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604 page 1/2 15 July 1001
Form 604
Corporallons Act 2001
Section 6718
Notice of change of interests of substantial holder
To.. Company Name/Scheme ACN/ARSN
1. Details of substanllal holder(!)
Name
ACN/ARSN (if applicable)
There was a change In the interests of the substantial holder an
The previous notice was given to the company on The previous notice was dated
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Z, Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting Interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) inwhen last required, and when now required. to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||||
Person's votes | Votina | oower | 5l | Person's votes | Votinn nower 151 | |
Changes in relevant interests
Particulars of each change In, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme. since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
Person whose relevant Interest changed
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Nature of
Consideration
Class and
Person's votes
change
change (6)
given in relation to change m
number of securities affected
affected
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Present relevant interests
Particulars of each relevant interest of the substantial holder In voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (9) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
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604 page 1/1 15 July 2001
5. Changes In association
The persons who have become associates (1) or, ceased to be associates or. or have changed the nature of their association (9) with, tha substantial holder Inrelation to voting Interests In the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) | Nature of association |
The addresses of persons named In this form are as follows:
Name | Address | |||
CAFI | /-11; «.rr,..c,e 11,..L1-- • | R, | Bo>t 2."" Le M.Arit.1-!Afl'(' | f . |
-r. ?aell. lvR'f | l;rueRNSS", (!r'id., if.1-l"I |
Signature
sign here
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant Interests {eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included ln an annexure to the form. lf the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group If the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
{2) See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 1001.
The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details or:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. lf subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement. and a statement by the person giving full and accurate details of any contract. scheme or arrangement. must accompany this form, together with a written statement certifying this contract. scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition or "relevant agreement" in section 9 of the Corporations Act 1001.
Details of the consideration must include any and all benefits. money and other, that any person from wham a relevant interest was acquired has. or may, becom·e entitled to receive In relation to that acquisition. Details must be Included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or Its associate in relation to the acquisitions, even if they are not paid dlrectly to the person from whom the relevant interest was acquired.
(B) If the substantial holder is unable to determine the identity of the person (eg. if the relevant Interest arises because of an option) write·unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
29/06/2017 | CAFL | Purchase | 104,617.50 | 1,500,000.00 | CAFL |
30/06/2017 | CAFL | Purchase | 210,000.00 | 3,000,000.00 | CAFL |
04/07/2017 | CAFL | Purchase | 3,373.77 | 55,581.00 | CAFL |
05/07/2017 | CAFL | Purchase | 29,654.38 | 426,375.00 | CAFL |
06/07/2017 | CAFL | Purchase | 33,862.49 | 492,660.00 | CAFL |
10/07/2017 | CAFL | Purchase | 40,435.86 | 580,000.00 | CAFL |
Totals | 421,944.00 | 6,054,616.0C |
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GI Dynamics Inc. published this content on 12 July 2017 and is solely responsible for the information contained herein.
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