Taishin Financial : Announced by Taishin Financial Holdings,on behalf of Taishin International Bank,the buying of Eastspring Investments Asian Bond Fund
December 12, 2014 at 08:25 am EST
Share
1.Name and nature of the subject matter (if preferred shares,
the terms and conditions of issuance shall also be indicated,
e.g.dividend yield):
Eastspring Investments Asian Bond Fund
2.Date of occurrence of the event:2014/12/12
3.Volume, unit price, and total monetary amount of the transaction:
Total transaction:USD 20,000,000 (NT$625,240,000)
4.Counterpart to the trade and its relationship to the Company
(if the trading counterpart is a natural person and furthermore
is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed):
Eastspring Securities Investment Trust Co. Ltd.
5.Where the counterpart to the trade is an actual related party,
a public announcement shall also be made of the reason for choosing
the related party as trading counterpart and the identity of the
previous owner (including its relationship with the company and the
trading counterpart), price of transfer, and date of acquisition:
Not Applicable
6.Where a person who owned the property within the past five years
has been an actual related person of the company, a public
announcement shall also include the dates and prices of
acquisition and disposal by the related person and the
person¡¦s relationship to the company at those times:
Not Applicable
7.Matters related to the creditor's rights currently being disposed
of (including types of collateral of the disposed creditor's rights;
if the creditor's rights are creditor's rights toward a related
person, the name of the related person and the book amount of the
creditor's rights toward such related person currently being
disposed of must also be announced):
Not Applicable
8.Anticipated profit or loss from the disposal (not applicable in
cases of acquisition of securities) (where originally deferred, the
status or recognition shall be stated and explained):
Not Applicable
9.Terms of delivery or payment (including payment period and
monetary amount), restrictive covenants in the contract, and
other important stipulations:
Terms of delivery or payment:Payment will be processed on the
T+3 day according to contract terms
10.The manner in which the current transaction was decided, the
reference basis for the decision on price, and the decision-making
department:
Decision on price according to fund's net asset value
Decision-making department¡RFinancial Management Department
11.Current cumulative volume, amount, and shareholding percentage
of holdings of the security being traded (including the current
trade) and status of any restriction of rights (e.g.pledges):
USD 20,000,000
12.Current ratio of long or short term securities investment
(including the current trade) to the total assets and shareholder's
equity as shown in the most recent financial statement and the
operating capital as shown in the most recent financial statement:
Long or short term securities to total asset ratio is 26.85%
and to Shareholder's equity ratio is 429.10%
and Amount of operation capital is not applicable
13.Broker and broker's fee:
Not Applicable
14.Concrete purpose or use of the acquisition or disposition:
To gain profit from short term investment
15.Net worth per share of company underlying securities acquired
or disposed of:
Not Applicable
16.Do the directors have any objection to the present transaction?:
Not Applicable
17.Has the CPA issued an opinion on the unreasonableness of the price
of the current transaction?:
Not Applicable
18.
Taishin Financial Holding Co Ltd is a Taiwan-based financial holding company principally engaged in the investment and management of its subsidiaries. The Company operates through three business segments. The Banking Businesses segment is mainly engaged in the wealth management, consumer financing, corporate financing, electronic financing, credit cards and trust businesses. The Securities Businesses segment is mainly engaged in the securities brokerage and proprietary trading businesses, as well as the provision of consulting and underwriting services. The Others segment is mainly engaged in the provision of management services for group companies. The Company is also involved in the futures trading, venture capital, insurance brokerage and other finance related businesses.
Taishin Financial : Announced by Taishin Financial Holdings,on behalf of Taishin International Bank,the buying of Eastspring Investments Asian Bond Fund