Member access

4-Traders Homepage  >  News

News

Latest NewsCompaniesMarketsEconomy & ForexCommoditiesHot NewsMost Read NewsRecomm.Business LeadersVideosCalendar 

Heartware International Inc. : ASX Appendix 3B - Grant and Cancellation of Options

01/10/2013 | 02:09am US/Eastern
Recommend:
0

Manager of Company Announcements

ASX Limited

Level 6

20 Bridge Street

SYDNEY NSW 2000

Dear Sir / Madam

Equity Grants/Cancellations

7 January 2013

BY E-LODGEMENT

Please see the attached ASX Appendix 3B in relation to the annual grant of equity to employees

under the Company's 2012 Incentive Award Plan for the purposes of inducement and retention.

Please be advised that the Company has also cancelled 6,250 restricted stock units granted under

the Company's 2008 Stock Incentive Plan.

Yours faithfully,


Lawrence J. Knopf

General Counsel & Company Secretary

HeartWare International, Inc.

Appendix 3B

Rule 2.7, 3.10.3, 3.10.4, 3.10.5

New issue announcement, application for quotation of additional securities and agreement

Information or documents not available now must be given to ASX as soon as available. Information and

documents given to ASX become ASX's property and may be made public.

Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.

Name of entity

HeartWare International, Inc.

ARBN

132 897 762

We (the entity) give ASX the following information.

Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).


1 +Class of +securities issued or to be issued

Restricted stock units issued under the 2012

Incentive Award Plan


2 Number of +securities issued or to be issued (if known) or maximum number which may be issued

170,900 restricted stock units issued under the

2012 Incentive Award Plan

+ See chapter 19 for defined terms.

1/1/2003 Appendix 3B Page 1


3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
165,400 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012
Incentive Award Plan. Vesting shall occur in four equal annual tranches commencing on the first anniversary of the 20 December 2012 grant date.
5,000 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012 Incentive Award Plan. Vesting shall occur in three equal annual tranches commencing on the first anniversary of the 20
December 2012 grant date.
500 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012 Incentive Award Plan. Vesting shall occur in four equal annual tranches commencing on the first anniversary of the 5 December
2012 grant date.

4 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:

Recommend :
0
React to this article
Latest news
Date Title
<1m ago NO SIGN U.S. ECONOMY OVERHEATING : White House adviser
<1m ago ACNB : MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS (form 10-Q)
<1m ago NEW JERSEY RESOURCES : to Present at the InvestMNt Investor Conference
1m ago LEGUIDE : Results for first half of 2014 - Turnover for first half: €21.2m
1m ago ERAMET : document available for consultation : 1st half-year report 201422 ko
1m ago CONN'S : Inc. Announces Appointment of Director
1m ago BANCA POPOLARE DELL'EMILIA ROMAGNA SC : Merger by absorption of BPMEZ, BdC and BPR into BPER
1m ago SOLIGENIX : Receives Additional NIAID Funding to Advance Development of OrbeShield™ in GI ARS
1m ago SUBSEA 7 : announces Extraordinary General
1m ago Prudential Calhoon Company, REALTORS® Joins Berkshire Hathaway HomeServices Real Estate Brokerage Network
Latest news
Advertisement
Hot News 
RENEWABLE ENERGY : MNRE: Steps to Create Awareness Regarding Importance of Renewable Energy
BALLY TECHNOLOGIES : Scientific Games to Acquire Bally Technologies In Transaction Valued at $5.1 Billion
SCIENTIFIC GAMES : strikes $3.3-billion cash deal to buy slot machine maker Bally Technologies
ATHLON ENERGY : Prices Secondary Public Offering of Common Stock
AREVA : Rössing Plans N$200 Million Desalination Plant
Most Read News
1d ago TESLA MOTORS : expects to boost 2015 output to more than 60,000
1d ago PUBLIC STORAGE : Reports Results for the Quarter Ended June 30, 2014
8h agoDJARKEMA : 2Q Disappoints
1d ago MOODY : upgrades Suncor to A3
1d ago PANASONIC : Tesla expects to boost 2015 output to more than 60,000
Most recommended articles
1d agoDJMARKET SNAPSHOT : U.S. Stocks: Futures Drop On Jobless Claims
2m agoUNITED STATES : University of Michigan consumer sentiment as estimates at 81.8
12m ago Fiat investors approve merger into Dutch-registered Fiat Chrysler Automobiles
12m agoUNITED STATES : Final Manufacturing PMI worse than estimates at 55.8
15m agoDJDollar Slips Versus Yen, Euro After Jobs Report
Dynamic quotes  
ON
| OFF