Shenzhen Investment : Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 30th November, 2015

APPENDIX 8A

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 30 / 11 / 2015

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Shenzhen Investment Limited Date Submitted 01 / 12 / 2015

1. Movements in Authorised Share Capital

   
   

2. Ordinary Shares

   
   

3. Stock code : 604 Description : N/A

   
   

   
   

   No. of ordinary shares

   Par value (State currency)

   Authorised share capital

   (State currency)

   
   

   Balance at close of preceding month N/A

   
   

   Increase/(decrease)

   
   

   Balance at close of the month (Note)

   
   

4. Stock code : Description :







No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)




Balance at close of preceding month N/A




Increase/(decrease)




Balance at close of the month

5. Preference Shares

   
   

   Stock code :

   Description :

   
   

   Par value

   No. of preference (State

   shares currency)

   Authorised share

   capital

   (State currency)

   
   

   Balance at close of preceding month N/A

   
   

   Increase/(decrease)

   
   

   Balance at close of the month

   
   

6. Other Classes of Shares

   
   

   Stock code :

   Description :

   
   

   Par value

   No. of other (State

   classes of shares currency)

   Authorised share

   capital

   (State currency)

   
   

   Balance at close of preceding month N/A

   
   

   Increase/(decrease)

   
   

   Balance at close of the month

   
   

   Total authorised share capital at the end of the month (State currency) :

   
   

7. Movements in Issued Share Capital

N/A




Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month	No. of ordinary shares No of preference No. of other classes (1) (2) shares of shares
	7,384,016,988 N/A N/A N/A Nil N/A N/A N/A 7,384,016,988 N/A N/A N/A

Share Options (under Share Option Schemes of the Issuer)

Particulars of share No. of new shares of option scheme issuer issued during including EGM the month pursuant approval date Movement during the month thereto (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed					No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Share option scheme Share option scheme Granted on 28/01/2014 Exercise price: HK$2.85 (adopted on 22/06/2012) Ordinary shares (Note 1) Granted on 27/07/2015 Exercise price: HK$3.396 (adopted on 22/06/2012) Ordinary shares (Note 1) 3. ( / / ) shares (Note 1) 4. ( / / ) shares (Note 1)	Nil Nil	Nil Nil	Nil Nil Nil Nil Total A. (Ordinary shares) (Preference shares) (Other class)	Nil	118,560,000
				Nil	7,846,000
				N/A
				N/A
				N/A
Total funds raised during options (State currency)	the month	from exerci	se of N/A

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / )
Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A