Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
March 16, 2018 at 11:20 am EDT
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DGAP Voting Rights Announcement: Deutsche Bank AG
Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
16.03.2018 / 16:15
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Deutsche Bank AG
Taunusanlage 12
60325 Frankfurt a. M.
Germany
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X
Other reason: voluntary group notification with triggered thresholds on subsidiary level
3. Details of person subject to the notification obligation
Name:
City and country of registered office:
Hainan Jiaoguan Holding Co., Ltd.
City of Haikou China
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS AG
5. Date on which threshold was crossed or reached:
12 March 2018
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
total of both in % (7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation
3.68 %
5.08 %
8.75 %
2066773131
Previous notification
3.51 %
5.56 %
9.07 %
/
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN
absolute
in %
direct (Sec. 33 WpHG)
indirect (Sec. 34 WpHG)
direct (Sec. 33 WpHG)
indirect (Sec. 34 WpHG)
DE0005140008
0
75959061
0 %
3.68 %
Total
75959061
3.68 %
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
Right to recall of lent shares
at any time
104909751
5.08 %
Total
104909751
5.08 %
b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
%
Total
%
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least held 3% or more)
% of voting rights through instruments (if at least held 5% or more)
Total of both (if at least held 5% or more)
Hainan Jiaoguan Holding Co., Ltd.
%
%
%
HNA Group Co., Ltd.
%
%
%
HNA Capital Group Company Limited
%
%
%
HNA Capital (Hong Kong) Holdings Co. Ltd.
%
%
%
BL Capital Holdings Limited
%
%
%
Hainan Jiaoguan Holding Co., Ltd.
%
%
%
HNA Group Co., Ltd.
%
%
%
HNA Capital Group Company Limited
%
%
%
HNA Capital (Hong Kong) Holdings Co. Ltd.
%
%
%
Aleron Investments Limited
%
%
%
HNA Capital (U.S.) Holding LLC
%
%
%
Hainan Jiaoguan Holding Co., Ltd.
%
%
%
HNA Group Co., Ltd.
%
%
%
HNA Group (International) Company Limited
%
%
%
GAR Holding Ltd.
%
%
%
HNA Innovation Finance Holdings Limited
%
%
%
HNA Innovation Finance Group Holdings Limited
%
%
%
HNA Innovation Finance Group Co., Limited
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
Date of general meeting:
Holding position after general meeting:
% (equals voting rights)
10. Other explanatory remarks:
16.03.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Deutsche Bank AG is one of the largest German banking groups. Income breaks down by activity as follows:
- investment, finance and market banking (35.6%): financial engineering (consulting for merger-acquisitions, stock operations, etc.), investment capital, operations on the interest, exchange, and stock markets, market brokerage, specialized financing (for acquisitions, projects, etc.);
- retail banking and private banking (32.6%);
- corporate banking (22.5%);
- asset management (9.3%).
At the end of 2022, Deutsche Bank AG managed EUR 621.4 billion in current deposits and EUR 483.7 billion in current loans.
Products and services are marketed through a network of 1,536 branches worldwide.
Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution