For the month ended (dd/mm/yyyy) : | 31/10/2017 |
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | Shenzhen Investment Limited |
Date Submitted | 01/11/2017 |
Movements in Authorised Share Capital
Ordinary Shares
Stock code : 604 Description : N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
Stock code : Description :
Preference Shares
Stock code :
Description :
Par value
No. of preference (State
shares currency)
Authorised share
capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
Other Classes of Shares
Stock code : Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State currency) :
N/A
Movements in Issued Share Capital
Balance at close of preceding month
No. of ordinary shares
No of preference shares
No. of other classes of shares
(1)
(2)
7,961,569,721
N/A
N/A
N/A
Increase/ (decrease) during the month
3,660,000
N/A
N/A
N/A
Balance at close of the month
7,965,229,721
N/A
N/A
N/A
Details of Movements in Issued Share Capital
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
Share Options (under Share Option Schemes of the Issuer)
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable | Movement during the month | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | |||
Granted | Exercised | Cancelled | Lapsed | |||
1. Share option scheme | 45,006,125 | |||||
Granted on 28/01/2014 | ||||||
Exercise price: HK$2.376 | ||||||
(adopted on 22/06/2012) | ||||||
Ordinary shares | Nil | 3,660,000 | Nil | Nil | 3,660,000 | |
(Note 1) | 4,891,422 | |||||
2. Share option scheme | ||||||
Granted on 27/07/2015 | ||||||
Exercise price: HK$3.066 | ||||||
(adopted on 22/06/2012) | ||||||
Ordinary shares | Nil | Nil | Nil | Nil | Nil | |
(Note 1) | 5,308,308 | |||||
3. Share option scheme | ||||||
Granted on 14/06/2016 | ||||||
Exercise price: HK$2.927 | ||||||
(adopted on 22/06/2012) | ||||||
Ordinary shares | Nil | Nil | Nil | Nil | Nil | |
(Note 1) | 139,048,000 | |||||
4. Share option scheme | ||||||
Granted on 20/06/2017 | ||||||
Exercise price: HK$3.5 | ||||||
(adopted on 22/06/2012) | ||||||
Ordinary shares | Nil | Nil | Nil | Nil | Nil | |
(Note 1) | ||||||
Total A. (Ordinary shares) | 3,660,000 | |||||
(Preference shares) | N/A | |||||
(Other class) | N/A | |||||
Total funds raised during the month from exercise of options (State currency) HK$8,696,160 |
Warrants to Issue Shares of the Issuer which are to be Listed
Description of warrants (Date of expiry - dd/mm/yyyy) | Currency of Nominal nominal close value preceding value at Exercised Nominal va of during the at close of month month month | No. of new shares of issuer issued during the month lue pursuant the thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||
1. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
2. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
3. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
4. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
Total B. (Ordinary shares) | N/A | ||||
(Preference shares) | N/A | ||||
(Other class) | N/A |
Shenzhen Investment Limited published this content on 01 November 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 01 November 2017 02:22:01 UTC.
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