Partner David Clee
T +61 2 9263 4368
dclee@gtlaw.com.au
Our ref DXC:TJG:1028611
15 November 2016 By mailL 35, TOWER TWO, INTERNATIONAL TOWERS SYDNEY 200 BARANGAROO AVENUE,
BARANGAROO NSW 2000 AUS
T +61 2 9263 4000 F +61 2 9263 4111 GTLAW.COM.AUTo | Company Announcements Platform Australian Securities Exchange |
Dear Sir/Madam
On behalf of Marathon Asset Management, L.P., we enclose a Form 604 (Notice of change of interests of substantial holders) in respect of Atlas Iron Limited ACN 110 396 168 (ASX:AGO) pursuant to section 671B of the Corporations Act 2001 (Cth).
Yours faithfully
Gilbert + TobinDavid Clee Partner
T +61 2 9263 4368
dclee@gtlaw.com.au
38022088_1
Form 604Corporations Act 2001 Section 671B
Notice of change of interests of substantial holderTo Company Name/Scheme Atlas Iron Limited (Atlas) ACN/ARSN 110 396 168
1. Details of substantial holder (1)
NameMarathon Asset Management, L.P (Marathon), Marathon Asset Management GP, L.L.C (MAMG), Bruce Richards, Louis Hanover and the entities listed in Annexure A (Associates) (together the Substantial Holders).
ACN/ARSN (if applicable) Not applicable.
There was a change in the interests of the | |
substantial holder on | 11/11/2016 |
The previous notice was given to the company on | 04/08/2016 |
The previous notice was dated | 03/08/2016 |
Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
Class of securities (4)
Previous notice
Present notice
Person's votes
Voting power (5)
Person's votes
Voting power (5)
Ordinary shares
1,016,110,313
11.12%
779,677 ,892
8.53%
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant Interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected 236,432,421 |
01/08/2016 | Marathon, MAMG, Netdisposal of Bruce Richard, Louis ordinaryshares Hanover | $3 ,850,930.52 approx. | 236,432 ,421 ordinary shares | ||
See B | Annexure | The Managed | See Annexure B. | ||
Entities listed in See Annexure B. Annexure B of this | See Annexure B. | See Annexure B. | |||
form . |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voling securities after the change are as follows:
Person | ||||
Holder of | Registered | entitled | Nature of | Class and |
relevant | holder of | to be | relevant | number of Person's votes |
interest | securities | registered | interest (6) | securities |
as holder (8) |
Relevant interest under sections 608(1)(b) and (c) of the Corporations Act
The Managed The Managed 2001 (Cth) (Corporations 779,677 ,892 779,677 ,892
Marathon
Entities Entities
Act) in the ordinary
shares held by or on behalf of the funds listed in Annexure A of this form (Managed Entities).
ordinary shares
The Managed The Managed In its capacity as the 779,677,892 779,677,892 MAMG Entities Entities general partner of ordinary shares
Marathon.
In his capacity as a
Bruce Richards The Managed The Managed person whose voting 779,677,892 779,677,892 Entities Entities power in MAMG is greater ordinary shares
than 20%.
In his capacity as a
Louis Hanover The Managed The Managed person whose voting 779,677,892 779,677,892 Entities Entities power in MAMG is greater ordinary shares
than 20%.
-
The Managed! See Annexure A Entities
I
-
Changes in association
The persons who have become associates (2) of. ceased to be associates of. or have changed the nature of their association (9) with. the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
MAMG, Marathon and the Managed Entities
No change in association .
- Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Marathon, each of the Managed Entities, MAMG. Bruce Richards and Louis Hanover | One Bryant Park, 38th Floor, New York, New York, United States, 10036 |
Signature
Marathon Asset Management, L.P print name LOUIS HANOVER
capacity
AUTHORIZED SIGNATORY
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