For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in SecuritiesFor the month ended (dd/mm/yyyy) : | 30/ 09/ 2017 |
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | SouthGobi Resources Ltd. |
Date Submitted | October 3, 2017 |
Movements in Authorised Share Capital
Ordinary Shares
Stock code :
SGQ.TO Description : Common Shares
No. of ordinary shares
Par value
(HK$)
No par
Authorised share capital (HK$)
Balance at close of preceding month Unli mited
value Unli mited
Increase/(decrease)
Balance at close of the month
Stock code : N/A Description : N/A
1878.HK (S)
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month Increase/(decrease)
Balance at close of the month
Stock code : | N/A | Description : | N/A | ||
No. of preference shares | Par value (State currency) | Authorised share capital (State currency) | |||
Balance at close of preceding month | |||||
Increase/(decrease) | |||||
Balance at close of the month |
3. Other Classes of Shares
Stock code : | N/A | Description : | N/A | |||
No. of other classes of shares | Par value (State currency) | Authorised share capital (State currency) | ||||
Balance at close of preceding month | ||||||
Increase/(decrease) | ||||||
Balance at close of the month |
Total authorised share capital at the end of the month (HK$) : | N/A |
Balance at close of preceding month | No. of ordinary shares | No of preference shares | No. of other classes of shares | |
(1) | (2) | |||
272,59 5 ,6 0 3 | N/ A | N/ A | N/ A | |
Increase/ (decrease) during the month | 0 | N/ A | N/ A | N/ A |
Balance at close of the month | 2 7 2 ,59 5 ,6 0 3 | N/ A | N/ A | N/ A |
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable | Mo ve me nt d uri ng t he mo nt h | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||
Granted | Exercised | Cancelled La psed | |||||
1. Equity In cen tive Plan | 2,324,962 | ||||||
(06/08/2015) | |||||||
Common Shares | 0 | 0 | 0 | 0 | 0 | ||
(Note 1) | |||||||
2. | |||||||
( / / ) | |||||||
shares | |||||||
(Note 1) | |||||||
3. | |||||||
( / / ) | |||||||
shares | |||||||
(Note 1) | |||||||
Total A. (Ordinary shares) | 0 | ||||||
(Preference shares) | N/ A | ||||||
(Other class) | N/ A | ||||||
Total funds raised during the month from exercise of options (State currency) 0 |
Warrants to Issue Shares of the Issuer which are to be Listed
Currency of Nominal nominal close value preceding | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||
Description of warrants (Date of expiry - dd/mm/yyyy) | ||||
1. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
2. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
3. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
4. | ||||
( / / ) | ||||
Stock code (if listed) | ||||
Class of shares issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | |||
Total B. (Ordinary shares) | N/ A | |||
(Preference shares) | N/ A | |||
(Other class) | N/ A |
SouthGobi Resources Ltd. published this content on 03 October 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 03 October 2017 12:54:10 UTC.
Original documenthttp://www.southgobi.com/attachment/2017100320470200042937164_en.pdf
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