Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity: Senex Energy Limited | |
ABN: 50 008 942 827 |
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
No securities issued or to be issued. Unlisted employee options (Options) lapsed. Contingent performance rights (Rights) under Senex Employee Performance Rights Plan lapsed. Share Appreciation Rights (SARs) under Senex Share Appreciation Rights Plan lapsed. |
666,000 Options exercisable at $0.40 each expired and lapsed on 1 July 2016 1,464,510 Rights lapsed due to cessation of employment:
3,675,888 SARs lapsed due to cessation of employment: |
Annexure 2 to this announcement is a summary of the Rights Plan. Annexure 3 to this announcement is a summary of the SARs Plan. |
1 +Class of +securities issued or to be issued
Number of +securities issued or to be issued (if known) or maximum number which may be issued
Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding and due dates for payment; if
+convertible securities, the conversion price and dates for conversion)
No - neither Rights nor SARs are quoted securities and neither of them ranks equally with ordinary shares or any other class of quoted securities. Neither the status of participant in the Rights Plan nor the status of participant in the SARs Plan nor the grant of Rights nor the grant of SARs confers a right to vote, a right to receive dividends, or any other rights of a shareholder. A participant only acquires the rights of a shareholder if shares are issued or transferred to the participant, and only has those rights in respect of shares that the participant holds. Shares issued or transferred to a participant upon vesting of Rights or upon exercise of SARs will rank equally from the date of allotment with other ordinary shares.
not applicable
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Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Issue price or consideration
Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
6b The date the security holder resolution under rule 7.1A was passed
6c Number of +securities issued without security holder approval under rule 7.1
6d Number of +securities issued with security holder approval under rule 7.1A
6eNumber of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)
6f Number of securities issued under an exception in rule 7.2
6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation.
6h If securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
7 | Dates of entering +securities into uncertificated holdings or despatch of certificates | Lapse of Options: 1 July 2016 Lapse of Rights and SARs: 21 March 2016 | |
8 | Number and +class of all +securities quoted on ASX (including the securities in section 2 if applicable) | Number | +Class |
1,152,686,422 | fully paid ordinary shares | ||
9 | Number and +class of all +securities not quoted on ASX (including the securities in section 2 if applicable) | Number | +Class |
800,000 1,000,000 1,000,000 ----------------------- 2,800,000 Options in total ----------------------- 8,983,753 Rights in total ----------------------- 19,709,046 SARs in total | Options @ $0.255 expiry 19/07/2016 Options @ $0.255 expiry 19/07/2017 Options @ $0.255 expiry 19/07/2018 ------------------------------------- Options to subscribe for fully paid ordinary shares ------------------------------------- Rights under Rights Plan still subject to vesting conditions. ------------------------------------- SARs under SARs Plan still subject to vesting conditions. | ||
10 | Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests | The company has not yet established a dividend policy. |
not applicable |
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not applicable |
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not applicable |
not applicable |
Is security holder approval required?
Is the issue renounceable or non- renounceable?
Ratio in which the +securities will be offered
14 +Class of +securities to which the offer relates
15 +Record date to determine entitlements
Will holdings on different registers (or subregisters) be aggregated for calculating entitlements?
Policy for deciding entitlements in relation to fractions
Names of countries in which the entity has
+security holders who will not be sent new issue documents
Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7.
Closing date for receipt of acceptances or renunciations
Names of any underwriters
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Amount of any underwriting fee or commission
Names of any brokers to the issue
Fee or commission payable to the broker to the issue
Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of +security holders
If the issue is contingent on +security holders' approval, the date of the meeting
Date entitlement and acceptance form and prospectus or Product Disclosure Statement will be sent to persons entitled
If the entity has issued options, and the terms entitle option holders to participate on exercise, the date on which notices will be sent to option holders
Date rights trading will begin (if applicable)
Date rights trading will end (if applicable)
How do +security holders sell their entitlements in full through a broker?
How do +security holders sell part of their entitlements through a broker and accept for the balance?
How do +security holders dispose of their entitlements (except by sale through a broker)?
33 +Despatch date
Part 3 - Quotation of securitiesYou need only complete this section if you are applying for quotation of securities
34 | Type of securities (tick one) |
(a) | Securities described in Part 1 |
(b) | All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities |
Tick to indicate you are providing the information or documents
35 | If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders |
36 | If the +securities are +equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over |
37 | A copy of any trust deed for the additional +securities |
38 | Number of securities for which +quotation is sought | not applicable |
Senex Energy Limited published this content on 04 July 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 03 July 2016 21:20:05 UTC.
Original documenthttp://www.senexenergy.com.au/investor-centre/files/appendix-3b-23/
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