Draig Resources : Notice of change of interests of substantial holder

17ae3ab6-68e6-47d7-b597-098d2c8fccc3.pdf Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

ToCompany Name/SchemeDraig ResourcesLimited

ACN/ARSN 110439 686

1. Details of substantialholder (1)

   
   

   NameThree Cheeky Monkeys Holdings PtyLimited ("TCMH")

   
   

   ACN/ARSN (ifapplicable) 111 735 258

   
   

   
   

   There was a changein theinterests of the

   substantial holder on_2/02I16

   The previous notice was givento the company on19/11/15

   
   

   The previousnotice was dated19/11/15

   
   

2. Previous and present voting power

   The total number of votes attached toall thevoting shares in thecompany or voting interests inthe scheme that thesubstantial holderor an associate (2)had a relevant interest (3) inwhen lastrequired,and when now required,togive a substantial holding noticeto the company or scheme,are as follows:

   
   

   Class of securities (4)	Previous notice		Present notice
   Person's votes	Voting power (5)	Person's votes	Voting power (5)
   Ordinary Shares (FPO)	10,741,146	16.19%	15,037,606	14.08%
   -

   
   

   
   

3. Changes inrelevant interests

   Particulars of each change in,or change inthe nature of,a relevant interestof thesubstantial holderor an associate invoting securities of the company or scheme,since thesubstantial holder was last required togive a substantial holding noticeto thecompany or scheme are as follows:

   
   

   Date of change	Person whose relevant interestchanged	Nature of change (6)	Consideration given in relationto change (7)	Class and number of securities affected	Person's votes affected
   9/2/2016	TCMH	Non- renounceable rights issue	$85,929.20	4,296,460 FPO	4,296,460

   
   

   
   

4. Present relevant interests

   Particulars of each relevant interest of thesubstantial holder invoting securities after thechange are as follows:

   
   

   Holder of relevant interest	Registered holderof securities	Person entitled to be registered as holder (8)	Nature of relevant interest(6)	Class and number of securities	Person'svotes
   TCMH	TCMH	TCMH	Direct	15,037,606 FPO	14.08%

5. Changes in association

   The persons who have become associates (2)of, ceased to be associates of,or have changed the nature of their association (9)with,the substantial holder inrelation to voting interests inthe company or scheme are as follows :

   
   

   Name and ACN/ARSN (if applicable)	Nature of association

   
   

6. Addresses

   The addresses of persons named in this form are as follows :

   
   

   Name	Address
   TCMH	PO Box 5251, Greenwich NSW 2065

   
   

   Signature

   
   

   print name JLASmithcapacity Director

   
   

   
   

   sign here

   de09/02 /16

   
   

   DIRECTIONS

   
   

7. If there are a number of substantial holders with similar or related relevant interests (eg.a corporation and itsrelated corporations,or the manager and trustee of an equity trust) ,the names could be included inan annexure to the form.If the relevant interests of a group of persons are essentially similar,they may be referred to throughout the form as a specifically named group if the membership of each group,with tie names and addresses of members isclearly set out in paragraph 6 of the form.

8. 
   

9. See the definition of "associate"insection 9of the Corporations Act 2001.

   
   

10. See the definition of "relevantinterest"insections 608and 6718(7)of the Corporations Act 2001.




(4) The voting shares of a company constitute one class unless divided into separate classes.




(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by100.




1. Include details of:

2. any relevant agreement or other circumstances because of which the change inrelevant interestoccurred. If subsection 6718(4)applies,a copy of any document setting out the terms of any relevant agreement ,and a statement by the person giving full and accurate details of any contract,scheme or arrangement ,must accompany this form,together with a written statement certifying this contract ,scheme or arrangement ;and

3. any qualification of the power of a person to exercise,control the exercise of, or influencethe exercise of,the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

   See the definition of "relevantagreement" in section 9of the Corporations Act 2001.

   
   

4. Details of the consideration must includeany and all benefits,money and other,that any person fromwhom a relevant interest was acquired has,or may, become entitled to receive inrelation to that acquisition .Details must be included even ifthe benefit isconditional on the happening or not of a contingency .Details must be included of any benefit paid on behalf of the substantial holder or itsassociate inrelation to the acquisitions, even ifthey are not paid directly to the person from whom the relevant interestwas acquired .

   
   

5. If the substantial holder isunable to determine the identityof the person (eg. ifthe relevant interest arises because of an option) write "unknown".

   
   

6. Give details, if appropriate,of the present association and any change in that association since the last substantial holding notice.