HONG KONG EXCHANGES AND CLEARING LIMITED This section contains hyperlinks to materials published under 'Rules and Guidance on Listing Matters' in the last 6 months.
| 11/11/2016 | Guidance on issues related to 'controlling shareholder' and related Listing Rules implications (GL89-16) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 11/11/2016 | FAQ (Series 1 No. 16), Guidance Letter (GL56-13), Listing Decision (LD85-2015) and Rejection Letter (RL5-05) are updated due to issuance of Guidance Letter GL89-16 | The Rules, Interpretation and Guidance |
| 11/11/2016 | Guidance on (i) disclosure requirements for substantially complete Application Proofs; and (ii) publication of Application Proofs and Post Hearing Information Packs on the Exchange's website (GL56-13) (Updated in September 2013, February, March, June, September 2014 and August 2015, and May and November 2016) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 11/11/2016 | Guidance on logistical arrangements for publication of Application Proofs, Post Hearing Information Packs ('PHIPs') and related materials on the Exchange's website for listing applicants (GL57-13) (Updated in February, March, June and September 2014 and November 2016) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 14/09/2016 | Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications (GL86-16) (Updated in May and September 2016) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 06/07/2016 | Conditions for waivers from strict compliance with Main Board Rule 4.04(1) and GEM Rules 7.03(1) and 11.10 (Updated in November 2011, March 2012, June 2013, March 2014, September 2015 and July 2016) (GL25-11) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 17/06/2016 | Letter to issuers on Joint Consultation Paper on Proposed Enhancements to the Stock Exchange of Hong Kong Limited's Decision-Making and Governance Structure for Listing Regulation | Administrative Matters/ Tools > Letters to issuers |
| 13/06/2016 | Pre-vetting of documents and announcements in IPO cases and post-vetting announcements relating to price stabilization actions (Updated in July 2010 and June 2016) (GL16-09) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 10/06/2016 | Guidance on Documentary Requirements and Administrative Matters for Collective Investment Schemes ('CIS') Applications (Updated in November 2014, July and November 2015 and June 2016) (GL79-14) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 03/06/2016 | Guidance on IPO vetting and suitability for listing (GL68-13A) | The Rules, Interpretation and Guidance > Guidance Letters > Guidance Letters for New Applicants |
| 13/05/2016 | FAQs, Guidance Letters and Listing Decisions are updated due to withdrawal of guidance letters superseded by GL86-16 (FAQ001-2016, FAQ003-2016, GL41-12, GL56-13, GL63-13, GL86-16, LD48-2013, LD75-2013, LD84-2014 and LD91-2015) | The Rules, Interpretation and Guidance |
HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 11 November 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 14 November 2016 04:07:13 UTC.
Original documenthttp://www.hkex.com.hk/eng/rulesreg/listrules/latestrelease/latest_release.htm
Public permalinkhttp://www.publicnow.com/view/59A4BBB4B96AC669AABA008D45EB6B7CAD5C37F1
