Log in
Login
Password
Remember
Lost password
Become a member for free
Sign up
Sign up
Settings
Settings
Dynamic quotes 

4-Traders Homepage  >  News

News

Latest NewsCompaniesMarketsEconomy & ForexCommoditiesHot NewsMost Read NewsRecomm.Business LeadersVideosCalendar 

OCC - Office of the Comptroller of the Currency : OCC Enforcement Actions

08/17/2012 | 04:25pm US/Eastern

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Illinois
2012-156 Greenchoice Bank, FSB, Chicago 6/27/2012
2012-157 Park Federal Savings Bank, Chicago 7/6/2012
2012-158 Centrust Bank, National Association, Northbrook 7/25/2012
Maryland
2012-159 Colombo Bank, Rockville 7/9/2012
Texas
2012-160 Lone Star National Bank, Pharr 7/9/2012
Virginia
2012-154 Capital One Bank (USA), National Association, Glen Allen 7/25/2012
2012-155 Capital One, National Association, Mclean 7/25/2012

Civil Money Penalty Orders
No. Name/Bank/City Date
Arizona
2012-161 Heritage Bank, National Association, Phoenix 7/5/2012
California
2012-162 Phil Scott, Merchants Bank of California, National Association, Carson 6/27/2012
Kansas
2012-163 National Bank of Kansas City, Overland Park 7/5/2012
Texas
2012-164 Richard Tseng, Golden Bank, National Association, Houston 7/16/2012
2012-165 Kenneth Wu, Golden Bank, National Association, Houston 7/2/2012

Formal Agreements
No. Name/Bank/City Date
Illinois
2012-166 A J Smith Federal Savings Bank, Midlothian 3/8/2012
Maine
2012-167 The Bank of Maine, Portland 6/21/2012
Mississippi
2012-168 Amory FS & LA, Amory 7/19/2012
New York
2012-169 Beacon Federal, East Syracuse 7/12/2012
Pennsylvania
2012-170 The Citizens National Bank of Meyersdale, Meyersdale 7/20/2012
South Carolina
2012-171 First Federal of South Carolina, FSB, Walterboro 7/18/2012

Restitution Orders
No. Name/Bank/City Date
Virginia
2012-154 Capital One Bank (USA), National Association, Glen Allen 7/25/2012
2012-155 Capital One, National Association, Mclean 7/25/2012

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Colorado
2012-172 C&D, Solera National Bank, Lakewood (EA# 2010-268) 6/29/2012
Delaware
2012-173 FA, Aig Federal Savings Bank, Wilmington (EA# SA) 4/25/2012
Florida
2012-174 FA, Executive National Bank, Miami (EA# 2009-152) 6/28/2012
2012-175 FA, Seaside National Bank & Trust, Orlando (EA# 2010-122) 7/2/2012
Illinois
2012-156 C&D, Greenchoice Bank, FSB, Chicago (EA# CN 09-42) 6/27/2012
Indiana
2012-176 C&D, Security Federal Savings Bank, Logansport (EA# CN 10-41) 6/27/2012
Massachusetts
2012-177 C&D, Westfield Bank, Westfield (EA# NE 11-20) 6/26/2012
Maryland
2012-159 C&D, Colombo Bank, Rockville (EA# SE 11-011) 7/9/2012
2012-159 C&D, Colombo Bank, Rockville (EA# SE 09-050) 7/9/2012
New Mexico
2012-178 FA, Los Alamos National Bank, Los Alamos (EA# 2010-032) 4/4/2012
2012-179 FA, The First National Bank of Santa Fe, Santa Fe (EA# 2010-033) 7/11/2012
South Carolina
2012-180 FA, First Community Bank, National Association, Lexington (EA# 2010-081) 6/28/2012
Texas
2012-181 FA, First Community Bank, National Association, San Benito (EA# 2010-062) 7/13/2012
distributed by
React to this article
Latest news
Date Title
05:24p PATTERN ENERGY : Regulation FD Disclosure, Other Events, Financial Statements and Exhibits (form 8-K)
05:24p AMERICAN CAPITAL SENIOR FLOATING : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)
05:24p QUOTIENT LTD : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)
05:24p WUNDERLICH : Names James Ritt Chief Compliance Officer and General Counsel
05:24p COOK MEDICAL : Issues Global Recall of Beacon Tip Angiographic Catheter Products
05:23p CELADON : Change in Directors or Principal Officers (form 8-K)
05:21p PRESBIA PLC : Other Events (form 8-K)
05:21p DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC. : Other Events (form 8-K)
05:21p CHECKPOINT SYSTEMS : Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits (form 8-K)
05:20p ADVANCED ENERGY : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)
Latest news
Advertisement
Hot News 
FIDESSA : *traders: numis cuts fidessa group to 'hold' ('buy')
TOUMAZ LD : 2015 Half year trading update
TELECOM ITALIA MEDIA : Board of Directors approves the Group's Half-Year Report at 30 June 2015 which shows results in line with the forecasts(correction)
BARNES & NOBLE : Merced's Barnes & Noble celebrates Dr. Seuss' new book
INSPERITY : Announces Strong Second Quarter Results
Most Read News
04:38p Weak oil prices, China worries drag Wall Street lower
10:30a Romark Laboratories and Lupin Pharmaceuticals Respond to Recent Cryptosporidium (Crypto) Outbreak in Tennessee
02:11p German carmakers buy Nokia maps to fend off digital rivals
01:05a Renova launches mandatory tender offer to all Sulzer shareholders
04:35p U.S. factory activity dips; consumer spending cools
Most recommended articles
05:15pDJDelta Bans Shipment of Wildlife Hunting Trophies as Freight
05:15p U.S. DEPT OF JUSTICE INITIATES CRIMINAL PROBE AGAINST DEUTSCHE BANK : Bloomberg
05:15pDJU.S. Stocks Lower as Oil Prices Drop
05:08pDJU.S. Stocks Lower as Oil Prices Drop
05:03pDJBrazil Police Arrest José Dirceu in Petrobras Probe -- Update