Log in
Forgot password ?
Become a member for free
Sign up
Sign up
Dynamic quotes 

4-Traders Homepage  >  News  >  Companies  >  All News

News : Companies

Latest NewsCompaniesMarketsEconomy & ForexCommoditiesInterest RatesBusiness LeadersFinance ProfessionalsCalendarSectors

Donna Esau Named Associate Regional Director for Examinations in Atlanta Regional Office

share with twitter share with LinkedIn share with facebook
share via e-mail
08/02/2017 | 08:40pm CEST

Washington D.C.--(Newsfile Corp. - August 2, 2017) - The Securities and Exchange Commission today announced the promotion of Donna Esau to Associate Regional Director for Examinations in the agency's Atlanta Regional Office.

Ms. Esau will direct a staff of approximately 40 accountants, examiners, and attorneys responsible for the examination of broker-dealers, investment companies, investment advisers, and transfer agents across five southeastern states (Alabama, Georgia, North Carolina, South Carolina, and Tennessee). She will assume her new post Aug. 6.

"Donna is a very strong and experienced leader and manager. She has excellent technical skills, and understands the firms and capital markets which we regulate. Donna also understands the risks faced by retail investors in our region," said Walter Jospin, Director of the SEC's Atlanta Regional Office. "I am really pleased that Donna will be part of the Atlanta office's senior management team."

Ms. Esau added, "I am grateful for this opportunity, and I look forward to leading the examination team in Atlanta as we continue to serve the public, protect investors, and help ensure market integrity. I am also excited about continuing to work with the experienced team of professionals in Atlanta."

Ms. Esau began her career at the SEC as an examiner in the Atlanta office's examination program in 1996. She has served as a senior program adviser in the National Examination Program and most recently as Acting Associate Regional Director in the Atlanta office. In 2009, she joined the SEC's Fort Worth Regional Office as an Assistant Regional Director, and in 2011 returned to the Atlanta Regional Office as an Assistant Regional Director.

Ms. Esau holds a Bachelor of Science in business from the University of North Carolina at Pembroke, a master's degree in accounting from Kennesaw State University, and is a certified public accountant in the state of Georgia.

© Newsfilecorp 2017
share with twitter share with LinkedIn share with facebook
share via e-mail
Latest news "Companies"
11:50a CAPITAL REDUCTION : : Mandatory
11:50a LVMH MOËT HENNESSY VUITTON : September 25, 2017 Sephora brings new digitally-enriched store concept to Spain for a unique beauty experience
11:50a CHUBB : Insurance Pakistan Limited announces four key changes to its leadership team
11:50a ALR TECHNOLOGIES : ALRT Adding International Reference Dosing to Insulin Dose Adjustment (IDA) Feature for International Market Expansion
11:50a TRENDLINES : Fidmi Medical Raises US$2 Million
11:50a FORTUNET E COMMERCE : Next Day Disclosure Returns
11:49a TOYOTA MOTOR : and VH1 Save The Music Foundation's National Music Education Program Culminates with Grant Presentation featuring a Performance by Imagine Dragons
11:49a OC OERLIKON : All Oerlikon Drive Systems plants celebrated the Health, Safety and Environment day
11:49a HYUNDAI HCN : Add More Power to Your 2017 Hyundai Elantra Sport with a K&N Air Intake System
11:49a OSHKOSH : Mcneilus & fleetmind win 2017 swana safety award for 'best safety innovation' for ssv10 fleet management solution
Latest news "Companies"