Log in
Login
Password
Remember
Lost password
Become a member for free
Sign up
Sign up
Settings
Settings
Dynamic quotes 

4-Traders Homepage  >  News

News

Latest NewsCompaniesMarketsEconomy & ForexCommoditiesHot NewsMost Read NewsRecomm.Business LeadersVideosCalendar 

Heartware International Inc. : ASX Appendix 3B - Grant and Cancellation of Options

01/10/2013 | 02:09am US/Eastern

Manager of Company Announcements

ASX Limited

Level 6

20 Bridge Street

SYDNEY NSW 2000

Dear Sir / Madam

Equity Grants/Cancellations

7 January 2013

BY E-LODGEMENT

Please see the attached ASX Appendix 3B in relation to the annual grant of equity to employees

under the Company's 2012 Incentive Award Plan for the purposes of inducement and retention.

Please be advised that the Company has also cancelled 6,250 restricted stock units granted under

the Company's 2008 Stock Incentive Plan.

Yours faithfully,


Lawrence J. Knopf

General Counsel & Company Secretary

HeartWare International, Inc.

Appendix 3B

Rule 2.7, 3.10.3, 3.10.4, 3.10.5

New issue announcement, application for quotation of additional securities and agreement

Information or documents not available now must be given to ASX as soon as available. Information and

documents given to ASX become ASX's property and may be made public.

Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.

Name of entity

HeartWare International, Inc.

ARBN

132 897 762

We (the entity) give ASX the following information.

Part 1 - All issues

You must complete the relevant sections (attach sheets if there is not enough space).


1 +Class of +securities issued or to be issued

Restricted stock units issued under the 2012

Incentive Award Plan


2 Number of +securities issued or to be issued (if known) or maximum number which may be issued

170,900 restricted stock units issued under the

2012 Incentive Award Plan

+ See chapter 19 for defined terms.

1/1/2003 Appendix 3B Page 1


3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
165,400 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012
Incentive Award Plan. Vesting shall occur in four equal annual tranches commencing on the first anniversary of the 20 December 2012 grant date.
5,000 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012 Incentive Award Plan. Vesting shall occur in three equal annual tranches commencing on the first anniversary of the 20
December 2012 grant date.
500 restricted stock units (unquoted). Each restricted stock unit is issued for no monetary consideration and on vesting entitles the holder to be issued one share of common stock for no monetary consideration and otherwise each restricted stock unit is issued in accordance with the Company's 2012 Incentive Award Plan. Vesting shall occur in four equal annual tranches commencing on the first anniversary of the 5 December
2012 grant date.

4 Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state:

React to this article
Latest news
Date Title
10:27p JAPAN RESIDENTIAL INVESTMENT : JRIC – Sale of Property
10:27p BAOXIN AUTO : Monthly Return on Movement of Listed Equity Securities for the Month E ...
10:27p MATSA RESOURCES : Siam Copper Project Thailand Second Assay Confirms Very High Grade Copper
10:27p SUNCORP : Update - Dividend/Distribution - SUN
10:22p Ex-Hanlong head pleads guilty to insider trading in Australia
10:22p METI MINISTRY OF ECONOMY TRADE AND INDUSTRY OF : Third Round of the Negotiations for a Japan-Turkey Economic Partnership Agreement (EPA)
10:22p METI MINISTRY OF ECONOMY TRADE AND INDUSTRY OF : Announcement of “Declarations of Support for Regional Specialties” for the First Time in Japan
10:22p UN HABITAT UNITED NATIONS HUMAN SETTLEMENTS PROG : International Consultant to support the Regional Office for Africa,(Nairobi),Deadline: 11 September 2015
10:22p MITSUI : to Participate in Food Technology Venture Business in the United States
10:22p KANGAROO ISLAND PLANTATION TIMBERS : Completion of land sale
Latest news
Advertisement
Hot News 
BANCO ESPIRITO SANTO : Release concerning the disclosure of the financial information concerning the first half of 2015
MOLYCORP : Regulation FD Disclosure (form 8-K)
KOFAX : 25 Ways to Lose a Customer
TUESDAY SECTOR LEADERS : Drugs, Apparel Stores
Aga saga sizzles as Whirlpool weighs rival bid
Most Read News
07:01p Women's Advocate-Paralympian-Actress Aimee Mullins Joins Legendary Voice Builder Gary Catona To Help Women Worldwide Raise Their Voices For Gender Equality With MY VOICE MATTERS
06:32p COMMODITIES : Winners, Losers
07:01p Gainey McKenna & Egleston Announces a Class Action Lawsuit Has Been Filed Against MaxPoint Interactive, Inc. (MXPT)
08:15p Intellectual Property Insurance Services Corporation (IPISC) to Provide Patent Troll Insurance to Members of the Association of National Advertisers (ANA)
06:59p Lorito and Zebra Holdings Corporate Update
Most recommended articles
10:22p Ex-Hanlong head pleads guilty to insider trading in Australia
10:15pDJAsian Markets Wobble on U.S. Drop, China Worries
09:58pDJAustralia Economic Growth Slows as Mining Boom Cools
09:57pDJXURPAS : Buys 51% Stake in Globe Unit for PHP900 Million
09:57pDJAsian Markets Wobble on U.S. Drop, China Worries