Shenzhen Investment : Monthly Returns - Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 30th June, 2015

Particulars of share

option scheme including EGM

approval date Movement during the month

(dd/mm/yyyy) and

class of shares

issuable Granted Exercised Cancelled Lapsed

No. of new shares of

issuer issued during the month pursuant thereto

1,830

300,000

Nil

301,830

N/A N/A

No. of new shares of

issuer which may be issued pursuant thereto as at close of the month

1. Share option

scheme

Granted on

19/07/2010

Exercise price: HK$2.39

(adopted on

05/06/2002 &

expired on

05/06/2012)

Ordinary shares Nil 1,830 Nil Nil

(Note 1)

2. Share option scheme

Granted on

10/04/2013

Exercise price: HK$3.16

(adopted on

22/06/2012)

Ordinary shares Nil 300,000 Nil Nil

(Note 1)

3. Share option scheme

Granted on

28/01/2014

Exercise price: HK$2.85

(adopted on

22/06/2012)

Ordinary shares Nil Nil Nil Nil

(Note 1)

4. N/A ( / / )

shares

(Note 1)

Total A. (Ordinary shares) (Preference shares) (Other class)

Total funds raised during the month from exercise of

options (State currency) HK$952,373.70

No. of new shares of

issuer issued during the month pursuant thereto

1,830

300,000

Nil

301,830

N/A N/A

3,779,770

1. Share option

scheme

Granted on

19/07/2010

Exercise price: HK$2.39

(adopted on

05/06/2002 &

expired on

05/06/2012)

Ordinary shares Nil 1,830 Nil Nil

(Note 1)

2. Share option scheme

Granted on

10/04/2013

Exercise price: HK$3.16

(adopted on

22/06/2012)

Ordinary shares Nil 300,000 Nil Nil

(Note 1)

3. Share option scheme

Granted on

28/01/2014

Exercise price: HK$2.85

(adopted on

22/06/2012)

Ordinary shares Nil Nil Nil Nil

(Note 1)

4. N/A ( / / )

shares

(Note 1)

Total A. (Ordinary shares) (Preference shares) (Other class)

Total funds raised during the month from exercise of

options (State currency) HK$952,373.70

No. of new shares of

issuer issued during the month pursuant thereto

1,830

300,000

Nil

301,830

N/A N/A

1,558,000

1. Share option

scheme

Granted on

19/07/2010

Exercise price: HK$2.39

(adopted on

05/06/2002 &

expired on

05/06/2012)

Ordinary shares Nil 1,830 Nil Nil

(Note 1)

2. Share option scheme

Granted on

10/04/2013

Exercise price: HK$3.16

(adopted on

22/06/2012)

Ordinary shares Nil 300,000 Nil Nil

(Note 1)

3. Share option scheme

Granted on

28/01/2014

Exercise price: HK$2.85

(adopted on

22/06/2012)

Ordinary shares Nil Nil Nil Nil

(Note 1)

4. N/A ( / / )

shares

(Note 1)

Total A. (Ordinary shares) (Preference shares) (Other class)

Total funds raised during the month from exercise of

options (State currency) HK$952,373.70

No. of new shares of

issuer issued during the month pursuant thereto

1,830

300,000

Nil

301,830

N/A N/A

121,066,000

1. Share option

scheme

Granted on

19/07/2010

Exercise price: HK$2.39

(adopted on

05/06/2002 &

expired on

05/06/2012)

Ordinary shares Nil 1,830 Nil Nil

(Note 1)

2. Share option scheme

Granted on

10/04/2013

Exercise price: HK$3.16

(adopted on

22/06/2012)

Ordinary shares Nil 300,000 Nil Nil

(Note 1)

3. Share option scheme

Granted on

28/01/2014

Exercise price: HK$2.85

(adopted on

22/06/2012)

Ordinary shares Nil Nil Nil Nil

(Note 1)

4. N/A ( / / )

shares

(Note 1)

Total A. (Ordinary shares) (Preference shares) (Other class)

Total funds raised during the month from exercise of

options (State currency) HK$952,373.70

No. of new shares of

issuer issued during the month pursuant thereto

1,830

300,000

Nil

301,830

N/A N/A

1. Share option

scheme

Granted on

19/07/2010

Exercise price: HK$2.39

(adopted on

05/06/2002 &

expired on

05/06/2012)

Ordinary shares Nil 1,830 Nil Nil

(Note 1)

2. Share option scheme

Granted on

10/04/2013

Exercise price: HK$3.16

(adopted on

22/06/2012)

Ordinary shares Nil 300,000 Nil Nil

(Note 1)

3. Share option scheme

Granted on

28/01/2014

Exercise price: HK$2.85

(adopted on

22/06/2012)

Ordinary shares Nil Nil Nil Nil

(Note 1)

4. N/A ( / / )

shares

(Note 1)

Total A. (Ordinary shares) (Preference shares) (Other class)

Total funds raised during the month from exercise of

options (State currency) HK$952,373.70

No. of new shares of

issuer issued during the month pursuant thereto

1,830

300,000

Nil

301,830

N/A N/A

No. of new No. of new

shares of shares of issuer issued issuer which during the may be issued

month pursuant pursuant thereto as at

Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month

1. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

2. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

2. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

2. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

2. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

2. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

No. of new No. of new

shares of shares of issuer issued issuer which during the may be issued

month pursuant pursuant thereto as at

Currency of Amount at close Converted Amount at thereto close of the amount of preceding during the close of the month

Class and description outstanding month month month

1. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy)) ( / / )

2. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy)) ( / / )

2. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy)) ( / / )

2. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy)) ( / / )

2. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

1. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy)) ( / / )

2. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

3. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

4. N/A

Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable)

(dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:

No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto

thereto as at close of the month

1.

2.

3.

N/A

1.

2.

3.

1.

2.

3.

1.

2.

3.

( / / )

1.

2.

3.

shares (Note 1)

1.

2.

3.

N/A

1.

2.

3.

1.

2.

3.

1.

2.

3.

( / / )

1.

2.

3.

shares (Note 1)

1.

2.

3.

N/A

1.

2.

3.

1.

2.

3.

1.

2.

3.

( / / )

1.

2.

3.

shares (Note 1)

1.

2.

3.

N/A

1.

2.

3.

Total D. (Ordinary shares)

N/A

1.

2.

3.

(Preference shares)

N/A

1.

2.

3.

(Other class)

N/A

1.

2.

3.

(Other class)

No. of new No. of new

shares of issuer shares of issued during the issuer which month pursuant may be

thereto issued

pursuant thereto as at close of the

Type of Issue month

Class of shares

issuable (Note 1)

1. Rights issue At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

issuable (Note 1)

1. Rights issue At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

issuable (Note 1)

2. Open offer At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

issuable (Note 1)

2. Open offer At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares Ordinary issuable (Note 1)

3. Placing At price : 4.13 State HK$ Issue and allotment (12/06/2015)

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

670,000,000

Class of shares Ordinary issuable (Note 1)

3. Placing At price : 4.13 State HK$ Issue and allotment (12/06/2015)

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

670,000,000

Class of shares

issuable (Note 1)

4. Bonus issue Issue and allotment ( / / )

date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

issuable (Note 1)

4. Bonus issue Issue and allotment ( / / )

date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

No. of new No. of new

shares of issuer shares of

issued during the issuer which

month pursuant may be thereto issued pursuant

thereto as at

close of the

Type of Issue month

Class of shares issuable (Note 1)

5. Scrip State Issue and allotment

dividend At price : currency date : (dd/mm/yyyy) ( / / )

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares issuable (Note 1)

5. Scrip State Issue and allotment

dividend At price : currency date : (dd/mm/yyyy) ( / / )

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

repurchased (Note 1)

6. Repurchase of Cancellation date : ( / / )

shares (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

repurchased (Note 1)

6. Repurchase of Cancellation date : ( / / )

shares (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

redeemed (Note 1)

7. Redemption Redemption date : ( / / )

of shares (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

redeemed (Note 1)

7. Redemption Redemption date : ( / / )

of shares (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares issuable (Note 1)

8. Consideration State Issue and allotment

issue At price : currency date : (dd/mm/yyyy) ( / / )

EGM approval date:

(dd/mm/yyyy) ( / / ) N/A

Class of shares issuable (Note 1)

8. Consideration State Issue and allotment

issue At price : currency date : (dd/mm/yyyy) ( / / )

EGM approval date:

(dd/mm/yyyy) ( / / ) N/A

No. of new No. of new

shares of issuer shares of

issued during the issuer which

month pursuant may be thereto issued pursuant

thereto as at

close of the

Type of Issue month

Class of shares

issuable (Note 1)

9. Capital Issue and allotment ( / / )

reorganisation date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

issuable (Note 1)

9. Capital Issue and allotment ( / / )

reorganisation date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

N/A

Class of shares

issuable (Note 1)

10. Other

(Please At price : State Issue and allotment ( / / )

specify) currency date : (dd/mm/yyyy)

EGM approval date: ( / / )

(dd/mm/yyyy) N/A

Class of shares

issuable (Note 1)

10. Other

(Please At price : State Issue and allotment ( / / )

specify) currency date : (dd/mm/yyyy)

EGM approval date: ( / / )

(dd/mm/yyyy) N/A

Total E. (Ordinary shares) 670,000,000

(Preference shares) N/A

(Other class) N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

670,301,830

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2)

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Sh

are Capital").)