Microsoft Word - ORA cover letter sample

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.


BROCKMAN MINING LIMITED

布 萊 克 萬 礦 業 有 限 公 司 *

(incorporated in Bermuda with limited liability)

(SEHK Stock Code: 159) (ASX Stock Code: BCK )


OVERSEAS REGULATORY ANNOUNCEMENT


The shares of Brockman Mining Limited (the "Company") are dually listed on The Stock Exchange of Hong Kong Limited and on ASX Limited. This announcement is made pursuant to Rule 13.10(B) of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited.


The following is the text of an announcement released by the Company on ASX Limited on 14 December 2015.


By order of the board of directors of

Brockman Mining Limited Chan Kam Kwan, Jason

Company Secretary


Hong Kong, 14 December 2015


As at the date of this announcement, the board of directors of the Company comprises Mr. Kwai Sze Hoi (Chairman), Mr. Liu Zhengui (Vice Chairman) and Mr. Ross Stewart Norgard as non-executive directors; Mr. Chan Kam Kwan, Jason (Company Secretary), Mr. Kwai Kwun Lawrence and Mr. Colin Paterson as executive directors; Mr. Yap Fat Suan, Henry, Mr. Uwe Henke Von Parpart and Mr. Choi Yue Chun, Eugene as independent non-executive directors.


  • For identification purpose only

    Appendix 3B New issue announcement



    Appendix 3B

    Rule 2.7, 3.10.3, 3.10.4, 3.10.5


    New issue announcement, application for quotation of additional securities and agreement

    Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

    Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13


    Name of entity


    Brockman Mining Limited (BCK)


    ABN


    143 211 867


    We (the entity) give ASX the following information.


    Part 1 - All issues

    You must complete the relevant sections (attach sheets if there is not enough space).


    Unlisted Options Lapsed

    1 +Class of +securities issued or to be issued


    Lapse of 59,600,000 Unlisted Employee Options

    1. Number of +securities issued or to be issued (if known) or maximum number which may be issued


    2. Principal terms of the

      dates for

      payment;

      if

      +convertible

      securities,

      the

      +securities (e.g. if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due


      conversion price and dates for conversion)


      Lapse of unlisted employee options with the following expiry date :


      Expiry date of 13 December 2015

      • 59,600,000 options with exercise price of HK$0.72


      + See chapter 19 for defined terms.


      04/03/2013 Appendix 3B Page 1

      Appendix 3B

      New issue announcement



      N/A

    3. Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?


      If the additional +securities do not rank equally, please state:

      • the date from which they do

      • the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment

      • the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment


        N/A

    4. Issue price or consideration


      Lapse of Options

    5. Purpose of the issue

    (If issued as consideration for the acquisition of assets, clearly identify those assets)


    No

    6a Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A?


    If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i


    N/A

    6b The date the security holder resolution under rule 7.1A was passed


    N/A

    6c Number of +securities issued without security holder approval under rule 7.1



    + See chapter 19 for defined terms.


    Appendix 3B Page 2 04/03/2013


    N/A

    6d Number of +securities issued with security holder approval under rule 7.1A

    Appendix 3B New issue announcement


    N/A

    6e Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting)


    N/A

    6f Number of +securities issued under an exception in rule 7.2


    N/A

    6g If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the

    +issue date and both values.

    Include the source of the VWAP calculation.


    N/A

    6h If +securities were issued under rule 7.1A for non‐cash consideration, state date on which valuation of consideration was released to ASX Market Announcements


    N/A

    6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements


    N/A

    7 +Issue dates

    Note: The issue date may be prescribed by ASX (refer to the definition of issue date in rule 19.12). For example, the issue date for a pro rata entitlement issue must comply with the applicable timetable in Appendix 7A.

    Cross reference: item 33 of Appendix 3B.


    Number

    +Class

    8,381,982,131

    Ordinary fully paid shares

    8 Number and +class of all

    +securities quoted on ASX (including the +securities in section 2 if applicable)


    + See chapter 19 for defined terms.


    04/03/2013 Appendix 3B Page 3

    distributed by