SouthGobi Resources : January 2017 Monthly Return on Movements in Securities

For the month ended (dd/mm/yyyy) :

31/ 01/ 2017

Name of Issuer

S outhG ob i R es our c es Ltd.

Date Submitted

F ebr u a r y 3, 2017

Stock code :

N/A

Description :

N/A

No. of preference shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Stock code :

N/A

Description :

N/A

No. of other classes of shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (HK$) :

N/A

Balance at close of preceding month

No. of ordinary shares

No of preference shares

No. of other classes of shares

(1)

(2)

257, 697, 035

N/ A

N/ A

N/ A

Increase/ (decrease) during the month

14, 893, 212

N/ A

N/ A

N/ A

Balance at close of the month

272, 590, 247

N/ A

N/ A

N/ A

Particulars of share option scheme including EGM approval date

(dd/mm/yyyy) and class of shares issuable

Movem en t durin g th e m on th

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Granted

Exercised

Cancelled La

psed

1 Equity

In cent i ve Pl an

1,909,927

(06/08/2015)

Common Shares

0

0

0

0

0

(Note 1)

2.

( / / )

shares

(Note 1)

3.

( / / )

shares

(Note 1)

Total A. (Ordinary shares)

0

(Preference shares)

N/ A

(Other class)

N/ A

Total funds raised during the month from exercise of

options (State currency) 0

Currency of Nominal

No. of new shares of issuer issued during the month pursuant thereto

No. of new shares of issuer which may be issued pursuant thereto as at close of the month

Description of warrants

(Date of expiry - dd/mm/yyyy)

1.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

2.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

3.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

4.

( / / )

Stock code (if listed)

Class of shares

issuable (Note 1)

Subscription price

EGM approval date (if applicable)

(dd/mm/yyyy)

( / / )

Total B. (Ordinary shares)

N/ A

(Preference shares)

N/ A

(Other class)

N/ A