SHANGHAI DAZHONG PUBLIC UTILITIES(GROUP) CO.,LTD. Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.
上 海 大 眾 公 用 事 業（ 集 團 ）股 份 有 限 公 司
Shanghai Dazhong Public Utilities (Group) Co., Ltd.*
(a joint stock company incorporated in the People's Republic of China with limited liability)
(Stock Code: 1635)
ANNOUNCEMENT
POLL RESULTS OF THE EXTRAORDINARY GENERAL MEETING HELD ON 14 JULY 2017
The EGM of the Company was held on 14 July 2017. The Board is pleased to announce that all proposed resolutions as set out in the Notice have been duly approved by the Shareholders by way of poll.
Reference is made to the notice (the ''Notice'') of extraordinary general meeting (''EGM'') of Shanghai Dazhong Public Utilities (Group) Co., Ltd.* (the ''Company'') dated 29 May 2017. Unless the context otherwise requires, capitalized terms used herein shall have the same meanings as ascribed thereto in the Notice.
The EGM was held at Multi-Function Hall, 3/F, Jimao Hotel, 1525 Zhongshan West Road, Shanghai, the PRC on Friday, 14 July 2017 at 2:00 p.m. The EGM was chaired by Mr. Yang Guoping, chairman of the Company. The EGM was convened and held in compliance with the relevant laws, administrative regulations and rules, regulatory documents and the articles of association of the Company (the ''Articles of Association'').
ATTENDANCE AT THE EGM
As at the date of the EGM, the total number of issued shares of the Company (the ''Shares'') was 2,952,434,675 shares, of which 2,418,791,675 shares were A shares of the Company (the ''A Share'') and 533,643,000 shares were H shares of the Company (the ''H Shares''). Holders of such shares were entitled to attend and vote on the proposed resolutions at the EGM. A total of 36 shareholders of the Company (''Shareholders'') or their proxies, holding an aggregate of 695,018,549 Shares, which represented approximately 23.54% of the total number of Shares carrying voting rights, have attended the EGM. Of such 36 Shareholders, 35 were holders of A Shares, holding an aggregate of 663,474,549
Shares, which represented approximately 22.47% of the total number of Shares carrying voting rights, while 1 was a holder of H Shares, holding an aggregate of 31,544,000 Shares, which represented approximately 1.07% of the total number of Shares carrying voting rights.
17 holders of A Shares have attended the EGM through the online voting system of Shanghai Stock Exchange, representing 10,474,948 Shares or approximately 0.35% of the total number of Shares carrying voting rights. To the best knowledge, information and belief of the Directors, having made all reasonable enquiries, no Shareholder and their respective close associates has any material interests in the resolutions proposed at the EGM and is required to abstain from voting at the EGM. There was no Share entitling the Shareholders to attend and abstain from voting in favour of the resolutions at the EGM as set out in Rule
13.40 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the ''Hong Kong Listing Rules''). No Shareholder was required under the Hong Kong Listing Rules to abstain from voting on the resolutions proposed at the EGM. No Shareholder has stated his/her intention in the Notice to vote against or to abstain from voting on the resolutions proposed at the EGM.
RESULTS OF THE EGM
The Board is pleased to announce that all proposed resolutions as set out in the Notice have been duly approved by the Shareholders by way of poll. The poll results in respect of the resolutions proposed at the EGM are set out below:
Special Resolutions
To consider and approve the proposal on the non-public issue of the convertible corporate bonds
Fulfilment of the conditions for the issue of the convertible corporate bonds
Type of Shareholders For AGAINST ABSTAIN
% of
% of
% of
total
total
total
valid
valid
valid
Number of
voting
Number of
voting
Number
voting
shares
shares
shares
shares
of shares
shares
HOLDERS OF A
SHARES 657,301,187 99.0695 6,168,123 0.9297 5,239 0.0008 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 9 1 , 5 0 5 4 3 . 6 9 8 7 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 5 , 2 3 9 0 . 0 4 7 8
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 5 , 1 8 7 9 9 . 1 1 1 8 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 5 , 2 3 9 0 . 0 0 0 7
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,168,123
0.9297
7,339
0.0011
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
1.3. Issue method and size
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,170,223 0.9300 5,239 0.0008 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,170,223
0.9300
5,239
0.0008
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
1.5. Issue target and arrangement on placement to the Shareholders of the Company
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,170,223 0.9300 5,239 0.0008 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,168,123
0.9297
7,339
0.0011
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
1.7. Coupon rate
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,168,123 0.9297 7,339 0.0011 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,170,223
0.9300
5,239
0.0008
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
1.9. Security measures
Type of Shareholders For AGAINST ABSTAIN
% of
% of
% of
total
total
total
valid
valid
valid
Number of
voting
Number of
voting
Number
voting
shares
shares
shares
shares
of shares
shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,168,123 0.9297 7,339 0.0011 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,168,123
0.9297
7,339
0.0011
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
1.11. Measures to Ensure Repayment
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,168,123 0.9297 7,339 0.0011 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,170,223
0.9300
5,239
0.0008
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
1.13. Underwriting method
Voting results:
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,168,123 0.9297 7,339 0.0011 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,168,123
0.9297
7,339
0.0011
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
1.15. Validity Period of resolution
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,168,123 0.9297 7,339 0.0011 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
Number of
shares
voting shares
Number of
shares
voting shares
Number of shares
voting shares
HOLDERS OF A SHARES
657,299,087
99.0692
6,170,223
0.9300
5,239
0.0008
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
As more than two-thirds of the votes were cast in favour of this resolution, the resolution was duly passed as a special resolution.
To consider and approve the proposal on the issuance of onshore and offshore debt financing instruments
2.1. Fulfilment of the conditions for the issuance of onshore and offshore debt financing instruments
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,170,223 0.9300 5,239 0.0008 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
Number of shares | voting shares | Number of shares | voting shares | Number of shares | voting shares | |
HOLDERS OF A SHARES | 657,299,087 | 99.0692 | 6,170,223 | 0.9300 | 5,239 | 0.0008 |
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
2.3. Issue Method and size
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,168,123 0.9297 7,339 0.0011 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
Number of shares | voting shares | Number of shares | voting shares | Number of shares | voting shares | |
HOLDERS OF A SHARES | 657,299,087 | 99.0692 | 6,170,223 | 0.9300 | 5,239 | 0.0008 |
HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 7 0 , 2 2 3 5 6 . 2 7 2 7 5 , 2 3 9 0 . 0 4 7 7
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 7 0 , 2 2 3 0 . 8 8 7 8 5 , 2 3 9 0 . 0 0 0 7
2.5. Issue target and arrangement on placement to the Shareholders of the Company
Type of Shareholders For AGAINST ABSTAIN
Number of
shares
% of total valid voting shares
Number of
shares
% of total valid voting shares
Number of shares
% of total valid voting shares
HOLDERS OF A
SHARES 657,299,087 99.0692 6,168,123 0.9297 7,339 0.0011 HOLDERS OF H
SHARES 31,544,000 100.0000 0 0.0000 0 0.0000
Holders of less than 5% 4 , 7 8 9 , 4 0 5 4 3 . 6 7 9 6 6 , 1 6 8 , 1 2 3 5 6 . 2 5 3 5 7 , 3 3 9 0 . 0 6 6 9
Total Number of the
Ordinary Shares: 6 8 8 , 8 4 3 , 0 8 7 9 9 . 1 1 1 5 6 , 1 6 8 , 1 2 3 0 . 8 8 7 5 7 , 3 3 9 0 . 0 0 1 0
Shanghai Dazhong Public Utilities (Group) Co. Ltd. published this content on 17 July 2017 and is solely responsible for the information contained herein.
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