GI DYNAMICS, INC. Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced30/09/0A1mended01/01/11
Name of entity GI DYNAMICS, INC.
ARBN 151 239 388
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Daniel Jeffrey Moore |
Date of last notice | 12 September 2014 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Not applicable |
Date of change | 10 September 2014 |
No. of securities held prior to change | 80,000 options |
Class | Common Stock |
Number acquired | 35,000 shares of common stock |
Number disposed | 35,000 shares of common stock |
Value/Consideration Note: If consideration is non‐cash, provide details and estimated valuation | US$81,900 (exercise price received upon exercise of options) |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director's Interest NoticeNo. of securities held after change | 45,000 options |
Nature of change Example: on‐market trade, off‐market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy‐back | Issuance of shares of common stock upon exercise of stock options and subsequent off‐market transfer of 35,000 shares of common stock. |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Not Applicable |
Nature of interest | Not Applicable |
Name of registered holder (if issued securities) | Not Applicable |
Date of change | Not Applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not Applicable |
Interest acquired | No Applicable |
Interest disposed | Not Applicable |
Value/Consideration Note: If consideration is non‐cash, provide details and an estimated valuation | Not Applicable |
Interest after change | Not Applicable |
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 01/01/2011
+ See chapter 19 for defined terms.
Appendix 3Y Change of Director's Interest Notice01/01/2011 Appendix 3Y Page 3
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