C O V E R S H E E T

SEC Registration Number

1

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3

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2

C O M P A N Y N A M E

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PRINCIPAL OFFICE ( No. / Street / Barangay / City / Town / Province )

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Form Type Department requiring the report Secondary License Type, If Applicable

1

7

-

Q

C O M P A N Y I N F O R M A T I O N

Company's Email Address Company's Telephone Number Mobile Number

-

857-0100

-

No. of Stockholders Annual Meeting (Month / Day) Fiscal Year (Month / Day)

1,252

04/26

09/30

CONTACT PERSON INFORMATION

The designated contact person MUST be an Officer of the Corporation

Name of Contact Person Email Address Telephone Number/s Mobile Number

Franklin C. Gomez

-

857-0100

-

CONTACT PERSON's ADDRESS

10th Floor, One E-Com Center, Harbor Drive, Mall of Asia Complex, CBP-1A, Pasay City 1300

NOTE 1 : In case of death, resignation or cessation of office of the officer designated as contact person, such incident shall be reported to the Commission within thirty (30) calendar days from the occurrence thereof with information and complete contact details of the new contact person designated. 2 : All Boxes must be properly and completely filled-up. Failure to do so shall cause the delay in updating the corporation's records with the Commission and/or non-receipt of Notice of Deficiencies. Further, non-receipt of Notice of Deficiencies shall not excuse the corporation from liability for its deficiencies.

SEC Number 16342

PSE Disclosure Security Code

SM INVESTMENTS CORPORATION

(Company's Full Name)

10th Floor, One E-Com Center, Harbor Drive, Mall of Asia Complex, CBP-IA, Pasay City 1300 (Company's Address) 857- 0100

(Telephone Number)

December 31 (Year Ending) (month & day) SEC Form 17-Q 3rd Quarter Report

Form Type

Amendment Designation (If applicable)

September 30, 2017

Period Ended Date

(Secondary License Type and File Number)

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-Q QUARTERLY REPORT PURSUANT TO SECTION 17 OF THE SECURITIES REGULATION CODE AND SRC RULE 17(2)(b) THEREUNDER

  1. For the quarterly period ended September 30, 2017

  2. Commission Identification Number 016342 3. BIR Tax Identification No. 169-020-000

  1. Exact name of registrant as specified in its charter SM INVESTMENTS CORPORATION

  2. PHILIPPINES

    Province, Country or other jurisdiction of incorporation or organization

  3. Industry Classification Code: (SEC Use Only)

  4. 10th Floor, One E-Com Center, Harbor Drive, Mall of Asia Complex, CBP-IA, Pasay City 1300

Address of principal office Postal Code

8. 857-0100

Registrant's telephone number, including area code

  1. Former name, former address, and former fiscal year, if changed since last report.

  2. Securities registered pursuant to Sections 8 and 12 of the Code, or Sections 4 and 8 of the RSA Title of Each Class Number of Shares Amount of Debt Outstanding

    of Common Stock Outstanding

    COMMON STOCK P10 PAR VALUE 1,204,582,867 N.A.

  3. Are any or all of these securities listed on the Philippine Stock Exchange. Yes [X] No [ ]

  4. Indicate by check mark whether the registrant:

  1. has filed all reports required to be filed by Section 11 of the Securities Regulation Code (SRC)and SRC Rule 11(a)-1 thereunder and Sections 26 and 141 of The Corporation Code of the Philippines during the preceding 12 months (or for such shorter period that the registrant was required to file such reports);

    Yes [X] No [ ]

  2. has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]

SM Investments Corporation published this content on 16 November 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 16 November 2017 08:01:06 UTC.

Original documenthttp://www.sminvestments.com/sites/default/files/reports/SMIC - Quarterly Report (Q3 2017) SEC_0.pdf

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