To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Wheelock and Company Limited Date Submitted 5th May, 2017
Movements in Authorised Share Capital
Ordinary Shares
Stock code : 00020 Description : N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month Increase/(decrease)
Balance at close of the month
Stock code : N/A Description :
Preference Shares
Stock code : N/A Description :
No. of
preference shares
Par value
(State currency)
Authorised share
capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Other Classes of Shares
Stock code : N/A Description :
No. of other
classes of shares
Par value
(State currency)
Authorised share
capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State
currency) : N/A
Movements in Issued Share Capital
Balance at close of preceding month
Increase/ (decrease) during the month
Balance at close of the month
No. of ordinary shares No of preference No. of other
(1) (2) shares classes of shares
2,037,799,287 N/A N/A N/A
950,000 N/A N/A N/A
2,038,749,287 N/A N/A N/A
Details of Movements in Issued Share Capital
Share Option Scheme adopted on 09/06/2011 (Exercise price: HK$39.98 per
Share Option Scheme adopted on 09/06/2011 (Exercise price: HK$36.60 per
State the class of shares (e.g. ordinary, preference or other).
If there is insufficient space, please append the prescribed continuation sheet.
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month Increase/(decrease)
Balance at close of the month
Share Options (under Share Option Schemes of the Issuer)
Particulars of No. of new shares of No. of new shares of share option issuer issued during issuer which may be scheme the month pursuant issued pursuant including EGM Movement during the month thereto thereto as at close of approval date the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
share) Ordinary shares Nil 950,000 Nil Nil 950,000 (Note 1) share) Ordinary shares Nil Nil Nil Nil Nil (Note 1) 3. N/A ( / / ) shares (Note 1) Total A. (Ordinary shares) 950,000 (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) HK$37,981,000.00 | 4,600,000 |
1,000,000 | |
Warrants to Issue Shares of the Issuer which are to be Listed
Nominal value Currency at close of Description of warrants of nominal preceding (Date of expiry - dd/mm/yyyy) value month | No. of new shares of issuer issued during the month Exercised Nominal value pursuant during the at close of the thereto month month | No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. | (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | |
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
Class and description | Currency of amount outstanding | Amount at close of preceding month | No. of new shares of issuer issued during the month pursuant Converted Amount at thereto during the close of the month month | No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
1. N/A | ( ( ( ( | / / ) / / ) / / ) / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A | ||
Stock code (if listed) | ||||
Class of shares | ||||
issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date | ||||
(if applicable) | ||||
(dd/mm/yyyy)) | ||||
2. N/A | ||||
Stock code (if listed) | ||||
Class of shares | ||||
issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date | ||||
(if applicable) | ||||
(dd/mm/yyyy) | ||||
3. N/A | ||||
Stock code (if listed) | ||||
Class of shares | ||||
issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date | ||||
(if applicable) | ||||
(dd/mm/yyyy) | ||||
4. N/A | ||||
Stock code (if listed) | ||||
Class of shares | ||||
issuable (Note 1) | ||||
Subscription price | ||||
EGM approval date | ||||
(if applicable) | ||||
(dd/mm/yyyy) |
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | |||||
1. | N/A | ||||||
( | / | / | ) | ||||
2. | shares (Note 1) | ||||||
N/A | |||||||
( | / | / | ) | ||||
3. | shares (Note 1) | ||||||
N/A | |||||||
( | / | / | ) | ||||
shares (Note 1) | |||||||
N/A | |||||||
Total D. | (Ordinary shares) | ||||||
(Preference shares) | N/A | ||||||
(Other class) | N/A | ||||||
Other Movements in Issued Share Capital
Type of Issue | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||
1. | Rights issue | At price : | State N/A currency | Class of shares | _ | |
issuable (Note 1) | ||||||
Issue and allotment date : (dd/mm/yyyy) | ( / / ) | |||||
EGM approval date: | ( / / ) | |||||
(dd/mm/yyyy) | ||||||
2. | Open offer | At price : | State N/A currency | Class of shares | _ | |
issuable (Note 1) | ||||||
Issue and allotment date : (dd/mm/yyyy) | ( / / ) | |||||
EGM approval date: | ( / / ) | |||||
(dd/mm/yyyy) | ||||||
3. | Placing | At price : | State N/A currency | Class of shares | _ | |
issuable (Note 1) | ||||||
Issue and allotment date : (dd/mm/yyyy) | ( / / ) | |||||
EGM approval date: | ( / / ) | |||||
(dd/mm/yyyy) | ||||||
4. | Bonus issue | N/A | Class of shares | _ | ||
issuable (Note 1) | ||||||
Issue and allotment | ( / / ) | |||||
date : (dd/mm/yyyy) | ||||||
EGM approval date: | ( / / ) | |||||
(dd/mm/yyyy) | ||||||
Type of Issue | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||
5. | Scrip dividend | At price : | State N/A currency | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | _ ( / / ) ( / / ) | |
6. | Repurchase of shares | N/A | Class of shares repurchased (Note 1) Cancellation date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | _ ( / / ) ( / / ) | ||
7. | Redemption of shares | N/A | Class of shares redeemed (Note 1) Redemption date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | _ ( / / ) ( / / ) | ||
8. | Consideration issue | At price : | State N/A currency | Class of shares issuable (Note 1) Issue and allotment date : (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) | _ ( / / ) ( / / ) | |
Type of Issue | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||||
9. | Capital reorganisation | N/A | Class | of | shares | _ | ||
issuable (Note 1) | ||||||||
Issue and allotment date : (dd/mm/yyyy) | ( | / | / | ) | ||||
EGM approval date: | ( | / | / | ) | ||||
(dd/mm/yyyy) | ||||||||
10. Other (Please specify) At price: | State currency | N/A | Class | of | shares | _ | ||
issuable (Note 1) | ||||||||
Issue and allotment date : (dd/mm/yyyy) | ( | / | / | ) | ||||
EGM approval date: | ( | / | / | ) | ||||
(dd/mm/yyyy) | ||||||||
Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): | 950,000 |
N/A | |
N/A | |
N/A | |
(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").) |
Remarks (if any):
Submitted by: Wilson W. S. Chan
Title: Company Secretary (Director, Secretary or other duly authorised officer)
Notes :
Wheelock and Company Limited published this content on 05 May 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 11 May 2017 10:56:22 UTC.
Original documenthttp://www.wheelockcompany.com/wc/english_monthly return.pdf
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