Form 604


Form 604 Corporations Act 2001 Section 671B


Notice of change of interests of substantial holder



To Company Name/Scheme SMS MANAGEMENT & TECHNOLOGY LIMITED (SMX)


ACN/ARSN ACN 009 558 865


  1. Details of substantial holder(1)


    Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed

    in Annexure 'B'


    ACN/ARSN (if applicable) ACN 007 457 141


    There was a change in the interests of the

    substantial holder on 16/03/2016


    The previous notice was given to the company on 04/02/2016


    The previous notice was dated 02/02/2016


  2. Previous and present voting power


    The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:


    Class of securities (4)

    Previous Notice

    Present Notice

    Person's votes

    Voting Power (5)

    Person's votes

    Voting Power (5)

    ORDINARY SHARES

    6,616,034

    9.61%

    5,795,321

    8.41%


  3. Changes in relevant interests


    Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:


    Date of change

    Person whose relevant interest changed

    Nature of change (6)

    Consideration given in relation to change (7)

    Class and number of securities affected

    Person's votes affected

    16/03/2016

    WBC & its Associates, Asgard Capital Management Limited, BT Funds Management Limited, BT Funds Management No.2 Limited, Advance Asset Management Limited, BT Investment Management (Institutional) Limited, BT

    See Annexure 'A'

    See Annexure 'A'

    See Annexure 'A'

    See Annexure 'A'


    Investment Management (Fund Services) Limited

  4. Present relevant interests


    Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:


    Holder of relevant interest

    Registered holder of securities

    Person entitled to be registered as holder (8)

    Nature of relevant interest (6)

    Class and Number of securities

    Person's votes

    Advance Asset Management Limited

    HSBC Custody Nominees (Australia) Limited.

    HSBC Custody Nominees (Australia) Limited.

    Advance Asset Management Ltd is the responsible entity of various managed investment schemes and also acts as a fund manager.

    761,000,

    Ordinary

    761,000

    Asgard Capital Management Limited

    Asgard Capital Management Limited

    HSBC Custody Nominees (Australia) Limited.


    Asgard Capital Management Limited

    Asgard Capital Management Limited ABN 92

    009 279 592

    AFSL 240695 is

    a custodian and operator of Investor-Directed Portfolio Service (IDPS). Asgard Capital Management Limited is the custodian and operator of Asgard eWrap Investment, Asgard Funds Account, LifeForce eWrap Investment and Personal Choice Private eWrap Investment Account.

    26,710,

    Ordinary

    26,710

    BT Funds Management Limited

    Asgard Capital Management Limited


    BT Portfolio Services Limited

    HSBC Custody Nominees (Australia) Limited.


    Asgard Capital Management Limited


    BT Portfolio Services Limited

    BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.

    169,455,

    Ordinary

    169,455

    BT Funds Management No.2 Limited

    HSBC Custody Nominees (Australia) Limited.

    HSBC Custody Nominees (Australia) Limited.


    Asgard Capital Management Limited


    BT Portfolio Services Limited

    BT Funds Management No 2 Limited is or may be the Manager of various Superannuation funds, Institutional investor portfolios and unit trusts and, in that capacity, can

    522,915,

    Ordinary

    522,915


    exercise the power to vote or dispose of the shares.

    BT Investment Management (Fund Services) Limited

    HSBC Custody Nominees (Australia) Limited.

    HSBC Custody Nominees (Australia) Limited.


    Asgard Capital Management Limited


    BT Portfolio Services Limited

    BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares.

    2,782,327,

    Ordinary

    2,782,327

    BT Investment Management (Institutional) Limited

    Australia and New Zealand Banking Group Limited


    National Australian Custodian Services


    National Australia Bank Limited

    Australia and New Zealand Banking Group Limited


    National Australian Custodian Services


    National Australia Bank Limited

    BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares.

    1,532,914,

    Ordinary

    1,532,914


  5. Changes in association


    The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:


    Name and ACN/ARSN (if applicable)

    Nature of association


  6. Addresses


The addresses of persons named in this form are as follows:

Name

Address

Westpac Banking Corporation (WBC)

Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000

Asgard Capital Management Limited

Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000

BT Funds Management Limited

Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000

BT Funds Management No.2 Limited

Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000

Advance Asset Management Limited

Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000

BT Investment Management (Institutional) Limited

Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000


BT Investment Management (Fund Services) Limited

Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000

SMS MANAGEMENT & TECHNOLOGY LIMITED (SMX)

The Company Secretary,

SMS MANAGEMENT & TECHNOLOGY LIMITED (SMX)

Level 41, 140 Williams Street

MELBOURNE VIC 3000


Tel: 1300 842 767


Signature


Print name Tim Hartin Capacity Company Secretary


Sign here Date 18/03/2016

Westpac Banking Corporation issued this content on 18 March 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 21 March 2016 01:03:17 UTC

Original Document: http://ir.iguana2.com/westpac/news-item?S=SMX&E=ASX&N=440654