Erin Douglas Nelson
Corporate Officer/Principal at Alps Distributors, Inc.
Profile
Erin Douglas Nelson currently works at ALPS Distributors, Inc., as Vice President, FTAM Funds Distributor, Inc., as Vice-President & Senior Associate Counsel, and ALPS Portfolio Solutions Distributor, Inc., as Vice President.
Ms. Nelson also formerly worked at Liberty All-Star Equity Fund, as Chief Compliance Officer, ALPS Variable Investment Trust, as Chief Compliance Officer, Clough Global Opportunities Fund, as Secretary, Clough Global Equity Fund, as Secretary, Liberty All-Star Growth Fund, Inc., as Chief Compliance Officer, Clough Global Dividend & Income Fund, as Secretary, ALPS Advisors, Inc., as Vice President & Deputy Chief Compliance Officer in 2015, Red Rocks Capital LLC, as Chief Compliance Officer, ALPS Fund Services, Inc., as Vice President & Senior Associate Counsel from 2012 to 2015, ALPS ETF Trust, as Secretary & Chief Compliance Officer, Principal Real Estate Income Fund, as Chief Compliance Officer, and RiverNorth Opportunities Fund, Inc., as Chief Compliance Officer.
Erin Douglas Nelson active positions
| Companies | Position | Start |
|---|---|---|
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The private company is based in Beachwood, NJ. | Corporate Officer/Principal | 2010-05-27 |
| FTAM Funds Distributor, Inc. | General Counsel | - |
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Corporate Officer/Principal | 2015-04-21 |
Former positions of Erin Douglas Nelson
| Companies | Position | End |
|---|---|---|
Red Rocks Capital LLC
 Red Rocks Capital LLC Investment ManagersFinance Red Rocks Capital LLC is a registered investment advisor headquartered in Golden, Colorado. It was founded by Adam Goldman and Mark Sunderhuse in 2003. The firm is a wholly-owned subsidiary of ALPS Advisors, Inc., which is ultimately owned by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). Red Rocks Capital provides investment advice to trusts, estates, charitable organizations, investment companies, collective investment trusts, pension plans and corporations. | Compliance Officer | - |
| ALPS Variable Investment Trust | Compliance Officer | - |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Compliance Officer | - |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Compliance Officer | - |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Compliance Officer | - |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 15 |
|---|---|
Liberty All-Star Equity Fund
 Liberty All-Star Equity Fund Investment Trusts/Mutual FundsMiscellaneous Liberty All Star Equity Fund operates as a diversified, closed-end management investment company. It seeks total investment return comprised of long-term capital appreciation and current income through investing primarily in a diversified portfolio of equity securities. The company was founded on October 31, 1986 and is headquartered in Denver, CO. | Miscellaneous |
| ALPS Variable Investment Trust | |
Alps Distributors, Inc.
Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The private company is based in Beachwood, NJ. | Commercial Services |
Clough Global Opportunities Fund
 Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Opportunities Fund is a closed-end investment fund. It seeks to apply fundamental research-driven investment process and will invest in equity and equity-related securities, as well as fixed income securities, including both corporate and sovereign debt. The company was founded on April 25, 2006 and is headquartered in Denver, CO. | Miscellaneous |
Clough Global Equity Fund
 Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Equity Fund is a closed-end investment trust, which intends to invest primarily in a managed mix of global equity securities. Its investment objective is to provide a high level of total return. The company was founded on April 27, 2005 and is headquartered in Denver, CO. | Miscellaneous |
Liberty All-Star Growth Fund, Inc.
 Liberty All-Star Growth Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Liberty All-Star Growth Fund, Inc. operates as a closed-end investment fund/investment trust. Its investment objective is to seek long-term capital appreciation through investment primarily in a diversified portfolio of equity securities. The company was founded on March 14, 1986 and is headquartered in Denver, CO. | Miscellaneous |
| FTAM Funds Distributor, Inc. | |
Clough Global Dividend & Income Fund
 Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Clough Global Dividend & Income Fund is a closed-end investment fund, which engages in investment activity. It focuses on applying a fundamental research-driven investment process and will invest in equity and equity-related securities. The company was founded on July 28, 2004 and is headquartered in Denver, CO. | Miscellaneous |
ALPS Advisors, Inc.
ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Finance |
Red Rocks Capital LLC
Red Rocks Capital LLC Investment ManagersFinance Red Rocks Capital LLC is a registered investment advisor headquartered in Golden, Colorado. It was founded by Adam Goldman and Mark Sunderhuse in 2003. The firm is a wholly-owned subsidiary of ALPS Advisors, Inc., which is ultimately owned by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). Red Rocks Capital provides investment advice to trusts, estates, charitable organizations, investment companies, collective investment trusts, pension plans and corporations. | Finance |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Finance |
| ALPS ETF Trust | Miscellaneous |
ALPS Portfolio Solutions Distributor, Inc.
ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Finance |
Principal Real Estate Income Fund
 Principal Real Estate Income Fund Investment Trusts/Mutual FundsMiscellaneous Principal Real Estate Income Fund is a closed-end investment company, which seeks to provide high current income, with capital appreciation as a secondary objective, by investing in commercial real estate-related securities. The company was founded on June 25, 2013 and is headquartered in Denver, CO. | Miscellaneous |
RiverNorth Opportunities Fund, Inc.
 RiverNorth Opportunities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth Opportunities Fund, Inc. is a closed-end management investment company. Its investment objective is total return consisting of capital appreciation and current income. Its activities include investment in other underlying funds not classified as closed-end funds and exchange-traded notes and cash and cash equivalents; and securities lending. The company was founded on September 9, 2010 and is headquartered in West Palm Beach, FL. | Miscellaneous |
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