Log in
Login
Password
Remember
Forgot password ?
Become a member for free
Sign up
Sign up
Settings
Settings
Dynamic quotes 

4-Traders Homepage  >  News

News

Latest NewsCompaniesMarketsEconomy & ForexCommoditiesInterest RatesHot NewsMost Read NewsRecomm.Business LeadersCalendar 

OCC - Office of the Comptroller of the Currency : OCC Enforcement Actions

share with twitter share with LinkedIn share with facebook
share via e-mail
0
08/17/2012 | 10:25pm CEST

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
Illinois
2012-156 Greenchoice Bank, FSB, Chicago 6/27/2012
2012-157 Park Federal Savings Bank, Chicago 7/6/2012
2012-158 Centrust Bank, National Association, Northbrook 7/25/2012
Maryland
2012-159 Colombo Bank, Rockville 7/9/2012
Texas
2012-160 Lone Star National Bank, Pharr 7/9/2012
Virginia
2012-154 Capital One Bank (USA), National Association, Glen Allen 7/25/2012
2012-155 Capital One, National Association, Mclean 7/25/2012

Civil Money Penalty Orders
No. Name/Bank/City Date
Arizona
2012-161 Heritage Bank, National Association, Phoenix 7/5/2012
California
2012-162 Phil Scott, Merchants Bank of California, National Association, Carson 6/27/2012
Kansas
2012-163 National Bank of Kansas City, Overland Park 7/5/2012
Texas
2012-164 Richard Tseng, Golden Bank, National Association, Houston 7/16/2012
2012-165 Kenneth Wu, Golden Bank, National Association, Houston 7/2/2012

Formal Agreements
No. Name/Bank/City Date
Illinois
2012-166 A J Smith Federal Savings Bank, Midlothian 3/8/2012
Maine
2012-167 The Bank of Maine, Portland 6/21/2012
Mississippi
2012-168 Amory FS & LA, Amory 7/19/2012
New York
2012-169 Beacon Federal, East Syracuse 7/12/2012
Pennsylvania
2012-170 The Citizens National Bank of Meyersdale, Meyersdale 7/20/2012
South Carolina
2012-171 First Federal of South Carolina, FSB, Walterboro 7/18/2012

Restitution Orders
No. Name/Bank/City Date
Virginia
2012-154 Capital One Bank (USA), National Association, Glen Allen 7/25/2012
2012-155 Capital One, National Association, Mclean 7/25/2012

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Colorado
2012-172 C&D, Solera National Bank, Lakewood (EA# 2010-268) 6/29/2012
Delaware
2012-173 FA, Aig Federal Savings Bank, Wilmington (EA# SA) 4/25/2012
Florida
2012-174 FA, Executive National Bank, Miami (EA# 2009-152) 6/28/2012
2012-175 FA, Seaside National Bank & Trust, Orlando (EA# 2010-122) 7/2/2012
Illinois
2012-156 C&D, Greenchoice Bank, FSB, Chicago (EA# CN 09-42) 6/27/2012
Indiana
2012-176 C&D, Security Federal Savings Bank, Logansport (EA# CN 10-41) 6/27/2012
Massachusetts
2012-177 C&D, Westfield Bank, Westfield (EA# NE 11-20) 6/26/2012
Maryland
2012-159 C&D, Colombo Bank, Rockville (EA# SE 11-011) 7/9/2012
2012-159 C&D, Colombo Bank, Rockville (EA# SE 09-050) 7/9/2012
New Mexico
2012-178 FA, Los Alamos National Bank, Los Alamos (EA# 2010-032) 4/4/2012
2012-179 FA, The First National Bank of Santa Fe, Santa Fe (EA# 2010-033) 7/11/2012
South Carolina
2012-180 FA, First Community Bank, National Association, Lexington (EA# 2010-081) 6/28/2012
Texas
2012-181 FA, First Community Bank, National Association, San Benito (EA# 2010-062) 7/13/2012
distributed by
share with twitter share with LinkedIn share with facebook
share via e-mail
0
React to this article
Latest news
Date Title
06:51p JRJR NETWORKS : Announces Fourth Quarter Results
06:51p GOLDSTRIKE RESOURCES : Yukon Program Commenced
06:51p CONCORDIA LAW STUDY :  Prison Sentences Longer for Defendants Pleading Innocent
06:50p MICHELIN CGDE : Formula-E 2015/2016 - Michelin developing new tyretires for Season 2016/2017
06:50p CONWERT IMMOBILIEN INVEST SE : Resolutions of the 15th Annual General Meeting
06:50p LUXOTTICA : Report on the purchase of treasury shares under buyback program
06:50p 6/28/2016 - AWEA STATEMENT : Pledge of 50 percent zero-carbon electricity by 2025 possible by growing more low-cost, reliable wind energy
06:50pDJGlobal Markets Steady After Brexit-Related Rout
06:50p RESEARCH SOLUTIONS, INC. : Unregistered Sale of Equity Securities, Financial Statements and Exhibits (form 8-K)
06:50p JRJR33, INC. : Results of Operations and Financial Condition (form 8-K)
Latest news
Advertisement
Hot News 
CARPETRIGHT : Annual Profit Up But Cautious On Outlook After Brexit Vote
XENCOR : Announces Strategic Collaboration for Bispecific Programs, including XmAb 14045 and XmAb 13676
CELYAD : Announces Results for the CHART-1 Phase III Clinical Trial Evaluating C-Cure® Cell Therapy
COMSCORE, INC. : Regulation FD Disclosure (form 8-K)
BABCOCK & WILCOX ENTERPRISES, INC. : Costs Associated with Exit or Disposal Activities, Material Impairments, Financial Statements and Exhibits (form 8-K)
Most Read News
06/27 Global equities sell off for second day, safe-havens up in Brexit aftermath
04:06aDJU.S. Stocks Rise as Global Markets Steady
04:46a MAZDA MOTOR : Japan eyes help for small business in stimulus plan after Brexit
Most recommended articles
12:48pDJGILEAD SCIENCES : Gets FDA Approval for Combo Hepatitis C Drug
12:47p France's Hollande says Brexit should start as soon as possible
12:46pDJLONDON MARKETS : U.K. Stocks Stage Rally After Brexit Selloff
12:45p DEUTSCHE BANK : Soros had Deutsche Bank 'short' bet at time of Brexit fallout
12:37p Top German regulator says no to London HQ for Deutsche Boerse-LSE