Taishin FHC to announce on behalf of Taishin Securities Co.,Ltd. for the punishment decided by FSC

1.Date of occurrence of the event:2017/06/16
2.Circumstances of the violation: Upon the the special inspection of CB asset swap transactions made by Far Eastern International Bank, Financial
Examination Bureau, FSC, R.O.C.,found a defect by Taishin Securities Co., Ltd. which violate Articles 28-1 of Regulations Governing Securities Firms.
3.Amount of administrative fines:N/A
4.Status of the disposition by said competent authority: According to Paragraph 1 of the Article 66 of Securities and Exchange Act, a warning is imposed to Taishin Securities Co., Ltd.
5.Intended remedial measures: Strengthening internal Management through internal law advocacy education and job training
6.Effect on the Company's business operations:No significant impact
7.Any other matters that need to be specified:N/A

Taishin Financial Holding Co. Ltd. published this content on 16 June 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 16 June 2017 10:50:06 UTC.

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