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TRANS WORLD ENTERTAINMENT CORP : Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits (form 8-K)

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11/18/2016 | 09:44pm CET

ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION

On November 17, 2016, Trans World Entertainment Corporation issued a press release announcing its financial results for its fiscal first quarter ended October 29, 2016. A copy of Trans World Entertainment Corporation's press release is furnished with this report as Exhibit 99.1, and is incorporated herein by reference.

In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K is being furnished under Item 2.02 and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.

ITEM 7.01. REGULATION FD DISCLOSURE

Attached hereto as Exhibit 99.2 is the transcript for the earnings conference call of Trans World Entertainment Corporation held on November 17, 2016. The information in this Current Report on Form 8-K, including the exhibit attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, such information, including the exhibit attached hereto, shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

Certain information contained in this Current Report on Form 8-K, including information in Exhibit 99.2 hereto, is forward-looking information based on current expectations and plans that involve risks and uncertainties. Forward-looking information includes, among other things, statements concerning results of operations and Trans World Entertainment Corporation's strategies. Trans World Entertainment Corporation cautions that there are factors that can cause actual results to differ materially from the forward-looking information that has been provided. The reader is cautioned not to put undue reliance on this forward-looking information, which is not a guarantee of future performance and is subject to a number of uncertainties and other factors, many of which are outside the control of Trans World Entertainment Corporation; accordingly, there can be no assurance that such suggested results will be realized. For a list of Trans World Entertainment Corporation's risk factors, see the Company's Annual Filing on Form 10-K with the Securities and Exchange Commission for the year ended January 30, 2016.

2


ITEM 9.01.  FINANCIAL STATEMENTS AND EXHIBITS


(c) EXHIBITS. The following are furnished as Exhibits to this Report:



Exhibit
  No.                                   Description

   99.1   Trans World Entertainment Corporation Press Release dated November 17,
          2016.

   99.2   Trans World Entertainment Corporation Transcript for Earnings Call held
          on November 17, 2016.

© Edgar Online, source Glimpses

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NameTitle
Michael Feurer Chief Executive Officer & Director
Robert J. Higgins Chairman
John Anderson Chief Financial Officer & Communications Contact
Joseph G. Morone Independent Director & Head-Investor Relations
Michael B. Solow Independent Director
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