HSBC : Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 November - Announcement made to the HK stock exchange - English (11-page PDF 326KB)

To : Hong Kong Exchanges and Clearing Limited

1. Movements in Authorised Share Capital

2. Ordinary Shares

3. Stock code : 5 Description : Ordinary Shares

   No. of ordinary shares

   N/A

   Par value (State currency)

   Authorised share capital

   (State currency)

   N/A

   Balance at close of preceding month (Remark 1)

   (Remark 1)

   Increase/(decrease)

   Balance at close of the month

   N/A

   (Remark 1)

   N/A

   (Remark 1)

4. Stock code : N/A Description :

No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)

Balance at close of preceding month Increase/(decrease)

Balance at close of the month

5. Preference Shares

   Stock code :	N/A Descripti a) Non- on : b) Non-		cumulative Preference Shares cumulative Series A Sterling Preference Share
   No. of preference shares	Par value (State currency)	Authorised share capital (State currency)
   Balance at close of preceding month		N/A (Remark 1)		N/A (Remark 1)
   Increase/(decrease)
   Balance at close of the month		N/A (Remark 1)		N/A (Remark 1)

6. Other Classes of Shares

Stock code :	N/A	Description :
No. of other classes of shares	Par value (State currency)	Authorised share capital (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month

Total authorised share capital at the end of the month (State currency) :

N/A (Remark 1)

7. Movements in Issued Share Capital

   Balance at close of preceding month	No. of ordinary shares		No of preference shares	No. of other classes of shares
   	(1)	(2)
   	20,065,766,243 (US$0.50) (Remark 2)	N/A	a) 1,450,000 (US$0.01) b) 1 (£0.01)	N/A
   Increase/ (decrease) during the month	2,205,745 (US$0.50)	N/A	N/A	N/A
   Balance at close of the month	20,067,971,988 (US$0.50) (Remark 2)	N/A	a) 1,450,000 (US$0.01) b) 1 (£0.01)	N/A

8. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
Granted	Exercised	Cancelled	Lapsed
1. HSBC Holdings						--
Executive Share
Option Scheme
( / / )
Ordinary shares	--	--	--	--	--
(Note 1)						71,047,137
2. HSBC Holdings
Savings-Related Share
Option Plans
( / / )
Ordinary shares	--	2,018,539	--	581,567	2,018,539
(Note 1)						--
3. HSBC Holdings
Group Share Option
Plan
( / / )
Ordinary shares	--	--	--	--	--
(Note 1)						--
4. HSBC Share Plan
( / / )
Ordinary shares	--	--	--	--	--
(Note 1)
Total A. (Ordinary shares)			2,018,539
(Preference shares)		N/A
(Other class)		N/A
Total funds raised during the month from exercise of options (State currency)			£10,954,674.56 an d €20,024.22

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants (Date of expiry - dd/mm/yyyy)	of nominal prec Nominal value Currency at close of Exercised Nominal value eding during the at close of the value month month month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
2. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
3. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
4. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
Total B. (Ordinary shares)	N/A
(Preference shares)	N/A
(Other class)	N/A