative third quarter of the fiscal year ending March 2014, which means posting of an extraordinary loss. Due to this treatment the year-on-year change of net income is smaller than those of operating income and ordinary income.
Meanwhile the Company is scheduled to announce its consolidated financial results for the nine months ended
31 December 2013, on 5 February 2014.
******************************************************************************** For further information, please contact:
SBI Holdings, Inc.: Corporate Communications Dept., Tel: +81 3 6229 0126
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