Log in
Login
Password
Remember
Lost password
Become a member for free
Sign up
Sign up
Settings
Settings
Dynamic quotes 

4-Traders Homepage  >  News

News

Latest NewsCompaniesMarketsEconomy & ForexCommoditiesHot NewsMost Read NewsRecomm.Business LeadersVideosCalendar 

Heartware International Inc. : ASX Appendix 3B - Grant and Cancellation of Options

01/10/2013 | 02:09am US/Eastern

Manager of Company Announcements

ASX Limited

Level 6

20 Bridge Street

SYDNEY NSW 2000

Dear Sir / Madam

Equity Grants/Cancellations

7 January 2013

BY E-LODGEMENT

Please see the attached ASX Appendix 3B in relation to the annual grant of equity to employees

under the Company's 2012 Incentive Award Plan for the purposes of inducement and retention.

Please be advised that the Company has also cancelled 6,250 restricted stock units granted under

the Company's 2008 Stock Incentive Plan.

Yours faithfully,


Lawrence J. Knopf

General Counsel & Company Secretary

HeartWare International, Inc.

Appendix 3B

Rule 2.7, 3.10.3, 3.10.4, 3.10.5

New issue announcement, application for quotation of additional securities and agreement

Information or documents not available now must be given to ASX as soon as available. Information and

documents given to ASX become ASX's property and may be made public.

Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.

Name of entity

HeartWare International, Inc.

ARBN

132 897 762

We (the entity) give ASX the following information.

Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).


1 +Class of +securities issued or to be issued

Restricted stock units issued under the 2012

Incentive Award Plan


2 Number of +securities issued or to be issued (if known) or maximum number which may be issued

170,900 restricted stock units issued under the

2012 Incentive Award Plan

+ See chapter 19 for defined terms.

1/1/2003 Appendix 3B Page 1


3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
165,400 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012
Incentive Award Plan. Vesting shall occur in four equal annual tranches commencing on the first anniversary of the 20 December 2012 grant date.
5,000 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012 Incentive Award Plan. Vesting shall occur in three equal annual tranches commencing on the first anniversary of the 20
December 2012 grant date.
500 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012 Incentive Award Plan. Vesting shall occur in four equal annual tranches commencing on the first anniversary of the 5 December
2012 grant date.

4 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:

React to this article
Latest news
Date Title
07:25a FIRST SHIP LEASE : FSL Trust Announces New Time Charter Contracts For Three Tankers Worth Up To US$61 Million
07:25aDJNot Time for New Bailout Talks, Germany Says
07:22a China-listed firms rush to file trading halts as markets slump
07:22a DAMAC PROPERTIES DUBAI : to join hands with Versace Home for its first project in London
07:21a WARTSILA ABP : MAN Diesel & Turbo & Winterthur Gas & Diesel to Collaborate on Major EU-Funded Project
07:21a JORDAN DUBAI ISLAMIC BANK : Dentsu Aegis Network partners with The Hub in Jordan
07:21a WAL MART STORES : Spotsy woman files suit after 2013 arrest at Walmart pharmacy
07:21a JOHNSTON PRESS : Adds Brighton & Hove Independent to Portfolio
07:20a ADARO ENERGY TBK PT : War on coal yields predictable results
07:20a ADARO ENERGY TBK PT : Biggest Coal Shipper’s Power Plan Offers Relief From Bear Market
Latest news
Advertisement
Hot News 
INTERCEDE : Quarterly Revenue Doubles On Year Before, Outlook Positive
BILLINGTON : Set To Beat Market View After Strong First Half Trading
EUROPA OIL & GAS () : Placing and Open Offer
ZAZA ENERGY : Reports Mid-Year 2015 Reserves and Operational Update
SEEING MACHINES : Shares Up On Further Caterpillar Order
Most Read News
06:16a Rolls-Royce cuts profit forecasts as new CEO takes helm
07/05DJBeijing's Effort to Halt Market Decline Yields Mixed Results
07/05 LIPPO MALLS INDONESIA RETAIL : Drawdown Of The Term Loan Facility And Use Of Proceeds
07/05 BIOTRON : 6 Jul 2015Independent Review of BIT225 Trial Data Supports Development in Combination with New HCV Drugs
12:36aDJOil Sinks on Greek Vote, Focus on Iranian Nuclear Deal
Most recommended articles
07:22a China-listed firms rush to file trading halts as markets slump
07:20a KEEPING GREECE IN EURO ZONE STILL THE OBJECTIVE : Dijsselbloem
07:19a German line hardens after Greek referendum 'No'
07:18a German line hardens after Greek referendum 'No'
07:17a Dijsselbloem - Keeping Greece in euro zone still the objective