Report on Initial Public Offering Applications, Delisting and Suspensions
(As at 29 December 2017)


Includes application(s) by investment vehicle(s) pursuant to Chapters 20 and 21 of the Main Board Listing Rules, application(s) for transfer of listing from GEM to the Main Board, and deemed new applicant(s)pursuant to Main Board Listing Rule 8.21C or Main Board Listing Rule 14.84, and very substantial acquisition(s) treated as reverse takeover(s) pursuant to Main Board Listing Rule 14.06(6)/GEM Listing Rule 19.06(6).
Includes any application (or renewal) not approved, returned, rejected or withdrawn within six months from date of application.
The rejection decision of one case was reversed by the Listing Appeals Committee in November 2017 and the rejection decision of another case was reversed by the Listing (Review) Committee in December 2017.
Applications accepted for vetting but subsequently returned on the ground that the information in the listing application proof or related documents is not substantially complete.
Includes all applications accepted within three months following a lapsed, rejected or withdrawn application by the same applicant.
Applications resubmitted to the Exchange after an 8-week moratorium from the date of the return letter.
First comment letters are the first letters issued by Listing Department staff that contain the comments on the respective listing applications. It only covers the first comment letters issued this month. For reports issued from January 2011 onwards, non-business days have been subtracted from 'the average number of days taken'. The figures exclude cases for a transfer of listing from GEM to the Main Board.
Covers only the guidance letters issued this month. For the reports issued from January 2011 onwards, non-business days have been subtracted from 'the average number of days taken'.

Delisting and Suspension Information
(As at 29 December 2017)

Other Information
(As at 29 December 2017)

Where the Exchange has issued a letter to the long-suspended company informing it of the commencement of the delisting procedures under Practice Note 17 to the Main Board Listing Rules and that the Exchange will consider placing the company in the second stage of delisting if the company fails to submit a viable resumption proposal by the deadline set out in the letter.
Long-suspended Main Board companies having problems with sufficient operations or assets are placed in the second and third stages of delisting under Practice Note 17 to the Main Board Listing Rules.
The Exchange has decided to commence procedures under Rule 6.01(4) to cancel the listing of companies on the ground that they are no longer suitable for listing.
* The companies applied to the Exchange to review the delisting decisions. The review procedures are in progress.

This report is updated on the last trading day of each month.

Ends

HKEx - Hong Kong Exchanges and Clearing Ltd. published this content on 29 December 2017 and is solely responsible for the information contained herein.
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