VISION EYE INSTITUTE LTD Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
Vision Eye Institute Limited
ABN
21 098 890 816
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to
be issued Expiry of escrow period on non-voting ordinary
shares to convert to voting ordinary shares
(VEI).
Refer sections 38-42 below.
2 Number of +securities issued or to be issued (if known) or maximum number which may be issued
Refer to section 38 below.
3 Principal terms of the +securities (e.g. if options, exercise price and expiry date; if partly paid
+securities, the amount outstanding
and due dates for payment; if
+convertible securities, the conversion price and dates for conversion)
N/A
+ See chapter 19 for defined terms.
04/03/2013 Appendix 3B Page 1
Appendix 3B New issue announcement
4 Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted
+securities?
If the additional +securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in
relation to the next dividend, distribution or interest payment
Yes
5 Issue price or consideration
N/A
6 Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
N/A
6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?
If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i
N/A
6b The date the security holder resolution under rule 7.1A was passed
N/A
6c Number of +securities issued without security holder approval under rule 7.1
N/A
6d Number of +securities issued with security holder approval under rule
7.1A
N/A
+ See chapter 19 for defined terms.
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Appendix 3B New issue announcement
6e Number of +securities issued with security holder approval under rule
7.3, or another specific security holder approval (specify date of meeting)
N/A
6f Number of +securities issued under
an exception in rule 7.2 N/A
6g If +securities issued under rule
7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values.
Include the source of the VWAP
calculation.
N/A
6h If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
N/A
6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements
N/A
7 +Issue dates
Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.
Cross reference: item 33 of Appendix 3B.
31 March 2015
8 Number and +class of all
+securities quoted on ASX (including the +securities in section
2 if applicable)
+ See chapter 19 for defined terms.
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Appendix 3B New issue announcement
9 Number and +class of all
+securities not quoted on ASX (including the +securities in section
2 if applicable)
10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
No change
Part 2 - Pro rata issueNot a bonus issue or pro rata issue. Questions 11 to 33 not applicable and not shown.
Part 3 - Quotation of securitiesYou need only complete this section if you are applying for quotation of securities
34 Type of +securities
(tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)The additional securities do not form a new class of securities. Questions 35 to 37 not applicable and not shown.
Entities that have ticked box 34(b)
38 Number of +securities for which
+quotation is sought 460,576
39 +Class of +securities for which
quotation is sought ordinary voting shares
+ See chapter 19 for defined terms.
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Appendix 3B New issue announcement
40 Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
the date from which they do
the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
Yes
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another +security, clearly identify that other +security)
At the expiry of voluntary escrow period, the non-voting ordinary shares convert to voting ordinary shares on a 1:1 ratio pursuant to the terms of the issue of the non-voting ordinary shares.
42 Number and +class of all +securities quoted on ASX (including the
+securities in clause 38)
+ See chapter 19 for defined terms.
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Appendix 3B New issue announcement Quotation agreement1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may
quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
There is no reason why those +securities should not be granted +quotation.
An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: Print name: Karen Lopreiato
Company Secretary
Date: 31 March 2015
== == == == ==
+ See chapter 19 for defined terms.
Appendix 3B Page 6 04/03/2013
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