Highlights

- Securities Market

  • The average daily turnover for the first nine months of 2017 was $82.0 billion, an increase of 21 per cent when compared with $67.8 billion for the same period last year.

  • The average daily turnover of ETFs for the first nine months of 2017 was $4.4 billion, an increase of 0.1 per cent when compared with $4.4 billion for the same period last year.

  • There were 114* newly listed companies for the first ninemonths of 2017, an increase of 52 per cent when compared with 75* for the same period last year.

- Derivatives Market

  • The average daily turnover of futures and options for the first nine months of 2017 was 823,469 contracts, an increase of 7 per cent when compared with the 769,956 contracts for the same period last year.

  • The average daily turnover of Stock Options for the first nine months of 2017 was 396,491 contracts, an increase of 33 per cent when compared with the 297,001 contracts for the same period last year.

  • The average daily turnover of RMB Currency Futures for the first nine months of2017 was 2,940 contracts, an increase of 59 per cent when compared with the 1,852 contracts for the same period last year.

  • On 27 September 2017, the open interest of Hang Seng Index Options, Hang Seng China Enterprises Index Options and Stock Options reached a record high of 568,507 contracts, 3,280,515 contracts and 11,442,518 contracts respectively.

* Includes any transfers of listing from GEM to Main Board

Listed Securities (Main Board and GEM)
Month-end figures

No. of listed companies

2,069

1,930

1,973

Total market capitalisation ($Bil.)

31,412.4

25,595.0

24,761.3

No. of newly listed companies *

11

7

126

No. of listed securities

11,862

9,060

8,591

No. of equity warrants

8

12

9

No. of derivatives warrants

5,373

4,006

3,705

No. of CBBCs

3,257

2,105

1,844

No. of unit trusts

146

158

157

No. of debt securities

996

841

892

* Includes the number of transfer of listingsfrom GEM to Main Board

Securities Market Turnover (Main Board and GEM)

Monthly turnover ($Mil.) *

1,998,764

2,174,978

-8.1%

Average daily turnover by value ($Mil.) *

95,179

98,863

-3.7%

No. of trading days

21

22

-

* Turnover value for securities traded in non-Hong Kong dollar currency have been included

Turnover by Type of Securities (Main Board and GEM)

Equities

1,549,705.80
(77.5%)

1,626,908.66
(74.8%)

-4.7%

Derivative warrants

265,162.16
(13.3%)

308,768.27
(14.2%)

-14.1%

CBBCs

94,867.85
(4.7%)

123,073.71
(5.7%)

-22.9%

Unit Trusts
(include ETFs)

83,454.93
(4.2%)

110,313.29
(5.1%)

-24.3%

( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included

ATS Transactions

The total turnover of automated trading services' (ATS) transactions for September 2017 was $24,172 million (1.2% of the securities market total turnover).

Mainland Enterprises (Main Board and GEM)
Month-end figures

No. of H shares

249

235

241

No. of Red chips Stocks

158

152

153

No. of Mainland private enterprises

627

595

608

Market capitalisation (% of market total)

65.4%

63.3%

63.3%

Turnover value (% of equity turnover)

77.7%

71.2%

70.6%

Index Performance
Month-end figures

S&P/HKEX LargeCap Index

35398.29

-1.3%

21.0%

S&P/HKEX GEM Index

267.76

-0.4%

-31.8%

Hang Seng Index

27554.30

-1.5%

18.3%

Hang Seng China Enterprises Index #

10910.04

-3.4%

13.9%

Hang Seng China-Affiliated Corporations Index*

4298.97

-0.9%

11.3%

CES China 120 Index ^

6235.31

0.2%

24.5%

CES China HK Mainland Index +

7339.32

-0.8%

25.7%

# - tracks H shares
* - tracks Red chips
^ - tracks 80 Mainland-listed companies and 40 Hong Kong-listed Mainland enterprises
+ - tracks 40 Hong Kong-listed Mainland enterprises

Derivatives Market Turnover

Sep 2017

Aug 2017

% Change

Total Futures

306,766

314,333

-2.4%

Hang Seng Index Futures

130,504

130,721

-0.2%

Mini Hang Seng Index Futures

47,576

50,104

-5.0%

Hang Seng China Enterprises Index Futures

108,080

113,224

-4.5%

Mini-Hang Seng China Enterprises Index Futures

14,244

14,018

1.6%

HSI Dividend Point Index Futures

19

115

-83.5%

HSCEI Dividend Point Index Futures

1,196

2,411

-50.4%

HSI Volatility Index Futures

0

0

-

CES China 120 Index Futures

12

4

200.0%

CES Gaming Top 10 Index Futures

0

0

-

Hang Seng Mainland Oil & Gas Index Futures

16

27

-40.7%

Hang Seng Mainland Banks Index Futures

56

58

-3.4%

Hang Seng Mainland Healthcare Index Futures

0

0

-

Hang Seng Mainland Properties Index Futures

74

58

27.6%

Hang Seng IT Hardware Index Futures

0

0

-

Hang Seng Software & Services Index Futures

0

0

-

IBOVESPA Futures

0

0

-

MICEX Index Futures

0

0

-

S&P BSE Sensex Index Futures

0

0

-

FTSE/JSE Top40 Futures

0

0

-

Stock Futures

275

476

-42.2%

5-Year MOF T-Bond Futures

2

30

-93.3%

3-Month HIBOR Futures

14

0

-

1-Month HIBOR Futures

0

0

-

RMB Currency Futures - USD/CNH Futures

3,961

2,437

62.5%

RMB Currency Futures - EUR/CNH Futures

15

16

-6.3%

RMB Currency Futures - JPY/CNH Futures

5

4

25.0%

RMB Currency Futures - AUD/CNH Futures

3

4

-25.0%

RMB Currency Futures - CNH/USD Futures

68

38

78.9%

USD Gold Futures *

226

193

17.1%

CNH Gold Futures ^

395

383

3.1%

London Aluminium Mini Futures

13

1

1200.0%

London Zinc Mini Futures

7

1

600.0%

London Copper Mini Futures

2

6

-66.7%

London Lead Mini Futures

2

2

0.0%

London Nickel Mini Futures

1

1

0.0%

London Tin Mini Futures

0

0

-

Total Options

526,649

646,276

-18.5%

Hang Seng Index Options

39,922

48,438

-17.6%

Mini Hang Seng Index Options

5,569

6,164

-9.7%

Flexible Hang Seng Index Options

0

0

-

Hang Seng China Enterprises Index Options

84,016

79,046

6.3%

Mini-Hang Seng China Enterprises Index Options

1,581

1,567

0.9%

Flexible Hang Seng China Enterprises Index Options

0

0

-

Stock Options

395,430

511,005

-22.6%

RMB Currency Futures - USD/CNH Options

131

56

133.9%

Total Futures and Options

833,415

960,610

-13.2%

Clearing and Settlement

Average daily number of exchange trades settled by CCASS

1,357,230

1,303,343

4.13%

Average daily number of settlement instructions (SIs) settled by CCASS

97,054

92,719

4.68%

Average daily number of investor SIs (ISIs) settled by CCASS

371

397

-6.55%

Average daily settlement efficiency of CNS stock positions on due day (T+2)

99.91

99.92

N/A

Shares deposited in the CCASS depository
 - % of total issued shares
- % of the total market capitalisation

75.53
57.86

74.45
57.48

N/A
N/A

DCASS Statistics (derivatives market)

Sep 2017

Aug 2017

% Change

Month-end Open Interest (contracts)

- Equity Index Futures

593,595

597,307

-0.6%

- Stock Futures

5,243

6,303

-16.8%

- 5-Year MOF T-Bond Futures

135

669

-79.8%

- Interest Rates Futures

310

48

545.8%

- RMB Currency Futures

23,066

24,020

-4.0%

- Gold Futures

786

661

18.9%

- London Metal Mini Futures

94

116

-19.0%

- Equity Index Options

3,350,988

3,467,965

-3.4%

- Stock Options

7,937,540

9,037,100

-12.2%

- RMB Currency Options

3,291

2,305

42.8%

Year-to-date Statistics

No. of newly listed companies #

114

75

52.0%

Average daily turnover by value ($Mil.) ^

81,971

67,787

20.9%

Average share traded per trading day (Mil. Shares)

174,617

195,054

-10.5%

Average no. of trades per trading day

1,186,506

1,090,138

8.8%

Fund raised by IPOs ($Mil.)

85,694

135,930

-37.0%

Total funds raised (including IPOs) ($Mil.)*

311,880

315,706

-1.2%

Derivatives Market

Sep 2017
YTD

Sep 2016
YTD

% Change

Average daily volume (contracts)

- Equity Index Futures

294,951

347,304

-15.1%

- Stock Futures

522

1,001

-47.9%

- 5-Year MOF T-Bond Futures

70

-

-

- Interest Rates Futures

2

0

-

- RMB Currency Futures

2,940

1,852

58.7%

- Gold Futures

756

0

-

- London Metal Mini Futures

11

142

-92.3%

- Equity Index Options

128,215

122,656

4.5%

- Stock Options

396,491

297,001

33.5%

- RMB Currency Options

67

-

-

Clearing & Settlement

Sep 2017 YTD

Sep 2016
YTD

% Change

Average daily number of exchange trades handled by CCASS

1,185,894

1,089,449

8.85%

Average daily number of settlement instructions (SIs) settled by CCASS

89,413

82,999

7.73%

Average daily number of investor SIs (ISIs) settled by CCASS

330

279

18.28%

# Includes the number of transfer of listings from GEM to Main Board
^Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only

Historical Records
up to 30 September 2017

Top 10 Hang Seng Index Closes

1

2007/10/30

31638.22

2

2007/10/29

31586.90

3

2007/11/01

31492.88

4

2007/10/31

31352.58

5

2007/11/02

30468.34

6

2007/10/26

30405.22

7

2007/10/25

29854.49

8

2007/11/07

29708.93

9

2007/12/06

29558.92

10

2007/10/15

29540.78

Top 10 Daily Market Turnover
(Main Board and GEM)

1

2015/04/09

293,910,756,648

2

2015/04/13

266,098,632,854

3

2015/04/08

252,396,050,844

4

2015/04/14

239,903,336,931

5

2015/07/08

237,429,139,110

6

2015/04/10

222,888,834,174

7

2015/04/15

218,018,391,899

8

2015/04/17

215,953,404,099

9

2015/07/06

214,812,393,078

10

2015/07/09

213,825,663,405

Top 10 Market Capitalisation
(Main Board and GEM)

1

2017/09/21

32,051,134,306,664

2

2017/09/20

32,016,255,998,161

3

2017/09/18

31,885,200,559,714

4

2017/09/19

31,828,039,206,544

5

2017/09/22

31,795,720,605,890

6

2015/05/26

31,549,926,214,937

7

2017/09/15

31,477,019,454,515

8

2017/09/27

31,422,425,386,953

9

2017/09/29

31,412,398,318,791

10

2017/09/13

31,404,183,067,436

Record High for Top-10 Derivatives Market Products (Based on Contract Volume)

Contracts

Date

Contracts

Date

Stock Options

1,221,324

2015/04/13

11,442,518

2017/09/27

Hang Seng China Enterprises Index Futures

467,559

2015/08/26

519,817

2015/12/29

Hang Seng Index Futures

316,855

2016/09/27

206,082

2017/06/27

Hang Seng China Enterprises Index Options

188,957

2015/09/04

3,280,515

2017/09/27

Mini Hang Seng Index Futures

141,519

2016/06/24

21,682

2011/06/17

Hang Seng Index Options

116,835

2011/08/05

568,507

2017/09/27

Mini-Hang Seng China Enterprises Index Futures

74,511

2015/07/08

16,436

2014/12/11

Stock Futures

27,966

2007/03/28

47,050

2013/03/27

HSCEI Dividend Point Index Futures

27,501

2017/02/14

184,626

2016/12/13

RMB Currency Futures - USD/CNH Futures

20,338

2017/01/05

46,711

2017/01/04

HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 09 October 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 09 October 2017 09:24:05 UTC.

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