For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :

31/ 12/20 16

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

S outhG ob i R es our c es Ltd.

Date Submitted

Ja nua r y 5, 2017

1. Movements in Authorised Share Capital

1. Ordinary Shares

1878.HK (S)

  1. Stock code :

    S GQ.TO Description : C ommon S ha r es

    No. of ordinary shares

    Par value

    (HK$)

    No par

    Authorised share capital (HK$)

    Balance at close of preceding month Un l im i t ed

    va l ue Un l im i t ed

    Increase/(decrease)

    Balance at close of the month

  2. Stock code : N/A Description : N/A

No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month Increase/(decrease)

Balance at close of the month

Stock code :

N/A

Description :

N/A

No. of preference shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

Stock code :

N/A

Description :

N/A

No. of other classes of shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (HK$) :

N/A

Balance at close of preceding month

No. of ordinary shares

No of preference shares

No. of other classes of shares

(1)

(2)

257, 697, 035

N/ A

N/ A

N/ A

Increase/ (decrease) during the month

0

N/ A

N/ A

N/ A

Balance at close of the month

257, 697, 035

N/ A

N/ A

N/ A

III. Details of Movements in Issued Share Capital

Particulars of share option scheme including EGM approval date

(dd/mm/yyyy) and class of shares issuable

Movem en t durin g th e m on th

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Granted

Exercised

Cancelled La

psed

1 Equity

In ce nt i ve Pl a n

1,909,927

(06/08/2015)

Common Shares

0

0

292,352

0

0

(Note 1)

2.

( / / )

shares

(Note 1)

3.

( / / )

shares

(Note 1)

Total A. (Ordinary shares)

0

(Preference shares)

N/ A

(Other class)

N/ A

Total funds raised during the month from exercise of options (State currency)

0

Share Options (under Share Option Schemes of the Issuer)

Warrants to Issue Shares of the Issuer which are to be Listed

Currency of Nominal

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Description of warrants

(Date of expiry - dd/mm/yyyy)

1.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

2.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

3.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

4.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

Total B. (Ordinary shares)

N/ A

(Preference shares)

N/ A

(Other class)

N/ A

SouthGobi Resources Ltd. published this content on 05 January 2017 and is solely responsible for the information contained herein.
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