Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder

To Company Name/Scheme

Spectrum Rare Earths Limited

ACN/ARSN

115 770 226

  1. Details of substantial holder (1)

    Name

    Leonid Charuckyj

    ACN/ARSN (if applicable)

    The holder ceased to be a substantial holder on

    29/11/2017

    The previous notice was given to the company on

    28/10/2015

    The previous notice was dated

    28/10/2015

  2. Changes in relevant interests

    Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

    Date of change

    Person whose relevant interest changed

    Nature of change (4)

    Consideration given in relation to change (5)

    Class (6) and number of securities affected

    Person's votes affected

    29/11/2017

    Leonid Charuckyj

    L&CM

    Charuckyj

    M

    Dilution by additional shares issue to less than 5%

    Nil

    Nil

    26,155,000

    Ordinary Shares

    1,620,000

    Ordinary Shares

    26,155,000

    1,620,000

    29/11/2017

    Christine M Charuckyj

    Temtor Pty Ltd

    Dilution by additional shares issue to less than 5%

    Nil

    Nil

    335,000

    Ordinary Shares

    575,000

    Ordinary Shares

    335,000

    575,000

  3. Changes in association

    The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

    Name and ACN/ARSN (if applicable)

    Nature of association

    n/a

  4. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Leonid Charuckyj L&CM Charuckyj

10 Irvine Crescent Brunswick West VIC 3055

10 Irvine Crescent Brunswick West VIC 3055

Christine M Charuckyj Temtor Pty Ltd

10 Irvine Crescent Brunswick West VIC 3055

10 Irvine Crescent Brunswick West VIC 3055

Signature

print name

sign here

I /2... I //

DIRECTIONS

  1. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations , or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  2. See the definition of "relevant interest" in sect ions 608 and 6718(7) of the Corporations Act 2001 .

  3. See the definition of "associate" in section 9 of the Corporations Act 2001 .

  4. Include details of:

  5. any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement , and a statement by the person giving full and accurate details of any contract, scheme or arrangement , must accompany this form, together with a written statement certifying this contract, scheme or arrangement ; and

  6. any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

    See the definition of "relevant agreement" in section 9 of the Corporations Act 2001 .

  7. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency . Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  8. The voting shares of a company constitute one class unless divided into separate classes.

  9. Give details , if appropriate, of the present association and any change in that association since the last substantial holding notice.

Spectrum Rare Earths Limited published this content on 05 December 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 05 December 2017 07:11:14 UTC.

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