For the month ended (dd/mm/yyyy) : | 31/01/2017 |
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | Haitong Securities Co., Ltd. |
Date Submitted | 06/02/2017 |
Movements in Authorised Share Capital
Ordinary Shares
6837
(Hong Kong Stock
Stock code :
Exchange) Description :H Shares
No. of ordinary shares
Par value
(RMB)
Authorised share capital (RMB)
Balance at close of preceding monthSee remarks See remarks
Increase/(decrease)See remarks See remarks
Balance at close of the monthSee remarks See remarks
Stock code :
600837
(Shanghai Stock
Exchange) Description :A Shares
No. of ordinary shares
Par value
(RMB)
Authorised share capital (RMB)
Balance at close of preceding monthSee remarks See remarks
Increase/(decrease)See remarks See remarks
Balance at close of the monthSee remarks See remarks
Preference Shares
Stock code :
N/A
Description :
N/A
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Other Classes of Shares
Stock code :
N/A
Description :
N/A
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month
See remarks
Movements in Issued Share Capital
Balance at close of preceding month
No. of ordinary shares
No of preference shares
No. of other classes of shares
(1)
(2)
3,409,568,820
8,092,131,180
N/A
N/A
Increase/ (decrease) during the month
-
-
N/A
N/A
Balance at close of the month
3,409,568,820
8,092,131,180
N/A
N/A
Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share option scheme
including EGM approval date
(dd/mm/yyyy) and class of shares issuable
Movement during the month
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Granted
Exercised Cancelled Lapsed
1. N/A
( / / )
shares
(Note 1)
2. N/A
( / / )
shares
(Note 1)
3. N/A
( / / )
shares
(Note 1)
Total A. (Ordinary shares)
N/A
(Preference shares)
N/A
(Other class)
N/A
Total funds raised during the month from exercise of options (State currency)
N/A
Warrants to Issue Shares of the Issuer which are to be Listed
Description of warrants
(Date of expiry - dd/mm/yyyy)
of nominal prec
No. of new shares of issuer issued during the
Nominal value month
Currency at close of Exercised Nominal value pursuant eding during the at close of the thereto
value month month month
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date (if applicable)
(dd/mm/yyyy)
( / / )
2. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date (if applicable)
(dd/mm/yyyy)
( / / )
3. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date (if applicable)
(dd/mm/yyyy)
( / / )
4. N/A
( / / )
Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date (if applicable)
(dd/mm/yyyy)
( / / )
Total B. (Ordinary shares)
N/A
(Preference shares)
N/A
(Other class)
N/A
HAITONG Securities Company Limited published this content on 06 February 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 15 February 2017 13:30:13 UTC.
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