Joe Sullivan
Chief Executive Officer at Franklin Distributors LLC
Profile
Joseph Andrew Sullivan currently works at Allspring Global Investments LLC, as Chief Executive Officer from 2021, Franklin Distributors LLC, as Chairman & Chief Executive Officer from 2017, Legg Mason Global Asset Management (Italy), as President & Chief Executive Officer, Allspring Global Investments Holdings LLC, as Chairman & Chief Executive Officer, The Kennedy Center Corporate Fund, as Vice Chairman, The Loyola High School of Baltimore, Inc., as Chairman, St. Ignatius Loyola Academy, as Director, Investment Company Institute, as Member-Governor Board, Securities Industry & Financial Markets Association, Inc., as Trustee, and Baltimore Youth Hockey Association, as President.
Mr. Sullivan also formerly worked at Legg Mason, Inc., as Chairman, President & Chief Executive Officer from 2014 to 2020, Securities Industry Institute, as Chairman, Stifel Financial Corp., as Director from 2005 to 2008, Bond Market Association, as Director, Legg Mason Wood Walker, Inc., as Principal in 2005, Stifel, Nicolaus & Co., Inc., as Executive VP & Head-Fixed Income Capital Markets in 2008, Johns Hopkins Medicine, Inc., as Trustee, Catholic Charities of Baltimore, as Trustee, New York Stock Exchange, as Member-Hearing Board, and Carey Business School, as Trustee.
Mr. Sullivan received his undergraduate degree from St. John's University and graduate degree from The Wharton School of the University of Pennsylvania.
Joe Sullivan active positions
| Companies | Position | Start |
|---|---|---|
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Director/Board Member | - |
St. Ignatius Loyola Academy
 St. Ignatius Loyola Academy Other Consumer ServicesConsumer Services St. Ignatius Loyola Academy operates tuition-free private Jesuit school. It is accredited by the Association of Independent Maryland Schools and authorized by the Maryland State Department of Education. The firm offers primary and secondary education services. The company was founded in 1993 and is headquartered in Baltimore, MD. | Director/Board Member | - |
Franklin Distributors LLC
 Franklin Distributors LLC Investment Banks/BrokersFinance Legg Mason Investors Services LLC is a fund distributor located in Baltimore, Maryland. The firm is a subsidiary of Legg Mason, Inc. Legg Mason Investors Services is a member of FINRA and the SIPC | Chief Executive Officer | 2017-10-31 |
The Kennedy Center Corporate Fund
 The Kennedy Center Corporate Fund Investment Trusts/Mutual FundsMiscellaneous Kennedy Center Corporate Fund operates as a nationwide partnership of distinguished business leaders who help to mobilize corporate partners and secure critical funding. The company was founded by Harold Burson in 1977 and is headquartered in Washington, DC. | Director/Board Member | - |
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Director/Board Member | - |
| The Loyola High School of Baltimore, Inc. | Chairman | - |
| Baltimore Youth Hockey Association | President | - |
Legg Mason Global Asset Management (Italy)
 Legg Mason Global Asset Management (Italy) Investment ManagersFinance Legg Mason Global Asset Management engages in the provision of asset management services. The company is headquartered in Milan, Italy. | Chief Executive Officer | - |
Allspring Global Investments LLC
 Allspring Global Investments LLC Investment ManagersFinance Allspring Global Investments LLC (Allspring) is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Prior to November 1, 2021, the firm was known as Wells Capital Management, Inc. They are a direct wholly-owned subsidiary of Allspring Global Investments Holdings LLC, ultimately held by Allspring Group Holdings LLC. Allspring provides investment management services to mutual funds, private funds, collective investment trusts (CITs), pooled vehicles, and other institutional clients and high net-worth individuals. | Chief Executive Officer | 2021-10-31 |
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Former positions of Joe Sullivan
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Training of Joe Sullivan
| St. John's University | Undergraduate Degree |
| The Wharton School of the University of Pennsylvania | Graduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| STIFEL FINANCIAL CORP. | Finance |
| Private companies | 16 |
|---|---|
Legg Mason, Inc.
 Legg Mason, Inc. Investment ManagersFinance Legg Mason, Inc. is a holding company. It engages in the provision of investment management and related products and services to institutional and individual clients, company-sponsored mutual funds, and other investment vehicles. The company was founded in 1981 and is headquartered in Baltimore, MD. | Finance |
Allspring Global Investments LLC
Allspring Global Investments LLC Investment ManagersFinance Allspring Global Investments LLC (Allspring) is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Prior to November 1, 2021, the firm was known as Wells Capital Management, Inc. They are a direct wholly-owned subsidiary of Allspring Global Investments Holdings LLC, ultimately held by Allspring Group Holdings LLC. Allspring provides investment management services to mutual funds, private funds, collective investment trusts (CITs), pooled vehicles, and other institutional clients and high net-worth individuals. | Finance |
Investment Company Institute
Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Commercial Services |
Franklin Distributors LLC
Franklin Distributors LLC Investment Banks/BrokersFinance Legg Mason Investors Services LLC is a fund distributor located in Baltimore, Maryland. The firm is a subsidiary of Legg Mason, Inc. Legg Mason Investors Services is a member of FINRA and the SIPC | Finance |
| Legg Mason Wood Walker, Inc. | Finance |
Stifel, Nicolaus & Co., Inc.
 Stifel, Nicolaus & Co., Inc. Investment Banks/BrokersFinance Stifel, Nicolaus & Co., Inc. (Stifel) is a dual-registered broker-dealer and investment adviser headquartered in St. Louis, Missouri. Founded in 1890, the firm is a subsidiary of Stifel Financial Corp. (NYSE: SF), a financial service holding company. Stifel provides full-service brokerage and investment advisory services to individuals and their families, institutions and businesses, and financial advisors. | Finance |
Johns Hopkins Medicine, Inc.
 Johns Hopkins Medicine, Inc. Hospital/Nursing ManagementHealth Services Johns Hopkins Medicine, Inc. owns and operates hospitals. It offers health care services in the areas of burn and wound care, cardiac surgery, cardiology, endocrinology, gastroenterology, gynecology/obstetrics, innovation in quality patient care, internal medicine, nephrology, neurology, neurosurgery, oncology, orthopedic surgery, otolaryngology-head and neck surgery. The company was founded by Johns Hopkins in 1997 and is headquartered in Baltimore, MD. | Health Services |
| Bond Market Association | Commercial Services |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Commercial Services |
St. Ignatius Loyola Academy
St. Ignatius Loyola Academy Other Consumer ServicesConsumer Services St. Ignatius Loyola Academy operates tuition-free private Jesuit school. It is accredited by the Association of Independent Maryland Schools and authorized by the Maryland State Department of Education. The firm offers primary and secondary education services. The company was founded in 1993 and is headquartered in Baltimore, MD. | Consumer Services |
The Kennedy Center Corporate Fund
The Kennedy Center Corporate Fund Investment Trusts/Mutual FundsMiscellaneous Kennedy Center Corporate Fund operates as a nationwide partnership of distinguished business leaders who help to mobilize corporate partners and secure critical funding. The company was founded by Harold Burson in 1977 and is headquartered in Washington, DC. | Miscellaneous |
| Catholic Charities of Baltimore | |
New York Stock Exchange
 New York Stock Exchange Investment Banks/BrokersFinance Part of Intercontinental Exchange, Inc., New York Stock Exchange is a stock exchange. The private company is based in New York, NY. The CEO of the company is Susan M. DeGiulio. | Finance |
Legg Mason Global Asset Management (Italy)
Legg Mason Global Asset Management (Italy) Investment ManagersFinance Legg Mason Global Asset Management engages in the provision of asset management services. The company is headquartered in Milan, Italy. | Finance |
| Baltimore Youth Hockey Association | |
Allspring Global Investments Holdings LLC
 Allspring Global Investments Holdings LLC Investment ManagersFinance Part of Allspring Group Holdings LLC, Allspring Global Investments Holdings LLC operates as an asset management company. The private company is based in Charlotte, NC. The CEO of the company is Joseph Andrew Sullivan. | Finance |
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