VISION EYE INSTITUTE LTD
604 Page 1 of 3 15 July 2001
To Company Name/Scheme Vision Eye Institute Limited
ACN/ARSN 098 890 816
Name National Asset Servicing ACF Australian Ethical Smaller Companies
Trust
ACN/ARSN (if applicable) ARSN 089 919 175
There was a change in the interests of the substantial holder on | 01/09/2014 |
The previous notice was given to the company on | 18/02/2014 |
The previous notice was dated | 24/02/2014 |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Fully paid ordinary shares | 9,939,248 | 6.18% | 8,147,227 | 5.04% |
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
please see attached | |||||
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
National Nominees Ltd | National Asset Servicing ACF Australian | National Asset Servicing ACF Australian Ethical Smaller | Holder of security | 8,147,227 Ordinary F/P | 8,147,227 |
604 Page 2 of 3 15 July 2001
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
N/A | |
The addresses of persons named in this form are as follows:
Name | Address |
National Asset Servicing | Level 12, 500 Bourke St, MELBOURNE VIC 3000 |
Australian Ethical Smaller Companies Trust | GPO Box 2435, CANBERRA ACT 2601 |
print name Lyndal Hughson capacity Fund Accountant
DIRECTIONS | ||
(1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. | |
(2) | See the definition of "associate" in section 9 of the Corporations Act 2001. | |
(3) | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | |
(4) | The voting shares of a company constitute one class unless divided into separate classes. | |
(5) | The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | |
(6) | Include details of: | |
(a) | any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and | |
(b) | any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | ||
(7) | Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. | |
(8) | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". |
604 Page 3 of 3 15 July 2001 (9) Give details, if appropriate, of the present association an d any change in that association since the last substantial holding notice.
Code Name
At:2510812014 At:310912014
.,Change Total No of Shares Held Total No of Shares on
Previous Notice Comment
,. At: 310912014 lssue
VEI | Vision Eye lnstitute Limited | |||||||
AEST | Australian Ethical Smaller Companies Trust | Holds: | 5.31% | 5.04% | ·0.27% | 8,147,227.00 | 161,562.757.00 | Notice 18102/2014 AEST:6.18% |
Notlce Required: Form 604 • Notice of change of lnterest of substantial holder
Date of change | Person whose relevant interest changed | Nature of change | Considerat on givenin relation to change | Class and number of Person whose votes affected securit es affected | |
01/09/2014 | NationalNominees ACF | Sale | 67,882.19 | 96,781.00 | NationalNominees ACF |
Australian Ethical Smaller | Australian Ethical Smaller | ||||
Companies Trust | Companies Trust | ||||
29/08/2014 | ditta | Sale | 61,730.90 | 88,187.00 | ditta |
28/08/2014 | ditta | Sale | 83,408.75 | 118,512.00 | ditta |
27/0812014 | dillo | Sale | 95,563.49 | 133,301.00 | dillo |
19/08/2014 | ditta | Sale | 395,050.00 | 500,000.00 | ditta |
07/08/2014 | ditta | Purchase | 41,408.99 | 62,457.00 | ditta |
03/07/2014 | dillo | Sale | 30,212.00 | 40,000.00 | dillo |
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