For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) : | 31/ 12/20 16 |
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | S outhG ob i R es our c es Ltd. |
Date Submitted | Ja nua r y 5, 2017 |
1. Movements in Authorised Share Capital
1. Ordinary Shares
1878.HK (S)
Stock code :
S GQ.TO Description : C ommon S ha r es
No. of ordinary shares
Par value
(HK$)
No par
Authorised share capital (HK$)
Balance at close of preceding month Un l im i t ed
va l ue Un l im i t ed
Increase/(decrease)
Balance at close of the month
Stock code : N/A Description : N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month Increase/(decrease)
Balance at close of the month
Stock code : | N/A | Description : | N/A | ||
No. of preference shares | Par value (State currency) | Authorised share capital (State currency) | |||
Balance at close of preceding month | |||||
Increase/(decrease) | |||||
Balance at close of the month |
3. Other Classes of Shares
Stock code : | N/A | Description : | N/A | |||
No. of other classes of shares | Par value (State currency) | Authorised share capital (State currency) | ||||
Balance at close of preceding month | ||||||
Increase/(decrease) | ||||||
Balance at close of the month |
Total authorised share capital at the end of the month (HK$) : | N/A |
Balance at close of preceding month | No. of ordinary shares | No of preference shares | No. of other classes of shares | |
(1) | (2) | |||
257, 697, 035 | N/ A | N/ A | N/ A | |
Increase/ (decrease) during the month | 0 | N/ A | N/ A | N/ A |
Balance at close of the month | 257, 697, 035 | N/ A | N/ A | N/ A |
III. Details of Movements in Issued Share Capital
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable | Movem en t durin g th e m on th | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||
Granted | Exercised | Cancelled La psed | |||||
1 Equity In ce nt i ve Pl a n | 1,909,927 | ||||||
(06/08/2015) | |||||||
Common Shares | 0 | 0 | 292,352 | 0 | 0 | ||
(Note 1) | |||||||
2. | |||||||
( / / ) | |||||||
shares | |||||||
(Note 1) | |||||||
3. | |||||||
( / / ) | |||||||
shares | |||||||
(Note 1) | |||||||
Total A. (Ordinary shares) | 0 | ||||||
(Preference shares) | N/ A | ||||||
(Other class) | N/ A | ||||||
Total funds raised during the month from exercise of options (State currency) | 0 |
Share Options (under Share Option Schemes of the Issuer)
Warrants to Issue Shares of the Issuer which are to be Listed
Currency of Nominal | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||
Description of warrants (Date of expiry - dd/mm/yyyy) | ||||
1. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
2. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
3. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
4. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
Total B. (Ordinary shares) | N/ A | |||
(Preference shares) | N/ A | |||
(Other class) | N/ A |
SouthGobi Resources Ltd. published this content on 05 January 2017 and is solely responsible for the information contained herein.
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