17Q-SICS_CFS Q3_2015_11.13.15x COVER SHEET


SEC Registration Number


1

6

3

4

2


Company Name


S

M

I

N

V

E

S

T

M

E

N

T

S

C

O

R

P

O

R

A

T

I

O

N

A

N

D

S

U

B

S

I

D

I

A

R

I

E

S


Principal Office (No./Street/Barangay/City/Town/Province)


1

0

t

h

F

l

o

o

r

,

O

n

e

E

-

C

o

m

C

e

n

t

e

r

,

H

a

r

b

o

r

D

r

i

v

e

,

M

a

l

l

o

f

A

s

i

a

C

o

m

p

l

e

x

,

C

B

P

-

1

A

,

P

a

s

a

y

C

i

t

y

1

3

0

0


Form Type Department requiring the report Secondary License Type, If Applicable


1

7

-

Q


COMPANY INFORMATION

Company's Email Address Company's Telephone Number/s Mobile Number


- 857-0100 -



No. of Stockholders

Annual Meeting Month/Day

Fiscal Year Month/Day


1,238 04/27 09/30


CONTACT PERSON INFORMATION

The designated contact person MUST be an Officer of the Corporation

Name of Contact Person Email Address Telephone Number/s Mobile Number


Mr. Jose T. Sio - 857-0100 -


Contact Person's Address


10th Floor, One E-Com Center, Harbor Drive, Mall of Asia Complex, CBP-1A, Pasay City 1300


Note: In case of death, resignation or cessation of office of the officer designated as contact person, such incident shall be reported to the Commission within thirty (30) calendar days from the occurrence thereof with information and complete contact details of the new contact person designated.


SEC Number 16342

PSE Disclosure Security Code



SM INVESTMENTS CORPORATION

(Company's Full Name)


10th Floor, One E-Com Center, Harbor Drive, Mall of Asia Complex, CBP-IA, Pasay City 1300

(Company's Address)



857- 0100

(Telephone Number)



December 31 (Year Ending) (month & day)


SEC Form 17-Q 3rd Quarter Report

Form Type


Amendment Designation (If applicable)



September 30, 2015

Period Ended Date


(Secondary License Type and File Number)

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-Q QUARTERLY REPORT PURSUANT TO SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17(2)(b) THEREUNDER


  1. For the quarterly period ended September 30, 2015


  2. Commission Identification Number 016342 3. BIR Tax Identification No. 169-020-000


  1. Exact name of registrant as specified in its charter SM INVESTMENTS CORPORATION


  2. PHILIPPINES

    Province, Country or other jurisdiction of incorporation or organization

  3. Industry Classification Code: (SEC Use Only)

  4. 10th Floor, One E-Com Center, Harbor Drive, Mall of Asia Complex, CBP-IA, Pasay City 1300

Address of principal office Postal Code


8. 857-0100

Registrant's telephone number, including area code


  1. Former name, former address, and former fiscal year, if changed since last report.


  2. Securities registered pursuant to Sections 8 and 12 of the Code, or Sections 4 and 8 of the RSA


    Title of Each Class Number of Shares of Common Stock

    Outstanding Amount of Debt Outstanding


    COMMON STOCK

    P10 PAR VALUE 803,055,405 N.A.


  3. Are any or all of these securities listed on the Philippine Stock Exchange. Yes [X] No [ ]


  4. Indicate by check mark whether the registrant:

  1. has filed all reports required to be filed by Section 11 of the Securities Regulation Code (SRC)and SRC Rule 11(a)-1 thereunder and Sections 26 and 141 of The Corporation Code of the Philippines during the preceding 12 months (or for such shorter period that the registrant was required to file such reports);


    Yes [X] No [ ]


  2. has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]

TABLE OF CONTENTS


PART I - FINANCIAL INFORMATION


Item 1. Consolidated Financial Statements


Consolidated Balance Sheets as of September 30, 2015 (Unaudited), December 31, 2014 (Audited)

Consolidated Statements of Income for the Nine Months Ended September 30, 2015 and 2014 (Unaudited)

Consolidated Statements of Changes in Stockholders' Equity for the Nine Months Ended September 30, 2015 and 2014 (Unaudited)

Consolidated Statements of Cash Flows for the Nine Months Ended September 30, 2015 and 2014 (Unaudited)

Notes to Consolidated Financial Statements


Item 2. Management Discussion and Analysis of Financial Condition as of September 30, 2015 and December 31, 2014 and Result of Operations for the Nine Months ended September 30, 2015 and 2014


Item 3. Aging of Accounts Receivable - Trade as of September 30, 2015


PART II - SIGNATURE

distributed by