9 January 2014
The Manager
Company Announcements Office
ASX Limited
20 Bridge Street
SYDNEY NSW 2000
By electronic lodgement
Dear Sir/Madam,
Re: Notice of initial substantial holder- Australand Assets Trust (AAZPB)
challen erSydney
Level 15, 255 Pitt Street Sydney NSW 2000 Australia GPO Box 3698
Sydney NSW 2001
www.challenger.com.au
Telephone 02 9994 7000
Facsimile 02 9994 7777
We attach a Form 603 (Form) in relation to Australand Assets Trust. Challenger Limited and its subsidiaries became a substantial shareholder on 20 March 2006 but due to internai misclassification of the security no previous notices have been lodged. This misclassification has been corrected. The Form discloses ali changes of relevant interests since this time.
Yours faithfully,
attaeh
Melbourne Brisbane Perth Adelaide
Level 18 31 Queen Street PO Bo2')7 Flrnders Lane. Melbourne VIC 1000 Teleophone 02 99[14 7000 Facsirnrleo::: 9994 7777
Level 9 241 Adelarde Street GPO Box 3234. Brrsbane QLD 4001 Telephone 07 3136 :;400 Facsrmile 07 31 :O:G G407
Level 5 50 Georges Terrace Perth WA 6000 Telephone O& 9261 7412 Facsrmrle 08 9 21 5277
Level7 SUlle 71 147 Prrre Street Adelarde SA 5000 Telephone Oé< 7071 7042 Facsrmrle Oél &27 U395
Challenger Lrmrted ABN 85 106 842 371 Challenger Group Servrces Pty Lrmrted ABN 91 085 657 <07
Challenger Lrfe Company Lrmrted ABN 44 072 486 92.8 AFSL 234070 Howard Commercral Lendrng Lrrnrted ABN 65 000 033 142
Challenger Lrsted lnvestments Lrmrted ABN 94 055 293 644 AFSL 236 887 Challenger Drversrfred Property Trust 1 ARSN 121 484 GOG Challenger Drversrfred Property Trust 2 ARSN 121 484 713 Challenge;r Manageme;nt Servrces Lrmited ABN 29 092 382 842 AFSL 2'34 673
cence No. LOD013C04hallenger Ret rement
Challenger Mortgage Management Pty ltd ABN 72 087 271 109 Challenger Securrtrsatron Management Pty Ltd ABN 56 100 346 898 AFSL .?Ì1:;;JcG0
4510613
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder603 page 112 15 July 2001
ToCompany Name/Scheme
Australand Assets Trust (AAZPB)
ACN/ARSN 115 338 513
1. Details ofsubstantial holder (1)
Name Challenger Limited (and entities listed in Annexure 1)
ACN l ARSN (if applicable) 106 842 371
------------------------------------------------------------------------
The holder became a substantial holder on 20 l 03/2006
2. Details of voting power
The total number of votes attached to ali the voting shar es in the company or voting interests in the scheme that the substantial holder or an associate (2)
had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4 | Number of securities | Persons' votes (5) | Voting power (6) |
Ordinary Fully Paid | Same as persons votes | 320,757 | 11.66% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7)_ | Class and number of securities |
See Annexure 1 | The relevant interest arises by units purchased and sold on market by Challenger Limited and the entities listed in Annexure 1. | See Annexure 2 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Class and number of securities |
Challenger Limited and each other entity named in Annexure 1 | Citicorp Nominees Pty Limited | Citicorp Nominees Pty limited | 320,757 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities | |
Holder of relevant interest | Date of acquisition | Gash | Non-cash | |
See Annexure 1 | See Annexure 2 | See Annexure 2 | See Annexure 2 | |
603 2/2 15 Jul 2001
6. Associates
The reasons the persons named in paragraph 3 above are associales of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
N/A | N/A |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Challenger Limited and each entity named in Annexure 1 | Level15, 255 Pitt Street, Sydney |
Signature
print name Andrew Brown capacity Com
sign here date 09/01/2014
DIRECTIONS
(l) lf there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations A. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to ali the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
(6) The person's votes divided by the total votes in the body corporale or scheme multiplied by 100. (7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. lf subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contraci, scheme or arrangement, must accompany this form, together with a written statement certifying this contrac,i scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(8) lf the substantial holder is unable to determine the identity of the person (eg. lf the relevant interest arises because of an option) write "unknown".
(9) Details of the consideration must include any and ali benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the
acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure 1
This is page 1 of 4 pages of Annexure 1 reterred to in Form 603 signed by me and dated 09/01/2014
Andrew Brown
Company Secretary
Company/Scheme | ACN/ABN/ARSN |
Challenger Limited | 85 106 842 371 |
A.C.N. 167156 961 Pty Ltd | 167 156 961 |
A.C.N. 167 321 637 Pty Ltd | 167 321 637 |
Alltine Holdings Pty Ltd | 84 100 231 918 |
Bluezen Pty Ltd | 94 100 220 175 |
CDPG Australia Pty Limited | 124 498 095 |
Cescade Pty Limited | 76 096 097 399 |
CFSG Holdings No. 2 Victoria Pty Limited | 107 601 605 |
Challenger Direct Pty Ltd | 52 006 475 501 |
Challenger Diversitied Property Development Pty Limited | 121 624 833 |
Challenger Financial Services Pty Ltd | 38 087 464 131 |
Challenger FM 2 Holdings Pty Limited | 85 080 036 657 |
Challenger FM Nominees Pty Limited | 130 035 353 |
Challenger Funds Management Holdings Pty Limited | 107 728 030 |
Challenger Group Holdings Limited | 50 002 993 302 |
Challenger Group Pty Ltd | 85 003 374 196 |
Challenger Group Services Pty Ltd | 91 085 657 307 |
Challenger Home Loan Corporation Pty Limited | 058 891 302 |
Challenger lnventory Finance Servicing Pty Limited | 36 107 706 810 |
Challenger Lite Company Holdings Pty Ltd | 60 006 381 193 |
Challenger Lite Company Limited | 44 072 486 938 |
Challenger Lite Fund Property lnvestments Pty Ltd | 161 212 693 |
Challenger Lite Nominees No.2 Pty Ltd | 34 078 627 013 |
Challenger Lite Nominees No.3 Pty Limited | 151 482 147 |
Challenger Lite Nominees Pty Ltd | 39 091 336 793 |
Challenger Life Subsidiary Holdings Ltd | 38 099 742 122 |
Challenger Listed lnvestments Limited | 94 055 293 644 |
Challenger Managed lnvestments ( lnternational) Pty Ltd | 120 871 212 |
Challenger Management Services Limited | 29 092 382 842 |
Challenger Margin Lending Pty Limited | 47 091 338 822 |
Challenger Mortgage Management Pty Limited | 72 087 271 109 |
Challenger Non-Conforming Finance Pty Ltd | 107 725 486 |
Challenger Originator Finance Pty Ltd | 095 085 466 |
Challenger Property Asset Management Pty Ltd | 90 077 569 021 |
Challenger Retirement and lnvestment Serv ices Limited | 115 534 453 |
Challenger Securitisation Management Pty Limited | 56 100 346 898 |
Challenger Skybridge (Group) Holding Company Pty Ltd | 130 888 327 |
Challenger Skybridge (Hastings) Holding Company Pty Ltd | 130 888 274 |
Challenger Special Servicing Pty Ltd | 77107707415 |
Challenger Specialised Finance Pty Ltd | 164 516 401 |
Challenger Treasury Limited | 47 093 307 996 |
Challenger Wind Holdings Pty Limited | 151 496 061 |
Challenger Wholesale Finance Holdings Pty Limited | 087 284 240 |
CPHIC lnvestments Pty Ltd | 95 093 340 526 |
CSPP1 Broadbeach Pty Ltd | 122 460 977 |
Annexure 1
This is page 2 of 4 pages of Annexure 1 referred to in Form 603 signed by me and dated 09/01/2014
Andrew Brown
Company Secretary
Company/Scheme | ACN/ABN/ARSN |
CSPP1 lnvestment Company 1 Pty Limited | 120 463 023 |
CSPP1 Maitland Pty Ltd | 122 460 968 |
CSPP1 Mavis Court Pty Ltd | 122 461 983 |
EMIF Holdings Pty Ltd | 130 565 169 |
Endowment Warrants Limited | 45 009 568 503 |
Fidante Partners Alphinity Holdings Pty Ltd | 140 716 016 |
Fidante Partners Ardea Holdings Pty Ltd | 133 865 853 |
Fidante Partners Bentham Holdings Pty Ltd | 140 715 573 |
Fidante Partners Holdings Pty Limited | 123 318 650 |
143 836 373 | |
Fidante Partners Kapstream Holdings Pty Limited | 123 319 460 |
Fidante Partners Limited | 94 002 835 592 |
Fidante Partners Merlon Holdings Pty Ltd | 140 715 662 |
Fidante Partners Metisq Holdings Pty Ltd | 143 376 961 |
Fidante Partners NovaPort Holdings Pty Ltd | 140 715 797 |
Fidante Partners R&M Holdings Pty Limited | 152 375 436 |
Fidante Partners Services Limited | 44 119 605 373 |
Fidante Partners T Holdings Pty Ltd | 167 321 262 |
Fidante Partners Wavestone Holdings Pty Limited | 133 626 276 |
GasValpo Finance Pty Ltd | 003 376 529 |
Howard Commerciai Lending Limited | 65 000 033 143 |
LANV Pty Ltd | 147 224 502 |
Maitland Nominee Holdings Pty Limited | 122 853 114 |
Mavis Court Development Co Pty Limited | 124 112 956 |
Mawbury Pty Limited | 95 096 097 479 |
Metisq Capitai Holdings Pty Ltd | 158011351 |
Metisq Capitai Pty Ltd | 104 642 613 |
MIR Nominee Holdings Pty Limited | 154 029 259 |
Oaklands Hill Pty Ltd | 149 814 559 |
Oaklands Hill Wind Farm Pty Ltd | 126 595 935 |
Talavera Herring Pty Limited | 34 086 068 984 |
The Liberty Group Consortium Pty Ltd | 79 082 564 289 |
TLG Services Pty Limited | 20 092 500 608 |
TLGH Pty Limited | 85 092 927 467 |
TRE Data Centres Canberra Pty Ltd | 141 881 227 |
US LLC Holdings Pty Ltd | 130 888 292 |
Waterford County Pty Limited | 122 853 089 |
Annexure 1
This is page 3 of 4 pages of Annexure 1 referred to in Form 603 signed by me and dated 09/01/2014
-
Andrew Brown
Company Secretary
Overseas Companies |
Appia Europe Limited |
Appia Finance 2 Limited |
Appia Finance Limited |
Appia Group Limited (Jersey} |
Appia lnvestments Limited |
CDPG Luxembourg Holdings SARL |
CDPG Luxembourg Il SARL |
CDPG Luxembuorg SARL |
CDPG Malta Limited |
Challenger Connections Limited |
Challenger Connections Mid Company Limited |
Challenger DPG France Il SAS |
Challenger DPG France SAS |
Challenger Group Services (UK) Limited |
Challenger Harbourmasters Holdings Jersey Limited |
Challenger Holding (Vagyonkezelo) KFT |
Challenger Jersey 13 Limited |
Challenger Jersey Management Limited |
Challenger LBC Terminals Holding Company Limited |
Challenger LBC Terminals Jersey Limited |
Challenger LBC Terminals Limited |
Challenger Life (UK) Limited |
Challenger Luxembourg Holding No. 1A SARL |
Challenger Luxembourg Holding No. 1B SARL |
Challenger Luxembourg Holding No. 2 SARL |
Challenger Management Services (UK) Limited |
Challenger MBK Emerging Market lnfrastructure Fund Pte. Ltd |
Challenger MBK Fund Management Pte. Ltd |
Challenger Northern Gas Ltd (Jersey) |
Challenger SCR LLP Member Limited |
Challenger SkyBridge Fund (LP) Limited |
Challenger SkyBridge Fund (SLP) Limited |
Challenger Southern Water Limited |
Challenger Structured Credit Management Limited |
Challenger Towers Ltd (Jersey) |
Challenger UK Tank Storage Limited |
Challenger UK Terminals Ltd |
Challenger Wales and the West Gas Ltd (Jersey) |
Challenger Welcome Break Limited |
Annexure 1
This is page 4 of 4 pages of Annexure 1 referred to in Form 603 signed by me and dated 09/01/2014
-
Andrew Brown
Company Secretary
Overseas Companies |
Clashfern lnvestments (UK) Limited |
CMS (UK) Pty Limited |
GasValpo Jersey Holding Company Limited |
Greensands Holdings Jersey Limited |
GV Cayman Company Limited |
GV Chile Holding Limitada |
GV Chile Limitada |
GV Jersey Trustee Company Limited |
GV Jersey Trustee Company No. 2 Limited |
lnexus Group Holdings |
lnexus Group Limited |
lnterstar Home Loan Corporation NZ Limited (Foreign) |
Kabushiki Kaisha C & K |
Lazor |
Mangro |
Namroc |
Oikos Limited |
Oikos Storage Limited |
Rozal |
Rozalia Park |
Sabrand Limited |
SCI Aulnay lnvest |
SCI Gennev illiers lnvest |
Structured Credit Research LLP |
Annexure 2
This is page 1 of 1 page of Annexure 2 referred to in Form 603 signed by me and dated 09/01/2014
Andrew Brown
Australand Assets Trust (AAZPB) As at 09/01/2014
Date of Change | Holder of r elevant lnterest | Nature of Change | Conslderatlon | Number of securlties | Person's Votes Affected |
20/03/2006 | Challenger Limited ( the entities listed in Annexure 1) | Buy | 7,150,000.00 | 71,500 | 71,500 |
20/03/2006 | As above | Buy | 304,670.00 | 2,985 | 2,985 |
20/03/2006 | Buy | 22,042,020.00 | 220,000 | 220,000 | |
18/04/2006 | Buy | 2,043,485.80 | 20,000 | 20,000 | |
19/04/2006 | Buy | 2,043,485.80 | 20,000 | 20,000 | |
19/04/2006 | Buy | 1,020,621.45 | 10,000 | 10,000 | |
21104/2006 | Buy | 1,020,821.67 | 10,000 | 10,000 | |
21/06/2006 | Seli | 7,364,500.00 | 71,500 | 71,500 | |
21/06/2006 | Buy | 7,364,500.00 | 71,500 | 71,500 | |
11/09/2006 | Buy | 5,143.15 | 50 | 50 | |
12/10/2006 | Buy | 610,941.12 | 6,000 | 6,000 | |
24/10/2006 | Buy | 407,694.96 | 4,000 | 4,000 | |
18/07/2007 | Buy | 2,040,241.80 | 20,000 | 20,000 | |
14/08/2007 | Buy | 508.058.25 | 5,000 | 5,000 | |
12/09/2007 | Buy | 274,351.46 | 2,700 | 2,700 | |
13/09/2007 | Buy | 533,986.74 | 5,250 | 5,250 | |
14/09/2007 | Buy | 1,948.180.00 | 19,175 | 19,175.00 | |
28/09/2007 | Buy | 7,627.50 | 75 | 75.00 | |
15/02/2008 | Buy | 198,965.63 | 2,165 | 2,165.00 | |
15/02/2008 | Buy | 229,752.45 | 2,500 | 2,500.00 | |
22/02/2008 | Sell | 317,973.50 | 3,458 | 3,458.00 | |
22/02/2008 | Seli | 1,835,952.00 | 20,000 | 20,000.00 | |
31/03/2008 | Seli | 1,779.03 | 20 | 20.00 | |
04/07/2008 | Seli | 8,895.10 | 100 | 100.00 | |
16/07/2008 | Seli | 59,991.99 | 700 | 700.00 | |
26/08/2008 | Seli | 1,251'122.25 | 15,000 | 15,000.00 | |
26/08/2008 | Seri | 834,081.50 | 10.000 | 10,000.00 | |
26/08/2008 | Seli | 417,270.37 | 5,000 | 5,000.00 | |
07/10/2008 | Seli | 37,979.1o | 500 | 500.00 | |
09/12/2008 | Seil | 1,697,005.00 | 45,865 | 45,865.00 |
320,757
distributed by |